EFTA01372070.pdf

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC Portfolio Holdings (continued) U.S. DO LLA RS (continued) Unrealized Wielded Estimated Dete Acquired Quantity Unit OA Om Bate Market Price Market Value Odnloss Annual Income Yield EQUITIES (continued) Common Stocks (continued) 810GEN IDEC INC COM Security Identifier: 8116 Dividend Option: Cash CUSP. 09062X133 02/14/12 t3 2,095.000 110.2720 231,019.65 333.7800 699.269.10 468,249.45 2CENTENE COPP DEL COM Security Wentifw: CNC Dividend Oplion: Cash CUSIP 6135861 09/08/14 15,550.000 63.6450 989.67915 130.5700 2.030.363.50 1,040,683.75 KARYOPHARM THERAPEUTICS INC COM Security Identifier KPTI Dividend Oplion: Cash CUSP. 4857611136 07/12/18 25,000.000 18.6840 467,106 00 8 4700 211 750 00 -255,356.00 Total Common Stocks 662,968,600.98 563.805.559 56 6636,958.58 $1,369,257.31 Preferred Stocks (Listed by expiration date) GMAC CAP TR IUD TR PFD SECSMR 2 CPS- Security Identifier: ALLY PRA 8.25% FRED ORTLY MATY-02/15/2040 CALL CUSP: 361860208 ANYTIME125 W/30 DAYS BEGINS 02/6/E Dividend Galion: Cash 02122/12 80,000.000 23.5350 1,882,773.60 26.1100 2.088.800.00 206,026.40 163,568.48 7.63% Total Preferred Stocks $1,882,773.60 $2,068,800.00 $206,026.40 $163,568.48 TOTALEQUITIES $64,851,374.58 665.894.359.56 31,042,984.98 $1,532.825.79 Unrealized Awned Metaled Cod Buis Market Value Gain:Loss !dyed Annual Income TOTAL U.S. DOLLARS $88,909,151.66 $89,003,290.61 $94,138.95 $354,473.83 53,108,879.11 EURO Opening posing Accrued 10 ay Description Quantity Balance Balance Currency Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 0.00 42.57 EUR -4 884 USD Page 7 of -; Account Number Rated Excellent Clucks Weeugh Pin UC. • wholly coned Go paperless AIX A.ROUtt.C.Witirf 4 Every Year Since 2007 pµ8AR RA TM COMPAVNICA71076 EXCELLENCE subsifurey of The Bakal New Yort Mellon Coryeration (WY Mellen) PCISrat LLC. motto( MLR& ',MAW( CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065669 CONFIDENTIAL SDNY_GM_00211853 EFTA01372070