📄 Extracted Text (452 words)
12.4 Client agrees that, if Client becomes aware of an error or omission in any of the swap transaction
or reporting data in respect of a swap entered into with DB, Client shall promptly notify DB of
the error and any applicable correction(s).
13. END-USER EXCEPTION FOR ELIGIBLE NON-FINANCIAL ENTITIES.
13.1 On each date on which Client elects to use the End-User Exception with respect to a particular
swap entered into pursuant to this Addendum, Client represents to DB that:
(a) Client is either not a Financial Entity or is excluded from the definition of Financial
Entity;
(b) such swap is being used for purposes of Hedging or Mitigating Commercial Risk; and
(e) Either:
(A) Client has submitted an End-User Filing to the CFTC no more than 365 days
prior to entering into such swap, the information provided in such End-User
Filing has been amended as necessary to reflect any material changes thereto, and
such End-User Filing covers the particular swap for which such exemption is
being claimed; or
(B) Client has duly completed the End-User Exception Self-Certification set out in
Park 6 of this Protocol and submitted it to DB and the information contained in
such End-User Exception Self-Cedifimtion Ls true, accurate and complete in all
material respects.
13.2 Client agrees that, in order to oleo to use the End-User Exception in Section 13.1 in respect of a
swap, Client must submit a written notice to DB prior to execution of such swap (which notice
may be provided as a standing notice that states it is applicable to ail swaps thereafter until Client
notifies DB to the contrary generally or with respect to a particular swap). Client further agrees
that the act of entering into a swap without having submitted such a written notice to DB shall
constitute a waiver of Client's right to elect the End-User Exception in respect ofsuch swap.
14. NOTICES.
Client shall deliver all notices to DB required under this Addendum via overnight mail and an
email copy to the following address:
Deutsche Bank AG
Address: Taunusanlage 12
60262 Frankton ant Main. Germany
.....................
DB shall deliver all notices to Client required wider this Addendum to the addresses provided
immediately alter Client's signature to this Addendum.
15. ADDITIONAL INFORMATION; UPDATES.
15.1 Client represents to DB (which representation is deemed repeated as of the lime of each Swap
Transaction Event) that all information furnished herein or pursuant hereto by Client or on
Client's behalf to us is true, accurate and complete in every material respect and no information
provided herein is incorrect or misleading in any material respect.
01910#1
PART B — PAGE 12
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0060115
CONFIDENTIAL SONY GM_00206299
EFTA01368390
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