EFTA01359715.pdf

Classification: For internal use only Hi Rachael, Pradeepta, We do a sampling of a majority of our PCS and PB Alerts, and we review about 1/4-1/5 of PB cases generated. We have PB Alerts, Cases, and PCS Alerts. Do you want a spreadsheet with all Alerts/cases generated (some of which could be auto closed)? or just the ones sampled. This is also my last week at DB so please refer all further requests to Ying and Cherie (she will be stepping into Clarissa's role) Kind regards, Yang Chen AVP I Wealth Management AML ark n I Pag-rden4-rr Peeroan Forwarded by Yang-A ChervdPdbcom on 0908:2014 08.45 AM -- Wayne SaWdb/dbcom Rachael Nataletclbo Pradeepta Roy/db Yang-A Chonldb. Ying-A Wangtdb 09104:2014 04:59 PM Fw. 2014 AML NYC Audit (II Sub;e•-1 Classification: For internal use only Hello Rachael - Thanks for the notice, but both Ying Wang and Yang Chen are out of the office until Monday, September 8. One or both of them will get back to you on Monday. Kind regards, Wayne Salit CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047828 CONFIDENTIAL SDNY_GM_00194012 EFTA01359715