EFTA01356793.pdf

From: Oliver Esslinger Sent: 5/24/2019 3:22:30 PM To: Ian Salters I; Funda Bozkurt ; Bill King ; Kimberly Hart ; Janice Franklin ; Maria Pedulla Subject: Managed Exit account handling Attachments: Mana ed Exits.xlsx Location: Start: 5/30/2019 11:00:00 AM End: 5/30/2019 11:30:00 AM Show Time As Tentative Recurrence: (none) Term Definition PA Review of client account activity to establish open obligations which prevent offboard Checks/Review A process state for client entities identified for offboarding but have open obligations which Managed Exit prevent process completion The process of sending a client notification to terminate the contractual relationship at the end Notification of a defined notice period In Closure The process of closing DB transactional system accounts representing the impacted client entity A count of client entities which have completed all offboarding process stages, and are inactivated through to KYC Records - classified as `Full' Offboard when evidenced, complete Offboarded removal of client entity from all businesses & jurisdictions inclusive of all tech platforms. Applied to all DB adoption entities globally. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042874 CONFIDENTIAL SONY GM_00189058 EFTA01356793