EFTA01432660.pdf

Subject: RE: PRIIPs Client Notification [I] From: Sylvia Escobar < IMI> Date: Mon, 18 Dec 2017 12:00:16 -0500 To: Gbenga Omosuyi Anna-Sofiya Lupolover Cynthia Rodriguez Cc: Stewart Oldfield Olivier Poncet Sure. Regards, Sylvia {https://brandportal.intranet.db.com/img/modules/logo.gif} Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street, 21202-3298 Baltimore, MD, USA Tel: Mobile: Email: From: Gbenga Omosuyi Sent: Monday, December 18, 2017 11:59 AM To: Sylvia Escobar < >; Anna-Sofiya Lupolover <anna- [email protected]>; C nthia Rodriguez Cc: Stewart Oldfield ; Olivier Poncet Subject: RE: PRIIPs Client Notification [I] Sure thing — keep in mind ISG validation varies from the Banker CA validation_ thanks! From: Sylvia Escobar EFTA01432660 Sent: Monday, December 18, 2017 11:58 AM To: Gbenga Omosuyi < >; Anna-Sofiya Lupolover <anna- [email protected]>; C nthia Rodriguez Cc: Stewart Oldfield ; Olivier Poncet Subject: RE: PRIIPs Client Notification [I] Hi Gbenga, Could you please send me the final account population once you are done with your validation? Thanks Sylvia {https://brandportal.intranet.db.com/img/modules/logo.gif} Sylvia Escobar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas 1 South Street, 21202-3298 Baltimore, MD, USA Tel: Mobile: Email: From: Gbenga Omosuyi Sent: Monday, December 18, 2017 11:37 AM To: Anna-Sofiya Lu olover C nthia Rodriguez ; S lvia Escobar Cc: Stewart Oldfield ; Olivier Poncet Subject: RE: PRIIPs Client Notification [I] Thanks Anna-Sofiya, Cynthia. EFTA01432661 Sylvia — kindly see below note re: N4G024943 and attached supporting doc. Can we please remove the client from the PRIIPs notification list? (FYI - there may be a few more of these "non-EEA domiciled" confirmations coming down...) Many thanks! Best, Gbenga fhttps://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic 46x46.gifl Gbenga Omosuyi Business Manager I GPS - Investment Solutions Group Deutsche Bank Securities Inc. I Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor, New York, NY 10154-0004 Tel.: I Email: From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 11:26 AM To: Gbenga Omosuyi Cc: C nthia Rodri uez ; Stewart Oldfield Subject: FW: PRIIPs Client Notification [I] EFTA01432662 Classification: For internal use only FYI. Please see below. Kind Regards, Anna-Sofiya fcid:3 [email protected] Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, December 18, 2017 11:22 AM To: Anna-Sofiya Lupolover a; Stewart Oldfield Cc: Bradley Gillin Subject: RE: PRIIPs Client Notification [I] Classification: For internal use only Hi Anna, This entity is a trust set up by Jeffrey Epstein, residing in USVI. This trust is regulated by the laws of the state of NY, and has never been EFTA01432663 domiciled in Italy. Attached is the trust agreement as support. Please let us know if you need anything else to support this. Thank you so much. Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: Cynthia Rodrigueza; Bradley Gillin Subject: PRIIPs Client Notification [I] Classification: For internal use only Hello, Below is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and EFTA01432664 Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3rd 2018 via the attached (draft) letter by mail, (presumably) this week. The letter will be mailed centrally based on a list compiled by Brokerage. If you believe that your client is not EEA domiciled, please let me know ASAP. Let me know if you have any questions. Thank you. Account # Customer EEA Country Customer Owner Account Address Line 1 N4G024943 Italy Stewart Oldfield THE HAZE TRUST Kind Regards, Anna-Sofiya fcid:3 [email protected] EFTA01432665 Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01432666