EFTA01420409.pdf

Subject: RE: Epstein/Southern Financial From: Cynthia Rodriguez <E > Date: Thu, 02 Mar 2017 09:25:39 -0500 To: Vahe Stepanian , Stewart Oldfield Hi Vahe, As an update, they indeed opened the DB AG accounts with us and funded two accounts so far. They will reach out to transfer funds from the brokerage account soon. I will touch base with them today from a timing perspective and get back to you. Thanks for following up! Kind regards, Cynthia Rodriguez fcid:[email protected] Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email EFTA01420409 From: Vahe Stepanian Sent: Thursday, March 02, 2017 9:22 AM To: Stewart Oldfield Cc: Cynthia Rodriguez Subject: RE: Epstein/Southern Financial Stew — following up on the below. What ended up happening with Epstein and the new deposit accounts? Last time we spoke to Rich together about the matter he committed to moving the deposits to DB NY — but it looks like the cash is still in brokerage accounts. Let me know if I can be helpful on this front. Thank you, Vahe From: Stewart Oldfield Sent: Thursday, January 05, 2017 12:36 PM To: Charlie Burrows Cc: Bradley Gillin < ; Cynthia Rodriguez ; Vahe Stepanian ffi Subject: Epstein/Southern Financial Let's discuss what to show these guys to get them to move cash to the most efficient place for them and us Thanks From: Cynthia Rodriguez Sent: Thursday, January 05, 2017 12:19 PM EFTA01420410 To: Stewart Oldfield Subject: RE: can you tell me what interest rate we are paying on JE's accounts? [I] Attached is the spreadsheet of all accounts including account type, current (cash only) balances as of today, and interest rates. I've added a column for notes to distinguish the cash within the brokerage accounts. Let me know if you need anything else J Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email From: Stewart Oldfield Sent: Wednesday, January 04, 2017 2:02 PM To: Cynthia Rodriguez Subject: can you tell me what interest rate we are paying on JE's accounts? [I] EFTA01420411 Classification: For internal use only Let's look at cash balances by account and rate for each. Not sure whether he gets individual or business rates. Can you also see how much cash he has in his brokerage? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile blackberry Email Securities offered through Deutsche Bank Securities Inc. EFTA01420412