EFTA01448600.pdf

BY SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CUENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN AGREEMENT, INCLUDING THE MARGIN DISCLOSURE. This Agreement is subject to the Pre-Dispute Arbitration Clause in Section III, page 5, of the Account Agreement. Account Number Individual or joint account OF THIS IS A JOINT ACCOUNT, ALL ACCOUNT OWNERS MUST SIGN): Signature Date Print Name SSN/EIN Signature Date Print Name SSN/EIN Signature Date Print Name SSN/EIN Corporation, partnership, trust or other entity: CONFIRMATION OF AUTHORITY TO BORROW: If this is an agreement for a trust, other fiduciary account or other non-natural person's) account, the authorized person hereby certifies and represents that the use of a margin account and specifically the borrowing, lending and pledging of Securities and Other Property as described herein and in the Margin Section is in accordance with and authorized by the provisions of the trust or other instrument and Applicable Law governing the trust or other entity. Southern Financial LLC Name of Entity Employer Signature of Officer, Partner, Trustee. Authorized Party Date Epstein Print Narne/TitleJeffreY Signature of Officer, Partner, Trustee, Authorized Party Date Print Namenitle Signature of Officer, Partner, Trustee, Authorized Party Date Print Name/Title FOR OFFICE USE ONLY Branch Manager approval for margin accounts: Signature Date 13.AVVm-0196 14 012145 032813 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0103677 CONFIDENTIAL SDNY_GM_00249861 EFTA01448600