EFTA01518636.pdf

CHISLAINE MAXWELL -TAP DYS ACCT. For the Period 6/1/I3 to 6/30/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cod Galn/Loss Settled Sales/Maturdes/Redemptions 6/6 Sale PIMCO EMERGING LOCAL BOND-P (ID: 72201M-394) (491.334) 10.27 5,048.00 (5,424.33) (378.33) S 6/7 High Cost 6/6 Sale GATEWAY FUND-Y (ID: 367829-88-4) (721.477) 28.17 20,324.00 (19,898.34) 425.66 S 6/7 High Cost 6/7 Sale PIMCO EMERGING LOCAL BOND-P (ID: 72201M-39-6) (491.220) 10.25 5,035.00 (5,423.07) (388.07) S 6/10 High Cost 6/18 Sale JPM TR I MLT SC INCOME FD - SEL FUND 2130 JP (1,003.831) 10.18 10,219.00 (10,299.31) (80.31) S 6)19 High Cost MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT 0 10.18 (ID: 48121A-29-0) 6/24 Sale JPM TR I MLT SC INCOME FD - SEL FUND 2130 JP (993.387) 9.98 9,914.00 (10,192.15) (278.15) S 6/25 High Cost MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT* 9,98 (ID: 48121A-29-0) 6124 Sale PRUDENTIAL TOTAL RETURN BD-Z (ID: 744408-40-5) (720.144) 13.85 9,974.00 (10,499.70) (525.70) S 6:25 High Cost Total Settled Sales/Maturities/Redemptions 880,512.00 (881,738.80) (81,224.90) S Trade Date Per Unit Settle 517 Type Description Quantity Amount Market Cost Settled Securities Purchased 6/11 Purchase SIT DIVIDEND GROWTH FUND-I (ID: 82980D-70-7) 624.804 16.57 (10.353 00) 6/12 6/14 Purchase COHEN 8 STEERS PREFERRED SECURITIES AND INCOME 751.274 13.34 (10.022 00) 6/17 FUND INC (ID: 19248X-30-7) J.P. Morgan Accour Page 15 of 16 Consolidated Statement Page 65 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045874 Chase CONFIDENTIAL SDNY_GM_00315072 EFTA01518636