EFTA00165691.pdf

Deutsche Asset Per-i INLC- & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium!'" Priva Wealth Premium tM Private Wealth PremiumTM Elite Personal Accounts Era Business Accounts Banking Services ❑ Checking Acct. II Checking Acct. a O Consumer Debit Card 8 O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card S Acct. I Acct. I APY iNPY O Business Debit Card II O Elite Money Market Deposit e" Elite Money Market Deposit Acct. II Acct. I Deluxe Checkbook Style I APY APY &Le k Geaec 6 1 4 1 4 42 ❑ Cenificate of Deposit O Certificate of Deposit ❑ Name Onh OLT103-3 Acct. I Acct. O/Name and Address -rt.;pl;Ca rC APY APY Coxollt% BLUE Term Term O Duplicate Statement He n iNicia omt Addr ❑ OB AG NY Preferred O DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. I Acct. I State Zip Code APY APY O Mailing address (if different) Term Term Name Promo term Promo term Addr (087CA deposit account required. ibeTCAdeposit account required, along with a Cl8 AG Profaned Terms along with a 08 AG Preferred Terms City and Conditions) and Conditional State Zip Code Private Wealth Premium! '" O Cash Master Sweep Account Into nat Banking Services Checking Acct. I O' DB Private Wealth Online Plus Elite Money Market Deposit Qtnk to Existing Online Relationship Acct. N APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY IRMA 0 Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common O NorvProht Organization O Partnership O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust O Landlord Master Escrow O Estate UAW:A.0101 NAOS0000015602400104611 013959 0326l3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001433 EFTA_000 14907 EFTA00165691  Account Tge and Joint ft elicatioAt Information /tont se; Name of ACC t Title Joint Applicant Bast name, fi ss lest name. first name. middle Social runty p or mee.dr uarvie Social Sadism/ Number or Taxpayer ID Number (CO 4:t n; Address .ee- oo,vn--- Address 5T. Dervi-5 G5tfk- ieabfe City, City, State and Zip Code Home elepnone Number Home Telephone Number Business Telephone Number Names, Telephone Number Date of Binh bate of Birth Name of Employer Name of Employer Address Address Not applicable City, State and Zip Code Cay. Slate and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes en account. investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identifying documents such as a certifinate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds end, if necessary. legal representatives. authorized signatories. beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the changels) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being trivia by person et persons pwporied to be you is your own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnity and hold harmless DBTCA for any claims. losses. expenses, costs or attorneys' fees resulting prom DBTCA's acting upon such misunderstood and unauthorized Verbal Insliurtions. You underktand that DBTCA May, but shell ow be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funos or securities to anitecceunt(s) without written irtstluctions bearing your ortranal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and arty additions to the account shag become the properly of each owner as joint tenants, and DBTCA may release the entire account to any owner during the Melinle of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) atter the death of any owner(s) end may treat the account as the sole property of the suivivorls) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deriver any point deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or witndrawal requests from ary owner. After the receipt of the notice referred to in the previous sedlence DBTCA may require the written authorization of any or all joint owners for any bother payments or deliveries. 2 13-AWAS4101 013$590326l3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001434 EFTA_000 14908 EFTA00165692  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service 11 you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory repnrting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Furthermore, you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant benelicial owner(s), settlor(s). benelioary(ies), partner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subje tochange. Acceptance You ujnd rnand that this a • is subject to acceptance y DBTCA. A ft; Holders Signature Mir Joint Account Healer's Sg mature Date ,..PFraInares.,TflerC,W1 c,:. 12,t1.- 0 8evieeted:hr Tr gorne;,:t , . :..,,ridnri,g494a- ittiiiiiggArgli::"VVVikrItr „._larfa,-co„Ata •Vt ZtWn:Ag. ( 46 f, 7s4.:t..;S:MS1 kW: CN C It>hi W IM :MFI tiNaanWat i en tWA :1e14.7 4PC2,74Via 4 r" ca t; ri'Se: t!..' 4 i' i' i e ifiS . q 44*; u a l-ingP ti 14/ 444A 7 Mel* Igvi. t.wit41 4 y.qen -;....s., ..r. 2 :st...t...,.....•4 Qilitt4Ii."6, :qrtkvo / o a a.• i'24 :4; v-i,:"ri4,ci.tittp .----0,.., q; ww -4x - ''' irc..% 'fr-4.- Att- - 41 cep -....47 A fia - 4.W (gIV. • Wilgtar#1 10r756.. t" . 4.114:13`.t, YrS'Vrt'r. '‘Itrlva tfri, cra. cName rigerelacVace..19-5,19n1Sib 14047 i4r'lce .707,03:2:m ii•tfR aVit* e rif nie ° ickiggitOrigalgi6 .31gigata 13.AWM4101 013959 032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001435 EFTA_000 14909 EFTA00165693  IN WITNESS VVHERE0F, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date fisted below. (FOR BUSINESS USERSI &Orb& hir e Busmen Name 9/O4 Signori?* Date DEUTSCHE FMK TRUST COMPANY AMERICAS nn. eft.A to _00110 LI (Loin ()) ate (FOR ALL OTHER USERSI Account Name Name/Ink Signature Date WeAllaSe7 21 01019110005i3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001436 EFTA_00014910 EFTA00165694  Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium" Private Wealth Premium T" Private Wealth Premium TM Elite Personal Accounts Eiji Business Accounts Banking Services 0 Checking Acct. X Checking Acct. # O Consumer Debit Card # O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card # Acct. X Acct. It APY APY O Business Debit Card D Elite Money Market Deposit Acct li Elite Money Market Deposit Acct. X Er -Deluxe ChNkbook Style / APY APY Put ali Cia (4.- 0 Certificate of Deposit 0 Certificate of Deposit ID Name Orgy— vt.T103-3 -3 Thorn/ Acct. 8 Acct. # [3/ Name and Address -Trip, ca APY APY Term Term O Duplicate Statementemot G tuf t,/ Addr Het/bract BoNe. O DB AG NY Preferred Ei DB AG NY Preferred Cendicate of Deposit Certificate of Deposit City Acct. It Acct. State Zip Code APY APY O Mailing address (if different) Term Term Name Promo term Promo term Addr (0STCA deposit account required. (DBTCA deposit account required. along with a DB AG Preferred Terms along with a DB AG Preferred Terms City and Conditions) and Conditional State Zip Code Private Wealth Premium'" O Cash Master Sweep Account Inter/let Banking Services Checking Acct. # 9 DB Private Wealth Online Plus Elite Money Market Deposit 13-1ink to Existing Onkne Relationship Acct. 036 7.' APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA ID Corporation ❑ Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship ❑ Joint Tenants in Common O Non-Profit Organization O Partnership ❑ In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee lot O Trust O Landlord Master Escrow O Estate 13AWmeloi NAOSOD00015602-000104611 013959 03203 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001437 EFTA_000 149 1 1 EFTA00165695  Account itle and Joint Application Information e&f... .V404 Name 0 mount T Joint Applicant vast name, f Business Bast name, first name. middle initial) Socio Secunty.yumber or y yen Ot umbei . 07 .,.7 Social Security Number or laxpaye: ID Number ei NO Ati ..,t- lick/ 4ft AOWes Address MIS-/-12$14 frAn se- ossonficable City. State end 2m Code City, State end Zip Code Mame Telephone Number Business Telephone Number Date of Binh Date of Binh Name of Employer Name of Employer Address Address Not applicable City. State and Zip Code City. State and 2p Code Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain. verify, and record information that identifies each person who establishes an account, Investment or other business relationship with a financial instittnion. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and then clients. For new and existing clients wo currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. if necessary, legal representatives. authorized signatories. beneficial owners or control structutes and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that tho risk of Verbal Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless 08TCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be teqnited to, seek verification of your vethai, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to ttansfer funds or securities to any account(s) without written instructions bearing your onginal signature. Joint Account Disclosure You have opened a joint account with 08TCA and acknowledge receipt of the following information, This deposit and any additions to the account shall become the property-or each owner as joint tenants. and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may Witco checks. orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit lunds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) attar the death of any owsierls) and may treat the account as the sole property of the survivor(s) after the death of any owner(sj. Unless OBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or witndrawal requests froth any owner. Atter the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization ol any or all joint owners for any further payments of deliveries. 2 IsAwmOttit 013059032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001438 EFTA_00014912 EFTA00165696  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services. you understand that you will be required to enter into s separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that ins your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore. you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiary(ies). pennergd, etc. to enable hiraher/ them to fulfill any respective tax obligations that may arise for tingher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-9 or W9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by youion this Application is accurate. The Terms and Conditions for Deposit Accounts are sublect.tochange Accep.71 c You enderstand that this a Astoum Molder's Signature e by DBTCA. Dior 9M7 Jan' Account Molders Signature Data trsMa rdtraPe 141:7874.. Er • For:rSink ReGlawed.t. ;W2 tt Cyr it.e t4k t RAI" , 41--Mtg - gtrgt M ' r klee...c..7iti;447/2elAca,ktozawal:StItthik.Mkteklr.ale Fan; .1.4/..rrerr r Int are. WI; t-rit oar e, trafr. .•).‘ortt.••44 ajp.7.1 cg.tityw Del to 44-4 „cw 44.5.tt Leo, CS , ntor <4. ..„ - .0.1nth:Vaa .* 0.4w •It:“..Yefralritictehitii'??R`l, 41,AkitlogirlaM" 1 PrarFfr Es% - • • . , ri,Wo '.:4 o "+0*.i cir, Pt,ic .r .,20.4: :.% :ter.•t"' • • ON ' tsPellpiSS O.05 Ve4.4xek taaisr. rat 47 .,..4, 1?:: 41.:? I. I Accegted; KfrVe- \S„T '., , ir}s" Ye gt. - Orley ...42'k 7,..:4:‘. r....4csa ivsfrecaoticick.wmta tta • 14 ist - s2vLow..ss• Pixkittiwkiii; igki $3-7,f:A:wincla,401.1„ ,..40-4-,,x*....24- ": `hl kssekrawien... :>/a1 140- . . 'ti- •‘i< ' • ...-. "I3h...,-, ., . t. :„. i PaGN I' li t i. .S eta" •Nttit .:V', ": ‘ Lark:e1114...c 2IFAV:2:aprele .3itell; I•litaigiefitIt- ;.ter 3 53•AWM-0101 0;3959 032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001439 EFTA_00014913 EFTA00165697  IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS' Business Na ject „JAL Name/Free Signer* Data DE7E 8 NE TRUST COMPANY A sv Print Name/Ink 1 ► 101 ITI R Datel I (FOR All OTHER USERS, Account Name NametTit Signature Date WM 134667 21 010196 030613 CONFIDENTIAL- PURSUANTTOFED.R. CRIM.P. 6(e) DB-SDNY-0001440 EFTA_00014914 EFTA00165698