EFTA01593346.pdf

Statement of Account MULTI-CURRENCY PORTFOLIO SUMMARY ***BASE CURRENCY REPORTED IN USD *** ***PREF CURRENCY REPORTED IN USD *** HOLDING CURRENCY EURO Exchange Rate: PORTFOLIO SUMMARY VALUE IN HOLDING CURRENCY VALUE IN BASE CURRENCY VALUE IN PREF CURRENCY Cash Balance Long Market Value 1.26130000000 EUR/USD Short Market Value 1.26130000000 EUR/USD Debit Balance Short Balance Net Portfolio Value BRITISH POUND STERLING Exchange Rate: Cash Balance Long Market Value 1.82160000000 GBP/USD Short Market Value 1.82160000000 GBP/USD Debit Balance Short Balance Net Portfolio Value US DOLLAR Exchange Rate: Cash Balance Long Market Value 1.00000000000 USD/USD Short Market Value 1.00000000000 USD/USD Debit Balance Short Balance Net Portfolio Value TOTAL PORTFOLIO VALUE (USD ) TOTAL PORTFOLIO VALUE (USD ) 2,532,882.91 2,532,882.91 2,532,741.40 2,532,741.40 2,532,882.91 67.3057.67 2,532,882.91 122.59105.05 2,532,882.91 122.59105.05 2,532,882.91 199.65195.48124.97 251.81246.56227.64 251.81246.56227.64 4.17 EFTA01593346 5.25 5.25 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 2030 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 1 OF 19 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE CREDIT SUISSE SECURITIES (USA) LLC EFTA01593347 Statement of Account *** ALL AMOUNTS IN EURO *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets MONTH Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 195.48199.65Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 0.40DB 0.40DB The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 363.93DB 450.66 229.23 YTD 585.36 4.17 EFTA01593348 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 195.48 895,615.06 0.40 MONTHLY ACTIVITY SUMMARY DEBIT 195.08 623,257.36 895,615.06 623,257.36 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20A 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 2 OF 19 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CREDIT SUISSE SECURITIES (USA) LLC EFTA01593349 Statement of Account *** ALL AMOUNTS IN EURO *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 04/26 JOURNAL 03 04/26 BOUGHT 01 04/27 JOURNAL 03 04/27 JOURNAL 01 04/27 SOLD 03 04/27 BOUGHT 01 04/28 JOURNAL 01 04/28 SOLD QUANTITY DESCRIPTION -15,064 DEUTSCHE POST AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 15,064 DEUTSCHE POST AG DONE AT DEUTSCHE BNK/ALEX BROWN 400,000 KFW 0.5 02/03/10 00.5000 02/03/2010 TO 736FY0 FROM 746FY0 -14,650 DEUTSCHE POST AG OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -400,000 KFW 0.5 02/03/10 00.5000 02/03/2010 DONE AT DEUTSCHE BNK/ALEX BROWN 14,650 DEUTSCHE POST AG DONE AT EXBKR/NOMURA SEC INTL LONDON 400,000 KFW 0.5 02/03/10 00.5000 02/03/2010 TO 736FY0 FROM 746FY0 -400,000 KFW 0.5 02/03/10 00.5000 02/03/2010 DONE AT EXBKR/NOMURA SEC INTL LONDON 111.62500 446,960.27 446,960.27 20.96000 307,064.00 112.05000 448,654.79 307,064.00 448,654.79 20.99000 316,193.36 PRICE EFTA01593350  DEBIT CREDIT 316,193.36 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 203() 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 3 OF 19 (USA) LLC INT EFTA01593351 Statement of Account *** ALL AMOUNTS IN EURO *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/03/06 INTEREST DESCRIPTION DEBIT INT @ AVG RATE 2.753 FOR 31 DAYS FROM 03/01 TO 03/31 CLOSE BAL 195.08 DB AVG BAL -195.08 DB DEBIT 0.40 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 4 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593352 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 57.67 67.30Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 0.31 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 26.92DB 25.71DB MONTH 0.31 YTD 1.21 124.97 EFTA01593353 100.00 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 57.67 0.31 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 57.36 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20a) 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 5 OF 19 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE CREDIT SUISSE SECURITIES USA) LLC EFTA01593354 Statement of Account *** ALL AMOUNTS IN BRITISH POUND STERLING *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/03/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 4.338 FOR 31 DAYS FROM 03/01 TO 03/31 CLOSE BAL 57.36 CR AVG BAL 57.36 CR DEBIT CREDIT 0.31 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 6 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593355 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** PORTFOLIO SUMMARY CURRENT VALUE % ASSETS Cash Equities Stocks Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets MONTH Long Market Value Short Market Value Debit Balance Short Balance Repurchase Equity Rev Repur Equity Repurchase Fails Rev Repur Fails Net Portfolio Value 2,532,882.91 Credit Interest Dividend Income Municipal Income Govt. Income Other Bond Income Other Income Div/Int Chgd Loan Interest Chgd Repurchse Int Chgd Rev Repur Int Income Net Total Cash Income 8,551.97 The understanding of CS Sec USA LLC is that credit balances held in your account are pending reinvestment. 33,029.14 2.31 8,551.97 YTD 33,026.83 2,532,882.91 100.00 EFTA01593356 Opening Balance Purchases Sales Funds Received Funds Withdrawn Net Total Cash Income Foreign Exchange Repurchase Agreements Rev Repur Agreements Other Closing Balance INCOME SUMMARY 296,713.20 296,713.20 2,532,882.91 9,714,505.96 MONTHLY ACTIVITY SUMMARY DEBIT 3,095,724.42 CREDIT 2,129,673.08 3,921,407.87 9,283,480.37 8,551.97 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 7 OF 19 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING EFTA01593357 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/03 WIRED 01 04/03 JOURNAL 01 04/03 JOURNAL 03 04/03 JOURNAL 03 04/03 SOLD 01 04/04 JOURNAL 01 04/04 WIRED 01 04/04 JOURNAL 03 04/04 JOURNAL 03 04/04 BOUGHT 01 04/05 JOURNAL 01 04/06 JOURNAL 01 04/06 JOURNAL 01 04/06 JOURNAL 03 04/06 JOURNAL QUANTITY DESCRIPTION FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 700 DUKE ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -700 DUKE ENERGY CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING FROM 2F8EE0 TO 746FY0 -4,000 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 4,000 SUPERVALU INC DONE AT EDGETRADE.COM INC. FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/GBP S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -800 CMS ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 EFTA01593358 -1,300 CMS ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 16,915.08 31.06590 124,285.56 62,303.41 46,787.47 46,787.47 10,418.32 29.48660 62,142.78 13,315.00 62,142.78 124,285.56 20,636.13 10,318.06 20,636.13 PRICE DEBIT CREDIT 11,987.00 10,318.06 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 8 OF 19 USA) LLC 111111 EFTA01593359 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 04/06 JOURNAL 03 04/06 JOURNAL 03 04/06 BOUGHT 03 04/06 SOLD 01 04/06 BOUGHT 03 04/06 SOLD 01 04/07 JOURNAL 01 04/07 WIRED 01 04/07 JOURNAL 01 04/07 JOURNAL 03 04/07 JOURNAL 03 04/07 JOURNAL 03 04/07 BOUGHT QUANTITY DESCRIPTION 700 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,300 CMS ENERGY CORP DONE AT EXBKR/CUTTONE & CO, INC. -800 DUKE ENERGY HLDG CORP CORRECTION DONE AT EDGETRADE.COM INC. 800 CMS ENERGY CORP -700 CSX CORPORATION DONE AT EDGETRADE.COM INC. DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING 100,000 CONSECO INC CVT -3,000 CONSECO INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,200 MASCO CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CONSECO INC DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED 25.56000 76,830.00 EFTA01593360 39,745.53 FROM 2F8EE0 TO 746FY0 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 76,830.00 112,998.06 13.01740 61.03030 10,418.32 42,716.04 114,786.79 27,500.00 114,786.79 29.41330 23,525.51 13.00160 16,915.08 23,525.51 PRICE DEBIT 42,716.04 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 9 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593361 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 04/07 SOLD 01 04/07 SOLD QUANTITY DESCRIPTION -1,200 MASCO CORP -100,000 CONSECO INC CVT DONE AT EDGETRADE.COM INC. 03.5000 09/30/2035 CORRECTION DONE AT MORGAN, STANLEY AND COMPANY, INCORPORATED 01 04/10 JOURNAL 01 04/10 JOURNAL 01 04/10 WIRED 01 04/10 WIRED 01 04/10 JOURNAL 03 04/10 JOURNAL 01 04/10 BOUGHT 03 04/10 SOLD 01 04/11 MRKD/MARKET 01 04/11 JOURNAL 01 04/11 JOURNAL 01 04/11 JOURNAL S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA -250,000 CENTERPOINT ENERGY INC CVT SER B 03.7500 05/15/2023 TO 736FY0 FROM 746FY0 14,030 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 250,000 CENTERPOINT ENERGY INC CVT SER B 113.26030 03.7500 05/15/2023 -14,030 CENTERPOINT ENERGY INC MARK TO MARKET FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN 200,000 CONSECO INC CVT FROM 746FY0 TO 2F8EE0 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 EFTA01593362 DONE AT EXBKR/SOCIETE GENERAL DONE AT EXBKR/SOCIETE GENERAL S/D FINANCING 12.33000 15,836.58 1,433,147.09 1,433,147.09 226,963.89 286,926.79 172,283.08 172,283.08 86,141.54 86,141.54 11,050.00 16,168.00 286,926.79 PRICE 33.12780 112.93000 DEBIT CREDIT 39,745.53 112,998.06 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 10 OF 19 CREDIT SUISSE SECURITIES USA) LLC EFTA01593363 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/11 JOURNAL 03 04/11 MRKD/MARKET 03 04/11 JOURNAL 03 04/11 JOURNAL 03 04/11 JOURNAL 03 04/11 JOURNAL 03 04/11 SOLD 01 04/11 SOLD QUANTITY DESCRIPTION 100,000 GENERAL MTRS CORP CV C 33 06.2500 07/15/2033 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -6,000 CONSECO INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -39,350 GENERAL MOTORS OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 380 AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 380 AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -380 AMERICAN FINL GROUP INC DONE AT EDGETRADE.COM INC. -200,000 CONSECO INC CVT 03.5000 09/30/2035 CORRECTION DONE AT BANC OF AMERICA SECURITIES LLC 03 04/11 BOUGHT 01 04/11 SOLD 39,350 GENERAL MOTORS DONE AT GOLDMAN SACHS AND COMPANY -100,000 GENERAL MTRS CORP CV C 33 06.2500 07/15/2033 CORRECTION DONE AT GOLDMAN SACHS AND COMPANY 03 04/11 BOUGHT 6,000 CONSECO INC CORRECTION DONE AT BANC OF AMERICA EFTA01593364 SECURITIES LLC 25.72000 154,620.00 16.87160 1,681,108.20 19.55700 771,928.95 41.68200 113.37500 15,836.58 226,963.89 15,836.58 15,836.58 771,928.95 PRICE DEBIT 1,681,108.20 15,836.58 154,620.00 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 11 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593365 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/12 JOURNAL 01 04/12 WIRED 01 04/12 MRKD/MARKET 01 04/12 JOURNAL 01 04/12 JOURNAL 01 04/12 JOURNAL 01 04/12 JOURNAL 03 04/12 MRKD/MARKET 03 04/12 JOURNAL 03 04/12 JOURNAL 03 04/12 JOURNAL 01 04/12 SOLD 01 04/13 JOURNAL 01 04/13 WIRED QUANTITY DESCRIPTION S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS PAID BY WIRE WIRE TO CITIBANK MARK TO MARKET S/D FINANCING RETURN 200,000 CONSECO INC CVT -200,000 CONSECO INC CVT 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 670 CONSECO INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET 6,000 CONSECO INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -6,000 CONSECO INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -380 AMERICAN FINL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -670 CONSECO INC DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA 25.52170 206,797.06 EFTA01593366 10,255.00 17,095.32 15,836.58 154,620.00 154,620.00 17,095.32 93,104.82 FROM 746FY0 TO 2F8EE0 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 226,963.89 16,168.00 93,104.82 16,465.95 226,963.89 PRICE DEBIT CREDIT 16,465.95 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 12 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593367 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/13 MRKD/MARKET 01 04/13 JOURNAL 03 04/13 MRKD/MARKET 03 04/13 JOURNAL 03 04/13 JOURNAL 03 04/13 JOURNAL 03 04/13 JOURNAL 03 04/13 JOURNAL 03 04/13 JOURNAL 03 04/13 SOLD 03 04/13 BOUGHT 03 04/13 BOUGHT 01 04/17 JOURNAL 01 04/17 WIRED 01 04/17 MRKD/MARKET 01 04/17 JOURNAL QUANTITY DESCRIPTION MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET -6,200 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 650 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -4,840 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -650 RPM INCORPORATED DONE AT EDGETRADE.COM INC. 6,200 TJX COMPANIES INC NEW 4,840 PPL CORP 24.41020 DONE AT EDGETRADE.COM INC. 29.06810 DONE AT EDGETRADE.COM INC. EFTA01593368 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 3,101.40 65,892.30 151,377.34 140,716.22 65,892.30 18,154.00 19.32790 12,559.17 140,716.22 36,313.80 36,313.80 36,313.80 12,559.17 112,042.80 151,377.34 PRICE DEBIT CREDIT 112,042.80 206,797.06 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 13 OF 19 CREDIT SUISSE SECURITIES USA LLC EFTA01593369 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 04/17 MRKD/MARKET 03 04/17 JOURNAL 03 04/17 JOURNAL 03 04/17 JOURNAL 03 04/17 JOURNAL 03 04/17 BOUGHT 01 04/18 JOURNAL 01 04/18 JOURNAL 03 04/18 JOURNAL 03 04/18 JOURNAL 03 04/18 JOURNAL 03 04/18 BOUGHT 03 04/18 BOUGHT 03 04/18 BOUGHT QUANTITY DESCRIPTION MARK TO MARKET -800 DUKE ENERGY HLDG CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 800 DUKE ENERGY HLDG CORP DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 -2,000 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -3,540 SUPERVALU INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,800 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,800 PPL CORP DONE AT EDGETRADE.COM INC. 3,540 SUPERVALU INC 2,000 AMGEN EFTA01593370 29.41860 DONE AT EDGETRADE.COM INC. 70.17210 DONE AT EDGETRADE.COM INC. 28.59470 51,480.36 104,161.31 140,353.69 51,480.36 104,161.31 28.54850 22,843.20 147,997.67 147,997.67 140,353.69 36,313.80 36,313.80 36,313.80 PRICE DEBIT CREDIT 3,101.40 22,843.20 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 14 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593371 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/19 JOURNAL 01 04/19 MRKD/MARKET 01 04/19 JOURNAL 03 04/19 MRKD/MARKET 03 04/19 JOURNAL 03 04/19 BOUGHT 03 04/19 BOUGHT 01 04/20 WIRED 01 04/20 MRKD/MARKET 01 04/20 JOURNAL 01 04/20 JOURNAL 01 04/20 JOURNAL 03 04/20 MRKD/MARKET 03 04/20 JOURNAL 03 04/20 JOURNAL 03 04/20 BOUGHT QUANTITY DESCRIPTION S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 MARK TO MARKET -6,170 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,000 CENTERPOINT ENERGY INC AS OF 03/28/06 DONE AT EXBKR/CUTTONE & CO, INC. 6,170 CENTERPOINT ENERGY INC DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA MARK TO MARKET S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN 1,000,000 TJX COS INC CONV FROM 746FY0 TO 2F8EE0 02/13/2021 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 MARK TO MARKET -24,504 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 EFTA01593372 -3,000 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 24,504 TJX COMPANIES INC NEW DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. 24.14400 592,849.78 36,313.80 726,217.79 823,272.00 36,313.80 592,849.78 11.63930 71,848.41 10,626.00 36,313.80 726,217.79 12.09460 36,313.80 PRICE DEBIT 35,924.20 36,313.80 35,924.20 36,313.80 71,848.41 CREDIT INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 15 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593373 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/20 SOLD 01 04/21 JOURNAL 01 04/21 JOURNAL 03 04/21 JOURNAL 03 04/21 JOURNAL 03 04/21 SOLD 03 04/21 SOLD 01 04/24 JOURNAL 01 04/24 JOURNAL 03 04/24 JOURNAL 03 04/24 JOURNAL 03 04/24 JOURNAL 03 04/24 SOLD 03 04/24 SOLD QUANTITY DESCRIPTION -1,000,000 TJX COS INC CONV 02/13/2021 DONE AT MERRILL LYNCH, PIERCE, FENNER AND SMITH, INC. S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 1,290 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 625 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -625 CSX CORPORATION DONE AT EDGETRADE.COM INC. -1,290 RPM INCORPORATED DONE AT EDGETRADE.COM INC. S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 1,360 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 270 HCC INSURANCE HOLDINGS INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 485 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,360 RPM INCORPORATED EFTA01593374 DONE AT EDGETRADE.COM INC. -270 HCC INSURANCE HOLDINGS INC DONE AT EDGETRADE.COM INC. 34.02980 19.20525 26,110.85 9,186.27 34,059.02 9,186.27 34,678.06 26,110.85 19.29030 66.34460 41,460.65 24,876.62 34,678.06 41,460.65 33,168.63 24,876.62 33,168.63 PRICE 82.32720 DEBIT CREDIT 823,272.00 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 16 OF 19 USA) LLC EFTA01593375 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 03 04/24 SOLD 01 04/25 JOURNAL 01 04/25 JOURNAL 01 04/25 JOURNAL 03 04/25 JOURNAL 03 04/25 JOURNAL 03 04/25 SOLD 03 04/25 BOUGHT 01 04/25 SOLD 01 04/26 JOURNAL 01 04/26 JOURNAL 01 04/26 WIRED 01 04/26 JOURNAL 01 04/26 JOURNAL QUANTITY DESCRIPTION -485 CSX CORPORATION DONE AT EDGETRADE.COM INC S/D FINANCING FROM 2F8EE0 TO 746FY0 S/D FINANCING RETURN 500,000 TJX 0.0 02/13/21 FROM 746FY0 TO 2F8EE0 02/13/2021 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -12,250 TJX COMPANIES INC NEW OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 4,750 RPM INCORPORATED OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -4,750 RPM INCORPORATED DONE AT EDGETRADE.COM INC. 12,250 TJX COMPANIES INC NEW DONE AT LAZARD CAPITAL MARKETS LLC -500,000 TJX 0.0 02/13/21 02/13/2021 DONE AT LAZARD CAPITAL MARKETS LLC FROM 746FY0 TO 736FY0 746FY0 TO 736FY0 USD/EUR S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING RETURN EFTA01593376 FROM 746FY0 TO 2F8EE0 3,000 PPL CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 434,679.86 88,804.80 393,164.30 434,679.86 21,609.00 83.18750 415,937.50 24.59970 301,958.82 19.42350 92,232.65 92,232.65 301,958.82 405,064.48 415,937.50 PRICE 70.23220 DEBIT CREDIT 34,059.02 405,064.48 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 17 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593377 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** TRADING ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/26 SOLD 01 04/27 JOURNAL 01 04/27 WIRED 01 04/27 JOURNAL 01 04/27 JOURNAL 03 04/27 JOURNAL 03 04/27 BOUGHT 01 04/28 JOURNAL 01 04/28 JOURNAL 01 04/28 JOURNAL QUANTITY DESCRIPTION -3,000 PPL CORP DONE AT SOUTHWEST SECURITIES, INC S/D FINANCING FROM 2F8EE0 TO 746FY0 FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA FROM 736FY0 TO 746FY0 736FY0 TO 746FY0 USD/VAR S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 -600 AMGEN OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 600 AMGEN DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 FROM 736FY0 TO 746FY0 736FY0 TO 746FY0 USD/EUR 66.48990 39,896.79 277,191.34 277,191.34 560,425.60 39,896.79 677,699.44 677,699.44 10,728.00 154,475.97 PRICE 29.60710 DEBIT CREDIT EFTA01593378 88,804.80 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 203Q 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 18 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593379 Statement of Account *** ALL AMOUNTS IN US DOLLAR *** INCOME ACTIVITY FOR THE MONTH TYPE DATE TRANSACTION 01 04/03/06 INTEREST DESCRIPTION FUNDS DEPOSITED HAVE EARNED CREDIT INT @ AVG RATE 4.723 FOR 31 DAYS FROM 03/01 TO 03/31 CLOSE BAL 2129673.08 CR AVG BAL 2103039.92 CR DEBIT CREDIT 8,551.97 INV REP ACCOUNT TAXPAYER ID. STATEMENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 04/01/06 TO 04/30/06 19 OF 19 CREDIT SUISSE SECURITIES (USA) LLC EFTA01593380 Statement of Account You can receive Independent Third Party research on certain companies covered in CSSU's research reports, at no cost to you. You can access this Independent Research, if available from our designated providers, at (www.credit-suisse.com/ir) or by calling (1 877 291 2683) or emailing ([email protected]) to request a copy of this research. LLC EFTA01593381