EFTA01082455.pdf

To: Huteher, Ble Front tee, David Notes Tax advisor, was Just forwarding ryl Massage— Front Nubs r 06, 2006 6439 Pet To: Lee, David Subject: Re: Jeffrey When am they b and Wu do we want themto -her, Else Sent: Wednesday, rreet7 lbw tire try !tact:Berry WireleSS Device —0rIghal Message---From Lee, David lb: Cutler, Lawrence 0.: 1:43 2006 SUtdect: FW: Jeffrey liubser. Bse Sent: Wed Dec OE Redacted for Privilege it 4.• : • . • !I 4nrtiee nAndtl-Pi- A000S , COMmerar- v• ` Vt l f1 1 :4 :4:» Thank you for you: Interest in D.B. AWn &Co., LP. Attached please find the frost recent kvestor Fund, L P. Best Regards, D.B. Dan &Co., LP. 745 ~Avenue, 10th Moor New camentary for the le.& Zan Special Opporbettlei York NY 10151 (646) 720-910) Phone (646) 720-9000 Fax IROdtata.odin Mar r siaz igtafirt~I*030 0i9aftrldiadiretIlliag ••• 1," ' t '4'4.. • r ; bilte • Attached please find an Wportant formats . Dort that was sent to Me Shareholders of the 2Vem Spa . dal Opportunities Fuld, Ltd. This conwunkatbn fa your hfornetlen alt/ and requteS no action as your part. We val serf a slit bon applicable to the united P Specal 0000rtun es Mal?, eta- Zwirn Attached please find an Important comrunIcatbn regard • later than May 22, 2009. Investor: il ls be rerrinder that consent forne mat be received before Mena SianMay 22, 2009. X you would lice to discuss the consent, puma tadIreitto contact Elsa Hubsher at Thank you, D.B. .~4 e. fr .U:4400 140 1: 0 0 4.1k 444. . .. . , ¥tkikiSt a 104,44iattaan$ 111000 Dear Investors We have not remised your mnsent tomt Thisbe renaura they mat be naked before re you Vottlid leas to discuss the consents, plasm feel free to contact elm Hutdber atffifflffil 10= aan New York drre on May 22, 2009. lhank yolk D.e. aWn &Co., LP. .tialOttr.ki 01— : ,.. J--..,-4/ 0g.iik0fit(0 41! 0PANISibitlea Sitt!e*I5SS° F Ciminl ik äitin - '''' ." ' ' ' Dear Investor, We ore pleased to kronaYou that 10;00 AM today, the deadine for subrathg proocies in respect et the notices sent to Wan= h It each of D B. Zvelm Special Opportunities Fund, LP., Zwtn Special Opportunties Fund, Ltd., D.B. ZwWn Ada/Pacific SpeckIOpportunties Fend, LP. and Zwlrn Speclal 0pportuntles (TE) Fund, LP., we had reoeked a suffgent nuntero les for each fund to constitute a quorum and to approve the us nutters for which consent was requested h connectq&Wth the replacement of Zbilin &Co., LP. as Westmont reneger to the funds with an aftilate of Fortress Investment Group B.C. We note that, for Avkn Sbedal 0pportu Fund, Ltd, the vote wt be Treece at the shareholders' meeting scheduled for May 26, 2009 and, once fretted, we ex nagenent of the funds we be transferred to Fortress at the cbsktg pursuant to the transaction Moments described In the ccosent documents. We would lice to thank all hvestors b the Funds for their thoughtful nutters related to the transactbn and bolt tamale to our =Unwed Support as we mete the transition. Regards, as Avkn lkconstderatbn Co.,L P. of al ;åa Notes: Tried calling but no one answered. Notes: tis- JE 1k 10pm Mark Devitt called David Endycic JEt attorney Jeepers, Inc. Activity Confidential VRP 00000001 EFTA01082455  Redacted for Privilege *******411.1. 4.* OW* V* 4.4.• .14.• SO• 11*******1141**Wini *11allIDILIF/Mr4 U.S. lteasury Circular 230 Notice: My U.S. federal tax advice heluded h this communization was not intended or written to be used, and came( be used, for the purpose of avoiding U.S. federal tax penalties. al*. • *114.41Mnsn. •*an NOTICE This e-rrel message ls Intended only for the named redpent(s) above. It may contain confidential hiormation that is privileged or that constitutes attorney work product. If you are not the Intended recipient, you are hereby mitred that any dissenination, distrbution or copying of this c-neil and any ettachrent(s) Is strictly prorobted. If you have received this e-rrall in error, please kmedetely notify the sender by replying to this a-nal and delete the message and any atbschrrent(s) from your system. Thank you. ataya *et ..taaSsin &19tAhrtll EstIMaiea(kiiageit ei;t04 from WoykOwsiti,!Tallah received on 5/6/2005;11638 PM) Notes: Front Vloykchski, Tallah T Subject: Da Zwtn & JCIC Aprl Estimates Cody: rain, Fee recent/I: started working wan Allison on Investor Ftetatbns here a . Alison has asked nit to mated you watt an Aprl estimate for our funds. A rough conservative esthete for net perfamence h the n Special Opportunties Fund, LP. for the marsh of April 2005 k +100bps. A rough estimate for net perforrtence h the JCK Partners, L or the month of April 2005 6 -1.6%. Please let me Wow r I can be of a fu r assistance. o. ., . . .. ., 3.10205:400.6•'• • - DEAZ•freseptdd by-Financial Trusbcoropany . ..., . (bgged: ' , „ . "Talidllf,ifiliViann20/2005 lir 114054 AM). , Notes: Front Woylawald, Tata h To: harry Beier (h.I.III; CC: Subject: ORZ fees pail by Financial Trust Company Body: Mt. Polar, As you request° Scsee below. Please let us know r nit an eke. Taaah V/ov Relations WIn &Co. Law, UMne Sent: Wednesday, July 20, 2005 11:40 AM To: Woykowsld, TabhCe: Grist, Peny Subject: RE: Urgent F Conpany 2004 management fees $1,262,140 2004 Incentive fees $2,756,039 2005 thru Jule novae feeS $1,049,413 2005 Marne hey fees $1,454990 7,4474005. . • - :- -..-*LISt l yj, ,;:jjszi,.,, ;2'44 •I l, • ;,• l••t• •••'.• : "' Itlfiajci• t, : . • 'l• •: tc.- :•-•.!l. '. 0'1 • • Notes: Front Woykowsid, Talbh To: WOylevald, 760M1CC: Grins, Perry Subject: RE: Urgent Body: remade! That Company 2004 management fees i $1,262,1402004 inmate fees $2,756,039 2005 ttru June mgrrt fees $1,049,413 2005 tiro June trey fees $1,454,990 Front WeYkOwSki, ; Tallah Sent Wednesday, July 20, 2005 11:33 AM To: Law, U Anne Ce Gruss, Peny Subject: Urgent Importance: ugh U Anne, ihrry Belerjust called agait Apparently, P, is urgent that he find out what Fhandal Trust Conpany has paid h rranagerrent and performance fees for 2004 and 2005. Is there any way '1 MIL i Zwkn &Co. v- e •4::.:: -, W:1; . -iik4... ti.f„ ,..m.pc; ,rs- :.;5,11.:.. -: ry- • ,*:;,;;.--.. , i Notes: Front Alirronsky, Alison To: 'Hwy Baler (henyeanysglc.com)' CC: AVMS, MOW 9Mect DU IFS Bray: Kt. Beier, I understand that you ! recently spoke wth Mark Bkindrol of JCK Partners, and that he provided you vvith JtO pertontance and caphal account balance hfccnetbn for Mandel Tiust's3CK hwestrnent. As he mentioned, we have cerdrated Investor Relations for both DM and JCK wth Arson and I so please feel free to contact one of us next month when you need these nutters. Take wanted to mention that CSZ dots not yet have a Jul,' performance °iterate or capital account balance for Financial Trusts bwestment. We general/ have a very rough petforrrence esthete by the 5th business day of the month, which I can provide to you over the phone, and a mare (hated esthete 10.15 business days Vito the rronth which Is dissemhated via erreL Captal account balances are generated afteance has been fluted, and I amatse to provide you wth those numbers as soon as they become available. Please let r tow ow if you wish to be with a rough perforrronce esbrrate once we have one. Thank you for your the and I look forward to speakttg with you soon. lotions D.B. Zwin &Co. Confidential VRF 00000002 EFTA01082456  Notes: Front Woybowski, TorahTo: harry Beier' CC: Atmansky, AByson Subject DeZ es Body: Mr. Beller, I understand that you recentk/ spoke with Mark element of IOC Partners, and that he provided you wth July performance and medal account balance infatuation for Ftsandal irises /CK investment. As he mentioned, we have cetranzed Investor Relations for both DE2 and 304 wth Alyson and 1so please feel free to contact one of us next month when you need these numbers. lobo wanted to mention that OBZ does not yet have a lull perforrrenoe estWete or capital account balance for FinancialTrust's hvestrrent. We generaty have a very rough perforrrence estimate by the 5th bigness day of the month, which I can provide to you over the phone, and a more flnated estimate 10-15 business days Ito the month when 8 disseminated vla ens/. Capital account balances are generated after performance has been finalized, and I am** to provide you with those numbers as soon as they become avallabb. nesse let rre know If YOu wish to be contacted with a rough performance esthete once we have one. Thank you for your time and I look forward to ' wth ou soon. tiers D, B. Zwirn & Co. August 08, 2003 PW: DB ratrn Special Opportunities Fund, Notes: Front Alirronsky, Alyson To: IMIMMI CC: Subject: FW: ce Zwirn Spedal Opportunities Fund, lP Body: Harty, Here are rough approximations for DB 2eIrn. lam wattiv for numbers for JCK Partners- lyre send them to you as soon as I have them Thanks, Alyson Front Law, U Anne Sent: Monday, August 08, • • nsky, Alyson Cc: Crunched, Mark Subject: FW: DB Zwkn Special Cpportuntles Fund, LP Attached Is the statement el 6/30/05. Bebw eserrate for the 6 months ended June 30, 2005 Dividend Income 24,779 Interest Income 7,408,366 Short TemiCapkal Loss 642,969 penses (236,459) Management Fee (839,532) Unrealized 1°55(1,169,649) August 19,2005 RE address (logged a-mall from Harry Beier received on 8/29/20051136de AM) Men Front Ma Beier < • oylcorski, Tallah CC: Subject: RE: address Body: Talah My address K: New York Strategy Group New York NY 10022 Att: Harty Beller --Original Message-- Front Woykowskt, Tallith (mato:tab . : u y, August 18, 2005 6:10 P14 To: harriOnysenctomSubJect address Mr. Beier, Could I trouble you f r ur nu address? Thank you tons EL& Zwim & Co. This e-rrall treSsage IS , re hereby noteled that any use, dissemination, restrioutIon or copying of this rind and any attachnent(s) is strktly proltlted. Zwim & Co., LP. reserves the right to archive and rroNtor an e-rrull connunIcations through ts networks. If you have received thls &mai in error, se ennead* notify the sender by replying to this e-mail and delete the message and any attachnent(s) from your system Thank you. August 19, 2005 RE: address (logged e-mall from Harry Beller received on 8/19/2005113614 AM) Notes: Front Kerry Beier NMI= To: Waylowsld. Tallish CC: Subject: RE: address Body: mlah My address is: New York Strategy Group New York NY 10022 AU: HarryHarry Beier --Original Message--- From: Woyk,wsld, Tabh [nollto:talia.v illrll ss tillii rceconi i riursday, August 18, 2005 6:10 PM To: [email protected] Subject: address Mr. Eder, C I trouble you for our rra . address? Thank ou a v liens Zwirn & Co. Ties e•rm massage Is int . . e e rec p , hereby notified that any use, dissemination, distribution or copying of this e-nut and any attachmant(s) is strictly prohibted. 0.B. 2w1m &Co., LP. reserves the right to archive arid monitor al e-mail corrrnimicatbns through ts networks. If you have received tNs e-nal in error, please nyrediately notify the sender by repaing to Oa e-mailand delete the message and any attachrrent(s)fromyour braless. Thank you. August 31, 2005 FTC 7/31Cap Acct Balance eel e-maii from Waykowski, Tallith received on 8/31/2005 1:2301 PM) Notes: Front Woykowsld, Ta 0:11arry Beier ( CC: Subject: FTC 7/31 Cap Acct Balance Body: Mr. Baler, As you requested, the cartel amount balance h the ZWim Special 0 put un s w , for Financial Trust Company as of 7/31/05 s about $106,025,987. Please let ne blow NI fan be of env froths arxe. lxsmh Wovkows mJInvestor Relations D. 7ivin 8 Co. 745 Filth Avenue, September 08, 2005 D.B. Zwlrn Special Opportunities Fund,— Management end incentive fees (logged e-mail from Law, LI Anne received on 9/8/200512938 PM) Notes: Front Law, U Anne To: Mit d n: CC: AlirrenskY, Neson; Woykowsid, Talrah Subject: eee Zwirn Special 0pportunties Fund, LP. -- etanagement and Incentive Fees thru Jut/ 2005. The accrued Incentive a November 02, 2005 DB Zwim Info is : Mr. : As requested, the Mandan That Company ice or this period Is $ 1,830,240 1,232,813 in managerrent fees MenIan 2005 e-mall from Milnerisky,Allyson received on 11/2/20057,4936 PM) Notes: Front Aerrensicy, Alyson To: miguipmentC: Subject: DB Zwlm 'nfo Body: Harry - here IS the info you requested: Below breaks-Out 'Mont estkrete for the 3 rronths ended Sept 30, 2005 (an net of attentive): Dividend Income 1,032,288 Interest Income 3,063,767 Short Term Captor Gain 996847 Fund &parses R13,286) Manage (447,806) Unrealized 1C6S (20,841) November 02, 2005 RE Larry Beleller emiall from Law, U Anne received on 11/2/2005 657$)8 Pie) Notes Front Law, U Anne To: Aarransky, Alyson CC: WoykovisIci, Talah Subject: RE: Harry Beller Body: Hera the Info that he usually requests at the end of the quarter: Below breaks-out hone estimate for the 3 months ended Sept 30, 2005 (al net of incentfve): ONIdend Income 1,032,288 Interest frame 3,063,767 Short Term Copal Gain 998,847 Fund expenses (213,286) Management Fee (447,806) Unrealized loss (20,841) Front Alirransky, Alison Sent Wednesday, November 02, 20054:33 PM To: Law, U Anne Subject Harry Beller Bony Beller from Financial ins wens estruted tax amount - 0.3 you have this? Ms number h a or you tan give Into to rte and I am happy to cal Not thanks January 00, 2006 Rnanctal Trust Company To: Alrrensky, Aeyson; Woykowskl, Talah; Cho, Justh Front Bunten(, Mark Notes Mr. Beier Caled ore for the captal balance ln the JOC Onshore find. I provided the December 30 erring capital balance verbally. s a new end address: HYPERLINK 'Web: mat mat ------ Mark3. Blanchini CK Partners LP. Avenue <neRo: January 09, 2006 RE: Firiancial Trust Company Confidential VRF 00000003 EFTA01082457  TO: Elandalni. Mark; Abrensky, Abson; Cho, Justin Notes: FYI - Mark transferred Mr. Beier to ere and I advised that captal account halanceS for D8Z were not yet ready and provided him with arrant rough esti-rote. I have updated the database and distribution let vigil* new wag address. Thanks Mark. Talah W kowsb investor Relabns 0.8. ZwImILCO. Phone: <rrelo. n, „ . . risky, Allison; Woylowsli, Tallah; Clio, Justin Subject: Financial Trust Company Mr. Beier Cakd rte for the caplal babnoe h the JCKOnshore fund. I provided the Cecerrber 30 ending He also stated that he has a new erreII address: HYPERLINE ------ January ', nnua nvestmen :oat on c no o (men •r Wm fax 2-10.06 To: Woykowsid, Tallah Front rAxcom Fax Server Notes: <fileihWibzco.conLglobataucahsharedbpecopps\Investor Relationsiinvestor Correspondence Flnandal Trust Con'panYLFTC Annual Dwestnent Classification Ack 1.10.06.pdf> FAX:DM RECEIVED FAX REPORT -- Received Tare : 01/10/200616:32 Result : OK Description : Al pages received OK Reset Code : C000 Pages Received: 0004 Bad Pages : 0000 Remote TSI : Connect Tire : 0064 Seconds Fax tree : 3 Routing ID : 9226 Baud Rate : 14400 Bps The fax is laded as a PDF attachment. January U, 2006 digi eZilLm Seidel Opportuntles Fund, LP. - Q4 PM Letter To: Front DEC & Co. Investor Relations Notes: Dear Harry, Attaded please find Inportant correspondence regarding 2005 New York State sourced Intone and the possibity of fling corrposte tax returns h certain states. For your convenience, there are separate attachrrents relating to New York State sourced incorra for sada of your entitles invested in 0.8. bairn Special 0 Fund, LP. Please note that this is dated motorist whit nay require action by January 15, 200S. Thank you for your tent land Regards, Zwim &Co. «conposte return Ptter.pdf>>«CT-26S8 -E for 2006,tea» «IT-2658-E for 2006ff.pdf» cnie://Vdbzco.conlebbaabca Mho prsbnyearor Rebtionsbnvestor CorrespondenceVinande Trust Conparaghancial Trust Company Q4 MI Letter.pdf> February 06, 2006 Ca peal Account Balance for FinancialTrust Company To: AIFIRECC: Alimansky, Alison; Woykowskt, Talbh Notes: Mt Bever, The oaptal account balance for Financial 'Rust Conpany, Inc. as of Dece r was about 3114,379,190. Please let is know if you need anything else. Thanks. Best, Justin Justin Go MEL '2Wirn &Co. 745 Fifth Avenue, 18th Fbor New York NY 10151 tel: 646.720.9198 fax: 646.720.9098 enell: HYPERUNK 'trettoldtedbzco.cornrychoOdb7co.com <rrefloicholittozoo.com> February 06, 2006 Centel Account Balance for Financial Trust Company To: CC: Akrensky, Allison; Woyirowski, Talah Front Cho, Justin Notes: W. Beier, The capital account balance for Financial Teat COnpany, Inc. as of Decenter 31, 2005 was about $114 379 190. etase let US Mewl( you need anything eke. Thanks Best, Justin Justin Cho D.& Zwirn &Co. HYPERLINK Air' 14, 2006 ■ Zwiro Spodal Opportunities Fund, L.P. - Qs Tax Information 0:01.1.1tront To CM &Co. Investor Relstions Notes:<flic:/ralobalSbcal\shared specopps OperatiortAAccountIng‘TaxN,2006 Q1 2 rs no-I:M illet Co Q1 06 NA'S letter.pdf> Dear Harry, please find irrportant correspondence regardng 2006 New V State sourced Incorre. Please note that this is dated material, whth nay recap action by Aprl 17, 2006. Thank you for your tire. 101dRegards, 2ivin & Co. Apra 18, 2006 &pia nation for Distribution on K-1 To: CC: Altrrensky, Akison; Butchkowskl, Aka Notes: Mr. Beier, I tried to cal your office and understand I deed you for the day. received your massage and wanted to get back to you regarding the dbactuten noted in tern 19 on the 2005 Schedule K-1 for Financial Trust Conpany. Move spoken with our Accounting Department and they confirmthe $9,805 is a N1 State Tax Warle:ling that we pay out on behat of FM. touch w Relations i These types of pay-outs are noted as a redemption or detraxalon. If this does not seem right, please let ire know as soon as posse* and we we get tri audtors to confirm (tither detals. Thank you for your time. brim 4 Co. 745 Fifth Avenue, 17th Floor New York, NY 1.0151 Phone: 646-7204326 Fax: 046-720-9226 HYPERLINK Tabh WaykOvisil Investor -rreito:ta woybowsladbzco.conftatah.veybowskagdinco.com eireltoaabh.w0Yilowsi00802ce•coni, Apr' 27 2006 Call Harry Beller: 212-750-1176 To: Bi AAka Notes: Harry Eider Ls assodated wth our brgest LP investor, Financial Trust Cowpony. He has a few questions regarding the K-1 .rn they rece a . not sure I've got themal, but bastraPy he wants mare hformaten about the ?Glowing. Could you (or David) call hen to dimes and resolve aSapt Thanks so nude, -guaranteed payments/self errpbynent -DS Treasury Interest - he cant !lad on K-I -what kW of PFIC boom and how dots it affect Wm? -schedule of taxes for other states besides 141 -WC UST Tax and where is that reflected Tallah W HYPERUNK June 06, To: labellerganysgmatcorrf Front D82 &Co. Investor Relations Notes: <fat/ Volobahliacalishared\specopps\OperationslAccountIngWar42006 aQ2 2006 UST\PDF letters-VinancialTrust Company Q2 06 MS letter.pdf> Des [te se fad important correspondence regarcaig 2006 ich nay requirer Q2 New York State sourced incorre. Please note that this a dated rreterial, which by June 15, 2006. Thank you for your time. hind Regards, D.B. Zwen &Co. July co, 2006 Financial Trust- Mr. seller To: Woykowsid, Talon CC: Cho, Justin Front Olonclent MAC Notes: Talah, Would you be able to five Mr. Beller a call when you have a chance. tie a a ot w r ---•— ---- — Mark I, EfonchinliCK Pa September 11 2006 .2wirn Special Deport a Fund, LP. - - ox Or m rt To: •At Oa &Co. Investor Relations Notes: <file:/Aiitzco.Oonaglobalbxafi,SharecaspecoppPOperattnslACCounting\Taxl2006 \Q3 2006 DST\Fix- Lettersfmends' 'Pest Company Q306 NYS letter.pdf> Dear Harry, Attached phase find hportant correspondence regarding 2006 Q3 New York State sourced incorre. Pease note that this Is dated material, Mach nay require action by September 15, 2006. Thank you for your the. Kind Regards, D.& ZivIrn &Co. Confidential VRF 00000004 EFTA01082458  October 24, 2006 Q3 Tax Breakdown - NYS To: hbellereermsgrnaM Notes: efile://1\dbeco.corriobbaelocalkharediepecoppsdnvestor Rebtions\lnvestor Correspondence\Fhancial Trust Company \Copy of Finance!last Cormeny Inc - Q3 2006. xis> HI Harry, Please see the attached breakdown of your NYS sourced income as indicated in the Q3 letter. I hope Eva was able to provide you with the intense:non you were boldng forlgyrCwer, feel f roc Cara Howe `` Zwirn &Co. etelito:card.howeeidbz opy of Fhandal Tnut Curyany Inc - Q3 2006a» October 24, 2006 RE Harry Paler tax from Eve To: Howe, Cam CC: Warren, Otford; Woykowskl, Talah Front So, Eva Notes: Cara, Henry Beter asked ne for a breakdown of his NYS sourced income as Indicated h his Q3 letter este . I hair as d eakdevm. Please take a bole and send the infometion to him today. Hs eHrei actress's HYPERUNK ' I just think t k mote appropriate to send the infomiatbn through kwesto s re atbn c sea hg I directly rem tax epsrtrrei ease et ire know f you have any questbre. Regards, Eva From Howe, Cam Sent: Monday, October 23, 2006 6:56 PM To: So, Eva Subject: Hany Beier tax <HYPERUNK lie://dbico.conorglobsieccaeshared/speco 0 rations/Accounting/Tax/2006/Q3942020069b2OLIBT/PCf%20Letters/FtnancePAZOTIust%20CorreanY% 20Q3962006%2ONYS4620letteepdfTie: negbbaebcallshamd1sIlecoPPsWeeratbnsiAcoountbsg‘Tax12C061G3 <111e://dbeco.corregioteebiaCshared/seecop ratiens/Accounthrex/2006/Q3%2020069420LIBT/PDP1620Letters/FhanceilielOTrust% 20Company3620Q3462006%2ONYS%20etter.prif> 2006 UBINPOF rseanancial Trust Conant Q3 06 NIS letter. f> Cara Howe Nan & Co. 9652 HYPERUNK - Q3 2006. xk» November O5, 2006 Q3 2006 Capital Account Statement for Financial Trust Company To: =RN Notes: elee://..peglobaebcaeshared specoppe OperatIonsiAccountingInvestors\Onshore Staterrents 2006\2006 Q3 Statements en-ent LP nisi nerve 06 Fhardal Trust Company. pdf> Attached please find the 2006 Q3 capital account Stateme investment in tee D.& been dal 0 rtunities Fund LP. Please feel free to contact us if ou have an cations. Vows truly,D.& Zw LP. ttachments: «Us nisi 3 200 December 06, 2006 RE:Jeffrey To: Hubsher, Erse Front Lee, David Notes: Tax advisor, was just forwardng fyl --Orighal Message-- Front Hubsher, Else Sent: Wednesday, December 06, 2006 6:39 PM To: Lee, Davkl Subject: Re: Jeffrey When are they In and who do we want them to nett? How ouch tree ----- — - ----- -- Sent from ny elacidderry Wireless Cevice --Original Message---- From lee, Devil To: Cutler, Lawrence D.; Hubsher, Elise Sent: Wed Dec 06 18:01:43 2006 Subject: FW: Jeffrey Redacted for Privilege December 28, 2006 Assignment form for the 12/31/05 full transfer from Financial Trust Company Inc. to leepere Inc. via Fax To: Woykowslil Taltah Front FAXCOM Fax Server Notes: FAXCOM RECEIVED FAX REPORT -------- Received Tine : 12/28/2006 16:78 Result : OK Description : Al pages receieed OK Result Code : 0000 Pages Recelied: 0005 Bad Pages : 0000 Remote 151 : 212 371 8092 Connect The : 0072 Seconds Fax he : 3 Routing ID : 9226 Baud Rate : 14400 Bps The fax is Laded as a POF document attachment Attachments: «Ii6G1_0612282130150176.pdf>> December 28, 2006 DB2 Subscription Documents for Financial Trust Company To: GIMASSOCtiao/com CC: CIGESQQeolcone Lebowitz, Seth Notes: Damn and George, Per the request of Seth Lebevnts, attached please frid the May 2002 Auction &currents for f Kemal Trust Company, Inc. and Want subsaption documents to be competed for confer from finance' best Inc. to gee Inc. Please let ire know f you have any gumless. Rego ' Relations Zwim &Co. Attadure . «Finandal Trust December 28, 2006 FW: Revisions (SL provides email addresses for attorney and tax accountant) To: Whte, Nicole Front Lebowitz, Seth Notes: here t k. the sub dots goes to both non-DB2C0 addresses on Drs e moll below. Their harms are Darren Indy Ice and George Delson, and they are the attorney and tax accountant, respeolNey, for the Wester (not sure I Yy ttii need this to the JR database, but t). thanks from Proshan, David Sent: Wednesday, December V, 2006 6:43 PM To: Cc Lebovitz, Seth Subject: RE: Revbions Darren and George: Please see the attached, which is marked to show the changes to the prior draft. The document k subject to our continuing review (ince:ding on tax netters). Seth we send you subsception documents tomorrow rromhg, abrg wish the subscription rexurreres previously executed by the assignor. Best regards, David David A. Proshan Docomber 28, 2006 RE FAX received from 212 371 8042 To: Hubsher, Else; Lebo l7, Seth CC: Woykowsl0, Tallish; Howe, Cam; Whit, Nicole Front Proshan, Dyad Notes: Lets hold the until we are (nal- 51 and I are Sla wake Wit - thank you —Original filessage-- Front Hubsher, Else Sent: Thursday, Decerrber 28, 2006 5:17 PM To: Prolian, David; Lebow:tie Seth Cc Woykowsld, Talsh; Howe, Cara; Whte, Nicole Subject Fee FAX received from 212 371 8042 David and Seth please let us knew t we accept tits transfer at" there is any hvokerrent you need from is. --Original Message— Front Woykowokl, Talah Sent: Thursday, December Z8, 2036 5:13 914 To: White, Nicole; Howe, Cam Cc Mueller, Eke Subject: File FAX received from 212 371 8042 This 'eels like an Assktirrent form for Financial Trust Co. I'm not ranker wth what b going on there so please handle according//. I have booed meat. . I Talth W kowski Investor Relations D.B. 2wlm &Co. . none FAXCOM Fax Server irreitologs-faxedlexo.00ne Sent: riginal Message—T. F . Thursday, DM : 0: oy 'A a Subject: FAX repaired from 212 371 8042 FAXCOM RECEIVED FAX REPORT — -- RecekedlIrre : 12/2W2006 16:29 Result : OK Description : Al pages received OK Result Code : 0000 Pages Receked: 0005 Bad Pages : 0000 Renote 7S1 : 212 371 8042 Connect The : 0072 Seconds Fax One : 3 Reuting ID : 9226 Baud Rats : 14403 Bps The fax Is kaided as a PDF document aftachment. Financial Trust Co making Ml transfer on 22/31/06 Weepers.Inc. !Seth.. DeeembeiSi 2008 . In DBZ IR - sub dries reed ale fee . . handling fogIstics - Confidential VRF 00000005 EFTA01082459  To: Woyiewsld, Talah From FAXCOM Fax Server Notes: FAXCOM RECENED FAX REPORT ------------- Received lane : 12/29/2006 11:45 Resut : OK Descriptbn : Al pages received OK Reset Coda : 0000 Pages Received: 0047 Bad Pages : 0000 Remote TS! : 212 750 2408 Connect lime : 0807 Seconds Fax line : 1 Routing id : 9226 Saud Rate ; 19400 Bps The fax is included as a PDF document attachment Attachments: «MSGI—0612291659O6022S.pdf» December 29, 200 6 Financial Trust Company Inc. making 12/31/05 full transfer to leepers Inc.- sub dos via Fax To: White, Nicole Front Woykowsid, Tatah Notes: FAXCOM RECEIVEDFAX REPORT Received The : 12/29/2006 11:45 Result : OK 0ex:dation : Ail pages received OK Result Code : 0000 Pages Received: 0047 Bad Pages : 0000 Remote TSI : 212 750 2408 Conned Time : 0807 Seconds Fax ke : 1 Routing ID :9226 Baud Rate : 14400 Bps The fax Is Inducled as a PCf document attachment. December 31, 2006 I. Zwirn Special Opportunities Fund, L.P. - Restated 12/31/06 Capital Account Statement To: 'Defer, Harr/sleepers, Inc. CC: Front DeZ &Co. Wester Ftelattins Notes: cite:// 1\Obit°.oamkgrbaNbcatsharedtspecop Fero ns untingtInvestorstOnshore Statements\2006\2006 Q4 Post Auorr statenentsvoo6 Q4 POST AUDIT Statemmts\LP 2006 Q4 Restatement -Jeepers Incpdf> Attached please (Ind your restated 12/31/06 capital account statement The restatement reflects the Impact of audt adjustments to your metal account and k the Final millt staterrent. ust Please note that we do not expect to restate K-1tax documents for 2006. The audt adjustments primerty reflect changes in boo bens summarized in the March 26, 2007 Investor communkatian and disareSed in footnotes to the 2006 audted trancal statements. me nerds reduce the capital account from the °Mina*/ reported rted amount amount. The adjustment amount wi vary among capital accounts based upon the thing of ortglnal and subsequent subsalptbns. As reported in the audited ftranclalstaternents, the Fund return for 2006, rcluding the audt adjustments, b 15.64%. Wth the condustin or the 2006 audt and the enhancernerts over the past eOhteen months h system, poldes, controls and procedures that have been implemented by a Nghly experienced teamof industry profeSSiOnatS, we believe we now have the hfrastructure In place to neet the Flints needs and sale our business. Looking ahead, we expect to expedite the release of (banded inforrretion on a more nonrated tirrefra me. We of course remsr open to any questions you may have and we encourage you to schedule an operatbnal due diligence vat to become more farrirr with the Infrastnicture rrodlicaUons and Oproverrents we have Introduced. We loot fWwOrd In 2008 to to provide urns from our broad diversified ob. We r patience and support. Best Regards, D.B. & Co., L P. Attachments: «LP 2006 Q4 Restatement - rs inc. p4f> > January 08, 2007 RP Financial Trust Co dons Redacted for Privilege ..--OrinalMexage— . ... . From FAXON Fax Server preRo: kr : Sent: Monday, January 08, 2007 6:09 PM To: Woykowski, lath Subject: FAX received FAXCOM RECEIVED FAX REPORT Retched 11Te r 01/08/2007 17:56 Result :OK Description : AO pages received OK Resut Code : 0000 Pages Received: 0050 Bad Pages : 0000 Remote TSI : Conned The : 0769 Seconds Fax line : I Routing ID : 9226 Baud Rate : 14400 Bps The fax a nduded as a PDF document attadvtent. January 08, 2007 rev Wed Jetport Inc. does To: Woykowsit Talah FILM! FAXCOM Fax Server Notes: FAXCOM RECEIVED FAX REPORT -------- Rer_ehed ltre : 01/06/2007 17:56 Re.sut : OK Description : AI pages received OK Resut Code : 0000 Pages Receirect 0050 Bad Pages : 0000 Rerrote TS1 : Connect Ens : 0769 Seconds Fax line : 1 Routing ID : 9226 Baud Rate : 14400 Bps The fax b lidded as a PDF document ausehment. Attachments: «MSG1-O?01O82309110757.pdf» January 10, 2007 FW: Financial Trust Co doci Redacted for Privilege --Original Message— From FAXCOM Fax Server [rralto:bgs-faxeribzco.com) Sent: Monday, January O6, 20076:09 PMTo: Woykoviskl, Talah Subject: FAX received FAXCOM RECENEDFAX REPORT ----- Received The : 01/08/200717:56 Resut : OK Descrkitbn : Al pages received OK Result Code : 0000 Pages Received: 0050 Bad Pages : 0300 Remote 151 : Conned The : 0769 Seconds Fax hie : 1 Routing ID : 9226 Baud Rate : 14400 Bps The fax Ls Induded as a PDF docurrent attachment. January 10,2007 RE: FinancialTrust CO dots i Redacted for Privilege ---OrIginal Message-- Front FAXCOM Fax Server hnalto:Sage] Sent: Monday, January 08, 2007 6:09 PM To: WoykowslA Talah Subject: FAX received FAXCOM RECEIVED FAX REPORT Received The 01/08/200717:56 Resut : OK Descriptbn : Al pages received OK Result Code : 0000 Pages Received: 0050 Bad Pages : 0000 Rentite TSI : Cement The : 0769 Seconds Fax the :1 Routing ID : 9226 Baud Rate : 14400 Bps The fax ks isduded as a PCS document attadiment. Confidential VRF 00000006 EFTA01082460  January 11, 2007 ZvAm SpedalOpporturitles Fund, LP.- Revised Q4 Tax Information for Jeepers Inc To: : So, Eva; Lebowitz, Seth hetes: 4f tle://NI8bow.cordglobakkcaaharecAspecopps‘Operations1Acownting\TaxVOW:Qs* 2006 utinpof LetterSVeeperS Inc - 4Q flYsourced home letterpdf> Dear Harry, Attached pease find revised correspondence regarding 2006 Q4 New York State sourced In ape:bets for the MsInforrnotion contained in ow prevbus correspondence on this natter. Thankyou for your Om. Kind Regards, Attach:rents: «Jeepers Inc - 4Q NY sourced inane letter.pdf>> January U, 2007 RDleapersInc. tax withholding Redacted for Privilege January 11, 2007 Re 3ee pens Dtc. tax vdthholdIng - Eva confirms that $ was withheld for leepens To: Lebowtro Seth; Woykowsld, Tabh; Butchkowsk1 Alla CC: Warren, C/Iford; McGrath, Brian; Proshan, David Front So, Eva Notes: Seth, We certainly withheld $966,609 of NYS taxes In Q4 2006 fromleepers Inc. The letter to Jeepers woad need to be changed. Talah/Alsa, Please let a know who Is going to change the letter to reflect the tax withheld on behalf of Jeepers Inc. Thanks, Eva From Lebowitz, Seth Sent: Thursday, January 11, 2007 2:54 PM To: So, Bra Ce Warren, Cliford; McGrath, Stan; Proshan, Devil Subject: FW: Jeepers Inc. tax vehttokikug Eva: see bebw. Fin glad I figured out that Off and Orkin are out of town. Let tie know V you have any questbns or want to discuss. thanks Seth From Lebowitz, Seth Sent: Thursday, January 11, 2007 2:24 PM To: McGrath, Brian; Warren, Cl/ford Cc: Proshan, David Subject Jeepers Inc. tax wthhokling Bean and ChM I got a cal from the lawyer for Jeepers, Inc. today beleve he called several other people here as nibsaying that leepas receired a NY state withhokIng letter fa tax year 2006 stating that Jeepers was exenpt fromvelthholding. This Is obviously a astake giren the background, but can you please confarithat we actually are withholding (or have vrthhell) at the 2006 taxa for Jeepers so Ian get bad to the lawyer. Also, wel need to send theme corrected letter stating that we did withhold and the amount of NYS source inane and tax withheld. I can have m send the letter out, but the data s needed from you guys. Thanks. Seth February 12, 2007 December Cap Balance To: Beller, Harr Flnandal 'Dust ConpanY Epstein & Co.) CC: Lee, Devil BCC: Hubsher, Else Notes: Harry, I spoke with David Lee and he would be happy to speak with you on al netters re and Co. We recognize that you are an krportant Investor and feel that David, as President, is the appropriate netters relating to your accarnt. David 6 prepared to speak With you regarding any tax questions you may haw can be reached at and Regards, ra Cara Howe D.8. Zwlm &Co. <rreeto:ca February 12, 2007 Deepen Inc -■Cep And Yleace To: Baer, Harry*Fhandal Tna Corrpany(3. Eleiteln &Co.) (hanyenysgit.com) Motes: Flatly, The capital account balance for keepers Inc as of 12.31.06 was approx Watery 1134,368,361. Please note that the previous rturrber given verbaty was prekrinary. Let rre know r I can rovlde ou with additional Wometion. Best, Cara Cam Howe D.B. ban &Co. cmaito:oira February 14, 2007 D.B. Zwtrn Special Opportunities Fund, LP.- Quarterly Account Statement To: harryanysglccord Front DBZ &Co. Investor Relations Notes: ale:// Wfbeco.cordIglobabbcabshared speapps\Operations Accounting\Investors\Onshore StatarentoN,20061,2006 Q4 StaterQ41PStatenentsVP Final Q4 Statement - Jeepers Inc..pdf> Attached please find the 2006 Q4 capital account staaert for your iwestnert ih the Zwim Special Opportwttles Fund, L P. Please feel free to contact us f you have a February 14, 2007 IV: Redemption Schedule To: Lee, David CC: Hubsher, Elise; Haw, Cara; On, Justin Notes: For Financial That Co/Jeepers Inc. Inv Made Mt Liquidty Available for Ftedenptbn 4/1/02 SIOm 2 Yr Roiling 6/30/009/1/02 ;Wm 2 Yr Rang 9/30/0812/1/02 $30m 2 Yr Rang 12/31/08 6/1/03 jlOm 2 Yr Roiling 6/30/07 1/1/05 $20m 3 Yr Rang 3/31/08 let ow f you need ny ing eke. Taaah OY Investor Relatbre Tylm & Co. 745 Ftth Avenue New Yor