EFTA01454815.pdf

e an 254/ 2014 SOUTHERN FINAN Page 2 Of 2 Request 182298 r As of 25 Jul 14 Deets:he Bat AO SOUTHERN FINANCIAL, LLC RI• Ofebes Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435, SOUTHERN FxEural 21-No/-2013 20-Nov-2014 25-Nov-2014 ( LOCO CO3 CO; USD 101030,000 PY SHORT EUROPEAN CALL 1010000 ,"612 Om 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBaoDneT 21-Not-2013 20-No4014 25-No/-2014 (21.00000) USD 0 FY LONG EUROPEAN 0.0003 7.91324 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOneBarOneT 21-No/-2013 20-Nov2014 25-Nov-2014 (21,OXl 00) USD 0 FY LONG EUROPEAN 0.0000 5,320 70 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN F XOnef3aoOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 1210IXI eel USD 0 FY LONG EtPCPEAN 0.0000 3,58565 710423465 FINANCIAL. LLC ouchOpl 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13,450000 03) USD SHORT EIPCPEAN PUT 1 3450 :99.78254) 806424249 FNANCIAL. LLC 407339131/ SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13.800,000.00) USD LOW ELRCPEAN CALL 1,3803 4,222 51 806424264 FINANCIAL. LLC Subtotal: 196 312 45 Total: (96,312.45) Statement ID : 182298_20140725_20140728_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113184 CONFIDENTIAL SDNY_GM_00259368 EFTA01454815