EFTA01455214.pdf

18Aug 2014 Page 2 Of 2 la""mallaIMMIS WASH, Bark AG SOUTHERN FINANCIAL, LLC ILOplioes Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Opbon Style Putt Call Strike Price MTM(USO) SOUTHERN ExEural 21-Novi2013 20.11ov.2014 25-Nov-2014 (1,000 CO3 CO; USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :21 Y'so<! FINANCIAL. LLC SOUTHERN FXOneBeiOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 5.71266 FINANCIAL. LLC ouchCpl SOUTHERN FXOnef3arOneT 21-No/.2013 2011ovi2011 25-Nov-2014 (21,0X)0.00) USD 0 JPY LONG EUROPEAN 0.000D 3,752 18 FINANCIAL. LLC ouchOpl SOUTHERN EXOnef3aiOneT 21-Nov-2013 20-Nov.2014 25-Nov-2014 (21.000061 USD 0 FY LONG EtPCPEAN 0.0000 2,480 78 FINANCIAL.U.0 ouchOpl SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2011 10-Sep.2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPCPEAN PUT 1.3150 (111.625 73) FINANCIAL. LLC SOUTHERN F)Eurcegl 06-Jun-2014 08-Sep-2011 10Seµ2014 10,000,000 00 EUR ( B.800,000.00) USD LONG ELRCPEAN CALL 13803 33417 FINANCIAL, LLC SOUTHERN F)EuroOpl 12-Aug-2014 12-Aug-2015 14-hig-2015 75,000,i:6000 USD (462.000,000.00) CFH SHORT EUROPEAN PUT 6.1600 1262230.60) FINANCLAL, US (383,431.83) Statement ID : 182298_20140818_201408191 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113856 CONFIDENTIAL SDNY_GM_00260040 EFTA01455214