EFTA01373030.pdf

Mobile Email Backup details - Ganesh Belay Bharath-Kumar MS For Escalations please contact Level 1 - Karthik Level 2 • Belau Possift,41xPerfonn. --- Forwarded by Mankandan Muralidhararildbklbcom on 1218.2014 01X00 AM -- From Cc: Anastasia Pnrgle/dbrirlbeorn. 12/17201410:08 PM Date: RE: EDO package forth. RID : ONB-120932 LKYCUS-3443 Party name : Southern Financial LLC III Subject: Classification: for Isle nai use only Jofin, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial D.C. Therefore, the following key statements made within the document will need to be validated: • "Epstein is also the sole shareholder of Corporation" (i.e., Southern Trust Company, inc.), and • "the Corporation is the sole member of Southern Financial U.C" In order to validate the above, please provide the following supporting documentation: • For Southern Trust Company, Inc.: proof of incorporation/formation and proof of appointment of the board of directors. You will also need to identify the board members as control persons for this account since they would be controlling Southern Financial LLC through Southern Trust Company, Inc. PCR/RDC searches would also be required. • For Southern Financial LLC: Operating Agreement or other valid proof that Southern Trust Company, Inc. is the sole member of Southern Financial LLC. Alternatively, as I stated before, you can provide a letter/email from an Internal or external legal counsel stating that Mr. Epstein is the sole UBO of Southern Financial LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067012 CONFIDENTIAL SDNY_GM_00213196 EFTA01373030