EFTA01500335.pdf

SOUTHERN TRUST COMPANY,INC ACCT For the Period 10/1/13 to 10/31/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gainkoss C indicates Currency GairVloss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/4 Option Buybadc GBP CALL USD PUT FX EUROPEAN STYLE OPTION FEB 3,000,000.000 0.021 (83,640.00) 58294.17 (5.345.83) C 10/8 FIFO OS, 2014 e 1.595 K001.5751001.645 REPURCHASE OF WRITTEN FX OPTION (ID 10/7 Sell Option CHICAGO BOARD OPTIONS EXCHANGE INDEX CALL (10.000) 228.964 2.289.64 (955.36) 1,334.28 S 10/8 High Cost 10/16/13 @ 16 SELL-OFF PURCHASED OPTION (ID: 10/7 Option Buyback AUD PUT USD CALL FX EUROPEAN STYLE OPTION JAN 5,000,000.000 0.007 (33,597.50) 51.100.00 17,50250 C 10/9 FIFO 24, 2014 @ .89 KI 0.84 REPURCHASE OF WRITTEN FX OPTION OD 10/9 Option Buybedc JPY CALL USD PUT FX EUROPEAN STYLE OPTION JAN 475,000,000.000 (67,000.00) 71250.00 4,250.00 C 10/11 FIFO 29 2014 95 KI (t 94 KO 101 REPURCHASE OF WRITTEN FX OPTION (ID: 10/9 Option Buybadc AUD CALL. USD PUT FX EUROPEAN STYLE OPTION JAN 5,000,000.000 0.018 (92,120.00) 48,175.00 (43.945.00) C 10/11 FIFO 24, 2014 fa .94 KI e 0.96 KO e 0.88 REPURCHASE OF WRITTEN FX OPTION (ID:- 109 Option Buyback NZD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 5,000,000.000 0.022 (106.855.00) 41.000.00 (67.855.00) C 10/11 FIFO 23.2014 0.82 KI Q 0.845 KO 0.768 REPURCHASE OF WRITTEN FX OPTION (ID 10/9 Option Buybadc GBP CALL USD PUT FX EUROPEAN STYLE OPTION FEB 3,000,000.000 0.04 (119,163.00) 29,908.50 (89,254.50) C 10/11 FIFO 06, 2014 • 1.57 KI e 1.5135 KO e 1.53 OPTION KN RCHASE OF WRITTEN FX OPTION (ID 10/10 Option Buyback NZD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 5,000,000.000 0.019 (97.170 00) 41,000 00 (56,170.00) C 10/15 FIFO 23.2014 e .82 KI 43) 0.845 KO e 0.768 REPURCHASE OF WRITTEN FX OPTION OD JP Morgan Page 18 of 35 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024317 Chase CONFIDENTIAL SDNY_GM_00293515 EFTA01500335