EFTA01322280.pdf

EFTA01322280 Statements SDNYGM,352817 CONFIDENTIAL EFfA,225509  CUARID DiROUGN in ~Oar OM« SJUITIORY OFFICE SERVICING YOUR ACCOUNT Den Sawn Swats Cop. Ser. Steams 6 Co. Inc. Bffift 383 Madison Perin Nen York. New York 10179 One INIsoinh Caner Non Decine. New Ten 112014 5a STMRNS (212) 272-2000 1212)272.1000 INSTMinoRm. INTERESTS ACCOUNT Extcurrit DCHERMAN.IRA STATaiferf PEROD Deeirent 1.2001 TELEPHONE (212)2724189 TROulle Deanne 31, 2001 VISIT OUR WEIGHT mwr.bearszeams.coin AODexi ~KR 055-08526 X72 What's In This Statement limit...lipid( Il TAPPAY01 MAW 314412006 IATI /PATENT..? ~bet 30.2001 FinanCial Summary 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE ATTN JEANIE BRENNEN Transaction Detail 5 6100 RED HOOK QUARTER Fund Activity 5 SURE 6-3 Trades Not Yet Settled 8 0 Your Messages 7 ST THOMAS VI 00902 Z T I I Your Portfolio at a Glance Market Value of Your Portfolio rn TOTAL VALUE OF SECURMES THIS PERM 72.600 Cash a Eg.avaism — $35.401.142 $35.339.494 Important Message If any information regarding 2001interest. Catitclen1S. miscellaneous income. NET CREDIT BALANCE 599.295 kites 572.600 gross proceeds or Original 571.200 isuo discount is required MONEY SMRKET FUND BALANCE 34.902.447 to be repotted to the IRS for this Orman. a Curzon market nine Consolidated Form 1099 NET EQUITY TIES PERIOD $35,474,342 melist stmements market yak* r NET EQUITY LAST STATEMENT 35.410.694 mu be maned to you try January 31.2002or 10423 by March 15.2002. CHANGE SNCE LAST STATEMENT 63.648 4 There are no 'Stop loss' orders or other pencring buy or set' open orders on File for your account. WESZSEOCIA19- ÅNGS Pew fe004 clanne one.-~ CI :MKS .4~1 w CMNISI SINK en turnery Nee ~maw ones« SWIM« ~as n a la 4conn 13 Ore Sinn.* 004.14-147; n mtetinen Senn. N pen Siena Ones setarna1SIOJd be nand n yenrang. See mini weer noun Inniatert Coe, On ~en en 1..en none, NY 0014444 02/ 01/33020834 COI '' 519 EFTA01322281  CLEARED TRIMS. MO WOW, Conte nalittOre Its. Salem Sean C00. Oa Idigranit Calls Wen ttoeOpt Nes Yen 11201411SO R12) 272.1000 INSTITUTIONAL INTERESTS 0 z -n STATEMENT BACKER IS PRINTED ON THIS PAGE C in z -H r 6T8ZSE00 w9ANDS _ on 01/C0.02:003.1 001 VS111 I I SSZZOOV1.43 EFTA01322282  0.EARED naaaar rs vaCtLY Orraa.0 SraSiccasw OFFICE SERWING YOUR ACCOUNT ea Sewn Secures Cap. Bear. Steams 8 Co. Nt. BEAR 383 Madison Avenue New York. New York 10179 Me rAtutotar Ceres Scan awn" Ike Yen 11201.3859 STEARNS (212) 272-2000 07213734CW INSTITUTIONAL INTERESTS 3 a7 STATEmENT PERIOD December 1.2001 THROWN December 31. 2001 055.03528 572 Cash Flow Analysis Income Summary ms ACCOLN7 NOW TWAYIR wane 314412C06 3115 POND PESO via roost Lan STAN:Mir leaverritc 30.2001 OpenIngBalance 59.587.957.27 Dividends 50.909.62 585.744.58 Credk Balance Int. 9,387.90 54,951.02 Money Fund 50,909.62 Dividerdsentereat Total 560,297.52 3620.695.60 11.338.00 lAergin M. Paid 0.00 -1.658.64 0 Amount Credited Money Fund $62.247.62 -9,050.909.82 ii Amount Debited Net Cash Activity S-9,050,909.62 -8.988.682.00 Portfolio Composition Cashtash Equivalent 35.401.742 C Equities 72.600 in ClosingBalance 5599.295.27 Ens ser balm if Cillitasimillips await ales a ret MOWS RM wet k letelers, end ea en& fat re at _- tie pedal Total S35 474.342 at — R Trineenen Crebt Your Portfolio Allocation Cash Balance Summary r Cash OPEMNC ClOSINC 1.381.989.85 599.295.27 Margin 8,205,966.50 0.10 Shat 0.92 .0.10 OZSZSEOCIA19- ANGS Net CashBalance 59,587,957.27 5599.295.27 Cash A UN/relent- 93k V.NW>ctlirs anis C40, lance anIto ...Ian vita. The Omer, iittarraqi• u terrAK atviiate morsel vaLC V yCc• wt.°. 027 01.0102.08'.35 301 1519 rn 8 IJ IJ 1.0 EFTA01322283  CLEARED netOUGH ITS vmOuv 00440 SUBSCIARY OFFCE SERVICING YOUR ACCOUNT Pea. Sena Secultes Cap. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York. New Yak 10179 Ere Metteoi Ceres MeV ereeelp. New Yon 112014559 STURNS (212) 272-2000 W212'12.10:0 INSTITUTIONAL INTERESTS 4 ce STATENEWT PERM December 1.2001 TNROUOm December 31.2031 Your Portfolio Holdings AO,Ditcr stimeER 055-08528 X72 CASH & CASH EQUIVALENTS TAXPAYER ml.ABER 31.6412006 LAST STATEMENT Welter 30.2001 MMRI ESTRIATED CURRENT DISCR•1011 STIA10104. °LINTY PRICE VALUE WAAL DerOME 'Mlbt%) CASH BALANCE 599,295 DREYFUS CASH MANAGEMENTCL A DICCX 34.902.447.11 1.0000 34.802.447 800.456 2.3000 INST1TUTIDNAL SHARES En 30 DAY AvG YIELD 2 TWO% TOTAL CASH & CASH EQUIVALENLS 535.401.742 5800.456 -n EQUITIES C Equities & Options in Elscerncei BANK PLUS CORP Slaa/CUSP BPLS ACV TYPE CASH Wormy 10.000 PRICE 7.2600 War VALLE 72,600 MAUI° Aletal INCCut CURRENT YIELD CoU Total Equities& Options $72,600 SO TOTAL EQUITIES 572.600 SO r YOUR TOTAL ESTIMATED ANNUAL INCOVL 5800.456 YOUR PRICED PORTFOLIOHOLOINOS 535.471.342 TZSZSE00- 019- ANGS 01.0102.0IX 34 cc 8 b.) IJ EFTA01322284  REAPED THROUGH ITS amOLLY OANE0 SLESCWIT OFFICE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. Beat. Reims Sessila On BEAR 383 Madison Avenue New York. New York 10179 Ow Wawa Car Nat Omega New TEA 11201411SO STEARNS (212) 272-2000 W21272.1003 INSTITUTIONAL INTERESTS 5 :I I STATWEWT PERM December 1.2001 THROWS, Decanter 31.2001 Transaction Detail ACCOcee Nast 055-08526 172 Tralarat Nana 314412006 MONEY FUND ACTIVITY LAST STATEMENT NOWTOST 30.2001 CAW MOW Ma DESOISMON SWOUCUSIP gummy MRt MUTT /MOUNT Clar µOW 12/01/01 OPENINGBALANCE 25.751.537.49 12/03/01 DIVIDEND Mas"AttGuAENT-a" MCC% 50.909.62 0 12/03/01 REINVEST MONTHLY DIVIDEND Enta5 "saltraincLA DCC( 50.909.62 50.909.52 OMDENO REINVESTED -n 12/31/01 BOUGHT amasmeGEmENT-a. A DIDCR 8.000.000 1.0000 9.000.000.00 C 12/31101 CLOSINGBALANCE 34.802.447.11 in TOTAL S-9.050.909.62 550.909.62 INTEREST 013C047134 SYmBOLOAIP QUANTITY RATE MI OWE Mar CRC S AWOKE 12/21/01 INTEREST ON CREDIT BALANCE 1.2500 3.329.15 r 12/21/01 AT 1 114% 12/11 INRU 12/20 MEREST ON CREDIT BALANCE AT 1 1/2% 11/19 1HRU 12/10 1.5000 8.058.75 12/21/01 SHTACCT FEE 11/21-122001 1.950.10 TOTAL 5113343.00 ZZSZS£00 IND ANDS MISCELLANEOUS DATE 1/0/04r IllENSECTISN cuanonom can rasa CREDO Mal1/1 12/03/01 JOURNAL MARK TO MARKET 0.92 027 0023472.0t34 001 ISIS tI 55ZZOO-V.L43 EFTA01322285  Ca) DIA0007I ITS ISIOLLY ~CD SULU:4W OFFICE SERviCmG YOLK ACCOUNT Mac Stacy krone <em Beer. Sten & Co. Inc. BEAR 383 Modson Avenue New Ted. New York 10179 One 1200~0 Ca« Mart 14040" Net tot 11201.3159 STEARNS (212) 272-2000 121Z/272.1000 INSTITUTIONAL INTERESTS 6 vr STATEMENT PER» December 1.2001 114110001•1 December 31.2001 Transaction Detail (continued) Acccuvr 41.7/82R OS54203528 472 TAYSKeni 444.44 31.6412006 MISCELLANEOUS (cordnued) 443T STA111/E/If NMernber 30.2001 0M1 ~AT 14.7857£101/ CIS~ CCW/ 77A0U111 CRZD11 A1201.20' 12/03/01 JOURNAL MARK TO MARKET SHORT P05 0.92 12)24)01 JOURNAL MARK TO MARKET 1.950.00 12/24/01 JOURNAL MARK TO MARKET SHORT P05 1.950.00 1V31/01 JOURNAL JOURNAL FROM TYPE STO 1 0.10 12/31431 JOURNAL JOURNAL FROM TYPE 2 TO 1 8.207.917.42 Z T 12/31/01 JOURNAL JOURNAL FROM TYPE 2 T01 8.207.917.42 E I finfir01 JOURNAL MARX TO MARKET 0.10 1V31/01 JOURNAL MARK TO MARKET SHORT POS 0.10 12/31/01 JOURNAL JOURNAL FROM TYPE 5 TO 1 0.10 in TOTAL 5.8.209.868.54 58.209.868.54 r Trades Executed Pending Settlement SKITORM TUX 12771 DAR TRMS/C11011 DESCI:M11 SY1.1130UCUTIP 01901177, MCI CENT WOU1C7 07217.11 AYOutll 01/03/02 12/28/01 SOLD SANK PLUS CORP BPLS -10.000.00 7.1400 71.398.92 TOTAL 10.00 571.398 92 EZSZSEOCINDANGS TN ass M0177 de rot 7nat 1,97f it ... as al ea earmint C•27 010102.:01H 001 EFTA01322286  Caen= neitourae Miele 0490.0 sussOARY MICE SERVICING YOUR ACCOUNT Bear. Sans & Co. Inc. BEAR Bat Sian Searle's COr9 One Voielech Oster Wart 383 Madsen Alt84.3 Wool*. May Vat 11201-3248 STEARNS New York, New Yea 10179 (212) 272-2000 121212721000 INSTRUTIONAL INTERESTS 7 y7 nienew• me= Detente 1.2031 114873404 Deventer 31.2001 ADCOCK! ROMER 055-00525 372 TAXPAYER MAABER 314412006 Your messages List stmraprr Naernter 30.2001 ta" As part of the National Association of Securities Dealers (NASD) Investor Education Program, you may obtain information on the NASCfs Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the Internet address which IS wvnywasdr.com. In addition. 8 brochure explaining the Public Disclosure Program is available from the NASD upon request. z - 'STOP] End of Statement C rn z -H r VZSZSE00- 019- ANGS 021 01,0300208'34 001 VS19 EFTA01322287  REARED THROUGNI ITS IMIOLI. OWN= SUSSOARY OMCE SERVICING YOUR ACCOUNT Bete. Simms SfICLAMS Cap Bear. Steams & Co. Inc. BUkR 383 Madison Avenue New Yak. New York 10179 Oft IhISIXICII Carter NWT ISINAIN He* Tat 11201-3SSS STEARNS (212) 272-2000 /2121272.1000 IttFITTUTIONAL INTERESTS ACCOUNT MOAK 2ICHERMANIRA STArnien PEA00 woe 27.2031 TELEPHONE (212)272.4189 "lemon ft telter 30.2,031 VISIT OUR WEBSITE *ww.bearsteams.corn ACC0str Nulatil 05544526 572 What's In This Statement TWAYER NLIIJOLII 31.4412006 LAST STATEMENT October 26.2001 Financial Summar)! 3 INSTITUTIONAL INTERESTS Your Portfolio Holdings 4 FINANCIAL TRUST CO TTEE • ATTN JEANIE BRENNEN Transaction Detail 6100 RED HOOK QUARTER Fund Activity 6 SUITE 8-3 ST THOMAS VI 00802 z m C Your Portfolio at a Glance Market Value of Your Portfolio in TOTAL VALUE Of SECURITES TICS PERIOD 71.200 Cal a Equal 135.339.494 $35.246.222 z re CREDIT BATANCE 9.587.957 MISS 571 MONEY MARKET FUND BALANCE 25,751,537 59.205.875 5.9.135.115 Cteltilt motet ate NIT EQUITY THIS PERTOO 535,410.694 IN last statement rrorkm ate r NET EQUITY LAST STATEMENT 35.310922 Shod market nit* CHANGE SINCE LAST STATEMENT 93,772 There are no 'Stop Loss' orders or other pending buy Or sell open orders on file for your %count. SZSZSEOCIN9- ANGS f••••• PICal s-r awns. >na,Ncect ce cr Urn. reC004 St OOPS..< le 'Ku tTMsums" N. ens...Arty. II • nal Modell as Ocetrotet C let Sava', 103-01- , SS awl* U CNYI SametI. at Saw. San Sesnk, sittaittre 04040 TWIN farm, roans bee reverie sea 43,111301//11 On. Om Veer*, Crier hbal. N Y %gni-34Se 02/ 12.01/01:1,48 1513 EFTA01322288  ormE0 THROvam 05 WHOU.Y OWNED SOISSOWW 9t✓ r Secofrel 0249 Oro EMWech OA" Nom Itookfr. Ns Wet 11201.2559 (2121 272.1000 INSTITUTIONAL INTERESTS 2 z m STATEMENT BACKER IS PRINTED ON THIS PAGE ci m z H r 9Z8ZSE00- IND- ANGS 027 12/0/.01.; -24 CO* VS13 tri 8 IJ IJ EFTA01322289  CURIO SOS Rs *woo- OBED DADADAAY OFFICE SERYCROG YOUR ACCOUNT Bev. SS SSW Ca Bear. Steams & Co. Inc. BEAR 383 Madison Avenue New York. Now Yak 10179