📄 Extracted Text (169 words)
Subject: FW: Downgrades? C
From: Vaishali-P Mehta
Date: Fri, 25 Aug 2017 16:43:26 -0400
To: Yoonsun Chung
Janice Franklin
Kshitij Golani
Classification: Confidential
Hello Compliance
Please see below a list of the clients who should have been marked down as
moderate are still showing high risk in the client profile
Can you please update this to reflect the correct risk of the client ? its
very inconsistent right now
From: Rodrigo Quintero
Sent: Friday, August 25, 2017 1:18 PM
To: Vaishali-P Mehta
Cc: Daphne Cales Karen Cohen
Subject: Downgrades? [C]
Classification: Confidential
Vaishali,
I noticed the following Clients have the latest KYC either Low or Moderate
risk, however, the still showing up on the system as High risk.
Are these supposed to be downgraded on DBF?
GCIS Customer Number
EFTA01415000
Customer Name
EFTA01415001
The 2007 Jeffrey E. Epstein Insurance Trust #3
EFTA01415002
EFTA01415003
Regards,
Rodrigo
Rodrigo Quintero
Vice President
EFTA01415004
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA
Tel.
Email
EFTA01415005
ℹ️ Document Details
SHA-256
de6fdbe22f3849ac5267d710b66d38c180b97038c4f81a7a5c7d102aa5b3865d
Bates Number
EFTA01415000
Dataset
DataSet-10
Document Type
document
Pages
6
Comments 0