EFTA01453520.pdf

-747,11IH:rfir Werri771017177.: ; Try 772 1 . 7" 31 Mai 2014 Page 2 Of 2 Deutsche Bank AG SOUTHERN FINANCIAL, LLC IN • Options Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436] SOUTHERN ExEural 21-No4-2013 20- Nov2014 25-Nov-2014 (1.000 01:0 CO, tisr, 101.030.000 JPY SHORT EUROPEAN CALL 1010000 710423459 FblANCIAL. LLC 366364436] SOUTHERN EXOneBatOneT 21-Nov-2013 20.14ov.2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUICPEAN 0.0000 11.96055 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOneBarOneT 21-N0/.2013 20-Nov2014 -2014 25-Nov (21,M000) USD 0 JPY LONG EUROPEAN 00000 10.12086 710423463 FINANCIAL. LLC outhOpt X6364436/ SOUTHERN EXOneBanOneT 21-Nov-2013 20.Nov.2014 25.Nov.2014 121.000 eel USD 0 PY LONG EtPCPEAN 0.0000 8,479.84 710423465 FINANCIAL. LLC ouchOpt 381388504i SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 NO.CCO.0O3Og USD 1025000.000 SY SHORT EIPCPEAN CALL 102 5000 (121.993 10) 745230311 FINANCIAL. LLC 390650729r SOUTHERN EXD9talept 13-Mar-2014 14-Apr-2014 15-4r-2014 (1000.0:00D) USD SHORT ELRCPEAN CALL 375660 (11.X4 50) 767041028 FINANCIAL, LLC Subtotal: ;143 321 72: Commodelas -Davadves Long! Not.Cty Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) 390932915' SOUTHERN FINANCIAL. Commodity 13-Mar;2014 15;May-2014 22.May-2014 LONG EUROPEAN WTI 100.00903 USD 00000 r21134342 it. 767318425 LLC Demative Subtotal: Total: (349,994.51) Statement ID : 182298_20140331_20140401_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111162 CONFIDENTIAL SDNY_GM_00257346 EFTA01453520