EFTA01493776.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23360001 For the Period 12/1/12 to 12/31/12 Trade Date Type Per Unit Rested Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/htaturities/Redemptions 11129 Sale AVALONBAY COMMUNITIES INC 0 133.0048 166256.00 (1.250.000) 132.922 166,152.27 (162,500.00) 3,652.27 Sta 12/5 FIFO BROKERAGE 100.00 TAX 8/OR SEC 3.73 J.P. MORGAN SECURITIES LLC (ID: 053484-10-1) 12/5 Sale ATLAS PIPELINE PARTNERS L P UNIT OF LIMITED (3,500.000) 30.839 107,937.57 (108,500.00) (582.43) S 12/11 FIFO PARTNERSHIP INT C 30.88 108.080,00 BROKERAGE 140.00 TAX 8/OR SEC 2.43 J.P. MORGAN SECURITIES LLC (ID: C149392-10-3) 12/6 Sale PRUDENTIAL FINANCIAL INC VAR RT 06/15/2043 DTD (600,000.000) 100.25 601,500.00 (599,964.00) 1,536.00 S 12/11 FIFO 11/19/2012 C 100.25 JP MORGAN SECURITIES LLC (BIDL) (ID: 744320-AM-4) 12/6 Sale KAR AUCTION SERVICES INC fa 17.78666 26,679.99 (1.500.000) 17.72 26,579 39 (26,250.00) 329.39 S 12/11 FIFO BROKERAGE 100.00 TAX 8/OR SEC .60 J.P. MORGAN SECURITIES LLC (ID: 48238T-10-9) 12/7 Sale OR ENERGY LP C 15.90 39,750.00 BROKERAGE 100.00 (2.500.000) 15.86 39,649 10 (40,600.00) (950.90) S 12/12 FIFO TAX 8JOR SEC .90 J.P. MORGAN SECURITIES LLC (ID: 74734R-10-8) 12/7 Sale VANTIV INC • CL A G 20.9125 104,562.50 (5,000.000) 20.872 104,380.15 (100,500.00) 3,860.15 S 12/12 FIFO BROKERAGE 200.00 TAX 8/OR SEC 2.35 J.P. MORGAN SECURITIES LLC (ID: 92210H-10-5) 12/12 Expired Option BRT CALL OPTION USD PUT OPTION STRIKE 119.00 (100.000) (233,000.00) (233,000.00) S 12/12 FIFO EXPIRING 12/11/2012 100,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC-NB-M) 12/12 Expired Option BRT PUT OPTION USD CALL OPTION STRIKE 79.50 100.000 233.000.00 233.000.00 S 12/12 FIFO EXPIRING 12/11/2012100,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-JO-V) 12/5 Sale WHITEHORSE FINANCE LLC @ 13.90212 71,943.47 (5,175.000) 13.862 71,734 85 (77,625.00) (5,890.15) S 12/13 FIFO BROKERAGE 207.00 TAX 8/OR SEC 1.62 J.P. MORGAN SECURITIES LLC (ID: 96524V-104) JP Morgan Account W23560001 Page 23 of 32 Consolidated Statement Page 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 16682 Chase CONFIDENTIAL SDNY_GM_00285880 EFTA01493776