EFTA01448054.pdf

Deutsche Asset & Wealth Management Deutsche Bank Securities Inc Cash sweep options and rates Comparison of cash sweep options rates Money market mutual fund Acronym Manager name 7-day yield 30-clay yield Last update Cut-off time Initial amount Is fund Fund Fund pays Payment date Restricted from U.S. to open taxable classification residents Pershing Government Account PGR FEDERATED 0.00% 0.00% 115/13 3:00 PM $0.01 Yes N/A Dividend Month End No Daily Income Mny Mkt Investor DIMV REICH & TANG 0.01% 0.01% 11/3113 3:30 PM $1.000 00 Yes Retail Dividend Monthly on the 15th No Daily Income Treasury Investor DITV REICH & TANG 0.01% 0.01% 11/3113 3:30 PM $1.000.00 Yes N/A Dividend Monthly on the 15th No Cash Acct Trst Tax-Free Inv CI crEv DWS 0.01% 0.01% 11/3/13 2:45 PM SI.000.00 No Retail Dividend Month End No Dws Cash Reserves Instl DCRI DWS 0.01% 0.01% 11/3/13 3:45 PM S1,000.000.00 Yes Institutional Dividend Month End Dbab Cash Reserve Prime Instl DPRI DWS 0.01% 0.01% 11/3/13 3:45 PM $1,000.000.00 Yes Institutional Dividend Month End No Dbab Cash Reserve Prime Series DPRS DWS 0.01% 0.01% 11/3/13 3:45 PM $0.01 Yes Retail Dividend Month End No Dees Government Cash Instl DWGI DWS 0.03% 0.03% 11/3/13 3A5 PM $1,000,000.00 Yes Institutional Dividend Month End No New York Tax Free Money Fund DWNY DWS 0.01% 0.01% 11/3/13 11:45 AM $1.000.00 No Retail Dividend Month End No GIs Managed Dollar Advisory CI GLMA DWS 0.03% 0.03% 113/13 3:45 PM $0,999.999.99 Yes Offshore Dividend Month End Yes GIs Managed Dollar Investor CI GLMD DWS 0.01% 0.01% 113/13 3:45 PM $0.01 Yes Offshore Dividend Month End Yes GIs Managed Dollar Instl Class GLMI DWS 0.01% 0.01% 11/3/13 3:45 PM 51,000,000.00 Yes Offshore Dividend Month End Yes Inv Cash Trst Treasury Instl FTPI DWS 0.01% 0.01% 11/3/13 3:45 PM $1,000.000.00 Yes Institutional Dividend Month End No Inv Cash Trst Treasury Inv CI ITPV DWS 0.01% 0.01% 11/3/13 3:45 PM Yes Retail Dividend Month End No Dins Tax Exempt Cash Instl STET DWS 0.01% 0.01% 11/3/13 2:45 PM $1,000.000.00 No Institutional Dividend Month End No Dws Tax Exempt Ca Instl Shares TECI DWS 0.01% 0.01% 11/3/13 11:45 AM 5100.000.00 Retail Dividend Month End No Insured Deposit Program DBDA DBINSLIRD See below See below 11/3/13 2:30 PM $0.01 Yea N/A Interest Monthly on the 15th No Deutsche Bank Ag New York Branch DBNY DBAGNYB 0.15% 0.15% 11/3/13 2:30 PM $250,000.00 Yes N/A Interest Monthly on the 15th No (Non-Fdic) Sweep Deposit Program Household net worth IDP Int Rate' SO to 51 mil 0.01% SI mil to $10 mil 0.01% $10 milt 0.03% • Insured Deposit Piegrarn (ION Interest Rate is the same for 7- and 30- Day Yield. Please: contact your Client Advisor for the most oilmen up-to-date rates and more information This is neither an offer to sell nor a solicitation of an offer to buy any sof:MAWS cm other ifiStniMentS. This is for informational purposes only. Rates me obtaincd from sources believrxt to be reliable but nor guaranteed, and may vary with market conditions. Rates provided are based on past performance and are subject to change at any time end do not guarantee future results You may oontac-t us to obtain a prospectus on any of the money market mutua€ fund cash sweep options. You should review the applicable prospectus below investing in any of these lunds. With respect to the Insured Deposit Pro€11arn (IDP) and the Deutsche Bank AC Now York Branch (Non-FOIC) Sweep Deposit Program (DB AG NY Sweep Program), please refer to the Cash Sweep Options Disclosure document which is available at hffplAvww.pwm.dh.conVamericaskinfeashSweepOptions.html A deposit in the DB AG NY Sweep Program is not insured by Federal Deposit Insurance Corporation (FDIC) or protected by the Securities Investor Protection Nowlin (SIPC). The Maximum amount of FDIC Inswance coverage for deposits in the IDP is $2.5 million for each Catodoiy of legal ownership. as more fug*/ explained in the Oast Cash Skwep Options Disclosure document A deposit in the IDP is not protected by SIPC. An investment in a money market mutual fund Is net kneeled or guranteed by the FDIC or any other ninent agent/. Although the money market mutual funds seek to preserve the value of your investment at $1.00 per share. it is possible to low' money by investing In sucti funds "Deutsche Bank" means Deutsche Bank AG and its affiliated cornpanies. Deutsche AsSfrt & Wealth Management represents the asset management and wealth management activities conducted by Deutsche Bank AG or its subsidiaries Brokerage services are offered through Deutsche Bank Securities Inc.. a registered broker-desler and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc is a member of FINRA NYSE and SIPC Banking and lending services are offerer through Deutsche Bank Trust Company Arnedr.aCi. Mernbei FDIC, and other members of the Deutsche Bank Group. Deutsche. Bank AG Ali rights reserved 003238-071513 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 102897 CONFIDENTIAL SDNY_GM_00249081 EFTA01448054