EFTA01453336.pdf

Counterparty SOFL TradeType EUR BuySeli Client Buys Currency/ USD CP Call Notionall 10,000,000 Currency2 JPY Notional2 -1,025,000,000 Strike 102.50 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 01 May 2014 SettlementDate Wed 07 May 2014 FixingReference SPOT Premium 190,000 PremiumTerms USD PremiumDate Tue 04 February 2014 From Tazia Smithidhtdbcom To! icevacatton@grnailcom. Cc. Paul Morris. Vahe Stepania Date 11'21/2013 10 23AM Subgnt Trade Report 11[21/13 (USDcJPYp Zero Cost Triple One Touch) [CI Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySell Client Buys Currencyl USD CP Call Notionall 1,000,000 Currency2 JPY Notional2 -101,000,000 Strike 101.00 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 SettlementDate Tue 25 November 2014 FixingReference SPOT Premium 44,800 PremiumTerms USD PremiumDate Mon 25 November 2013 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110880 CONFIDENTIAL SDNY_GM_00257064 EFTA01453336