EFTA01363970.pdf

From: Cynthia Rodriguez I Sent: 3/16/2018 4:07:09 PM To: Matthew-1 Purcell Subject: RE: Missed conversation with Matthew-J Purcell Yesterday's issue was for Jefferies SRI Fund GP LP I believe. They have so many similarly named accounts. Lina was reviewing the case and might know the complete name. I am currently out of the office. Sent with BlackBerry Work (www.blackberry.com) From: Matthew-J Purcell Date: Friday. Mar 16. 2018, 4:05 PM To: Cynthia Rodriguez Subject: RE: Missed conversation with Matthew-J Purcell do you remember the client by any chance? KYC number? I will search for it Matthew Purcell Assistant Vice President I AML Compliance Deutsche Bank 60 Wall Street. 1C005-2836 New York. NY. USA Tel 1 Email From: Cynthia Rodriguez Sent: Friday, March 16, 2018 4:04 PM To: Matthew-1 Purcell <[email protected]> Subject: RE: Missed conversation with Matthew-1 Purcell Hi Matthew, It should be attached in the recently approved case. Since this case was submitted for review prior to the certificate expiring, would you please accept it or provide an alternative item that will be accepted? Our client will close this account if we go back to request an updated one. We just dealt with this yesterday on one of their other accounts. Yoonsun was very helpful. Sent with BlackBerry Work (www.blackberry.com) From: Matthew-1 Purcell Date: Friday, Mar 16, 2018, 3:41PM To: Matthew-J Purcell a, Cynthia Rodriguez Subject: Missed conversation with Matthew-1 Purcell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054464 CONFIDENTIAL SDNY_GM_00200648 EFTA01363970