EFTA00999750.pdf

From: "Jeffrey E." <[email protected]> To: Tazia Smith < >, Richard Kahn Subject: Re: [C] Date: Wed, 29 Oct 2014 12:43:10 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11) vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/db/dbcom To: leffrey E." <jeevacation(pqmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS. Paul Morris. Richard Kahn >. Stewart OkIlieldfdbfacom@DBAMERICAS. Vahe StepaniaNdb/dbcom©DBAMERICAS Dale: 10/2812014 04:14 PM Subject: Trade Report 10/28/14 (C) Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia c", EFTA00999750 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 ParkAvenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email From: Tazia Smith/db/dbcom To. leltrey E." < evacac ti cirrt om>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbklbcom©DBAMERICAS. Vahe Stepanianidb./dbcom@DBAMERICAS Date: 10,28/2014 02:24 PM Subject: Re: (C) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia VWAP from time of Order Entry: $24.0117 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email From: Tazia Smith/db/dbcom To: .norrt leffrey E." <jeevac tic@. om>. EFTA00999751 Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbklbcom©DBAMERICAS. Vahe Stepanianidbfdbcom@DBAMERICAS Date: 10282014 01:11 PM Subject: Re: (C) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia From: Tazia Smithidb/dbcom To: leftrey E." <jeevacao ti sirrt om>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepanianldbldbcom@DBAMERICAS. Stewart Oldfieldidb/dbcom®DBAMERICAS Date: 10128/2014 11:36AM Subject: Re: (C) Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. From: Tazia Smithiclbidbcom To: leflrey E?.cjetn iongrrtoom>. it Cc: Daniel Sabba/db/dbcom®DBAMERICAS. Paul Moths. Richard Kahn Vahe Stepanian/dbidbcorn@DBAMERICAS Date: 1012812014 11:06 AM Subject: Re: (C) EFTA00999752 Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobil Email Irr From: Tazia Smith/db/dbcom To: Jeffrey E." [email protected]>®DEUBAINT. Co: Richard Kahn Daniel Sabbaklb/dbcom©DBAMERICAS. Vahe Stepanian/db/dbcom©DBAmeticas. Paul Morris Date: 10128/2014 10:57 AM Subject: Re: (C) Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email EFTA00999753  From: 'Jeffrey E' leevarSo gSn ma > To: Tazia Smith/dbedbcom@DBAMERICAS, Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of WE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. 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