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📄 Extracted Text (319 words)
Deutsche Bank does not render legal or tax advice, and the Information contained in this commune-aeon should not bo regarded as such.
cab
Securities offered through DWS Investments Distributors. Inc.
ROT'
To:
Date 09716/2014 02.28 PM
Subject: Update [CI
Classification: Confidential
All, Marc Schwartz, head of the Broad Family Office, called me a bit ago as a result of a phone call from PCS (see
below). Liz had raised concerns to him about our internal politics. He asked me if it was "OK to have called me for the
trade". You see, I had always told him that we could place the trade in the existing account and never had shared that it
was a PCS account that would need to be moved, who would get "credit", or any of these internal battles. Prior to Liz's
call, he just assumed we were one happy family. I reassured him that he need not concern himself with our internal
politics and that we are all operating as a cohesive delivery model to serve his needs. I do not believe we should be air
our laundry with our clients, especially burgeoning ones where significant new business might follow.
I believe our new colleague, Lee Hutter, knows Marc well and can assist in resolving these issues within the month. I am
happy to let it lie until then. I am sony we could not reach an amicable solution before the client was brought in to the
fray.
Kind regards,
Cheryl Paller
Oft
Cheryl Paller
Managing Director
Deutsche Sank National That Company
Asset and Wealth Management
2000 Avenue of the Stars. 9N
Los A eles. CA. 90067
Tel.
Fax
Mobi
Ems'
--- Forwarded by Cheryl Pallor/db./deem on 09/16/2014 02.11 PM --
From: "Schmertz. Marc"
To' Cheryl Palle(
Date: 09716!201411:
Subject: Re: Do you have everything you need from us? ICI
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122352
CONFIDENTIAL SDNY_GM_00268536
EFTA01460806
ℹ️ Document Details
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dee476c96dc999ab45e4758bd6b6e5be020023e3da46cee1a94f402a7e706c21
Bates Number
EFTA01460806
Dataset
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document
Pages
1
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