EFTA01522908.pdf
MAXWELL-HY ACCT.
For the Period 9/1/12 to 9/30/12
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
US Fixed Income
BOISE PAPER HDG CO ISSR 110.00 10,030.00 11,000.00 10,862.50 137.50 800.00 6.31%
8% APR 01 2020 400.00
DTD 03/19/2010
097470-AB-9 BB /BA3
CONSOL ENERGY INC 104.50 15,000.00 15,675.00 16,556.25 (881.25) 1,237.50 7.48%
8 1/4% APR 01 2020 618.75
DTD 10/01/2010
20854P-AF-6 BB /B1
US STEEL CORP 99.91 10,000.00 9,991.40 10,437.50 (446.10) 737.50 7.39%
SR NOTES 73/8% APR 01 2020 368.75
DTD 03/19/2010
912909-AF-5 BB /81
AIRCASTLE LTD 111.88 2,000.00 2,237.62 2,185.00 52.82 152.50 5.67%
7.625% APR 15 2020 48.71
DTD 06/06/2012
009280-AG-6 BB+ /8A3
CF INDUSTRIES INC 125.50 10,000.00 12,550.00 11,675.00 875.00 712.50 3.30%
71/8% MAY 01 2020 296.87
DTD 04/23/2010
125270-AB-9 NR /BAA
OMNICARE INC 110.06 15,000.00 16,509.30 16,320.00 189.30 1,162.50 6.09%
7 3/4% JUN 01 2020 387.49
DTD 05/18/2010
681904-AM-0 BB /BA3
ADVANCE MICRO DEVICES 101.50 10,000.00 10,150.00 10,310.00 (160.00) 775.00 7.49%
7 3/4% AUG 01 2020 129.16
DTD 08/04/2010
007903-AU.1 BB- /8A3
J.P, Morgan Page 13 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050498
Chase
CONFIDENTIAL SDNY_GM_00319696
EFTA01522908
For the Period 9/1/12 to 9/30/12
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
US Fixed Income
BOISE PAPER HDG CO ISSR 110.00 10,030.00 11,000.00 10,862.50 137.50 800.00 6.31%
8% APR 01 2020 400.00
DTD 03/19/2010
097470-AB-9 BB /BA3
CONSOL ENERGY INC 104.50 15,000.00 15,675.00 16,556.25 (881.25) 1,237.50 7.48%
8 1/4% APR 01 2020 618.75
DTD 10/01/2010
20854P-AF-6 BB /B1
US STEEL CORP 99.91 10,000.00 9,991.40 10,437.50 (446.10) 737.50 7.39%
SR NOTES 73/8% APR 01 2020 368.75
DTD 03/19/2010
912909-AF-5 BB /81
AIRCASTLE LTD 111.88 2,000.00 2,237.62 2,185.00 52.82 152.50 5.67%
7.625% APR 15 2020 48.71
DTD 06/06/2012
009280-AG-6 BB+ /8A3
CF INDUSTRIES INC 125.50 10,000.00 12,550.00 11,675.00 875.00 712.50 3.30%
71/8% MAY 01 2020 296.87
DTD 04/23/2010
125270-AB-9 NR /BAA
OMNICARE INC 110.06 15,000.00 16,509.30 16,320.00 189.30 1,162.50 6.09%
7 3/4% JUN 01 2020 387.49
DTD 05/18/2010
681904-AM-0 BB /BA3
ADVANCE MICRO DEVICES 101.50 10,000.00 10,150.00 10,310.00 (160.00) 775.00 7.49%
7 3/4% AUG 01 2020 129.16
DTD 08/04/2010
007903-AU.1 BB- /8A3
J.P, Morgan Page 13 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050498
Chase
CONFIDENTIAL SDNY_GM_00319696
EFTA01522908