EFTA01365214.pdf

Case: 01195100 — salesforce.com - Unlimited Edition Page 12 of 12 Action Changed Case Owner from Compliance KYC to Amanda Kirby. 3120/201412:33 PM User Amanda Kirby Action Changed Owner (Assignment) from Amanda Kirby to Compliance KYC. 314/201411:32 AM User Janice Franklin Action Changed Case Owner from Compliance KYC to Amanda Kirby. 21261201411:48 AM User Amanda Kirby Changed Owner (Assignment) from Amanda Kirby to Compliance KYC. Changed Status from Rejected to 4. Action Ready for AML & Bus. Risk Approval. 2/26/2014 8:56 AM User Janice Franklin Action Changed Case Owner from Compliance KYC to Amanda Kirby. 2/26/2014 8:56 AM User Janice Franklin Changed Reason for Rejection (If Applicable). Changed Status from 4. Ready for AML & Bus. Risk Approval to Action Rejected. 2/24/2014 3:47 PM User Brian Biggar Changed Owner (Assignment) from New York KYC to Compliance KYC. Changed Office Dir./Bus. Action Head/GMTH/SMTH Approver to Brian M. Biggar. Changed Status from 3. Ready for Office Dir Approval/SMTH to 4. Ready for AML & Bus. Risk Approval. 2/24/2014 12:55 PM User Paul Morris Changed Owner (Assignment) from Paul Morris to New York KYC. Changed Primary Officer/RM Approver to Pau Action Morris. Changed Status from 1. In Progress to 3. Ready for Office Dir Approval/SMTH. 2/24/2014 12:02 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to Paul Morris. 2/24/2014 11:54 AM User Amanda Kirby Action Created. Copynght .1)2000-2015 salesforce corn. inc All rights reserved https://dbforcepb.my.salesforce.com/5006000000XGHtUp?retURL=/5006000000XGHtIA... 8/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055889 CONFIDENTIAL SONY GM_00202073 EFTA01365214