EFTA01434575.pdf

Subject: Re: Indications [C] From: Paul Barrett ‹ > Date: Mon, 13 Aug 2018 13:06:15 -0400 To: Liam Osullivan Cc: Joshua Shoshan Martin Zeman Xavier Avila Stewart Oldfield Thx Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (o) (c) On Aug 13, 2018, at 12:48 PM, Liam Osullivan wrote: > Classification: Confidential Update: 4mm RBS Float PERP 780097AU5 - 94.50 Sold 1mm at 94.875 ( Street 99.00) —working balance, 3mm, at 94.875 street price. 900m SERV 7 24 03/01/38 81760NAB5 - 99 Sold 200m at 98.8795 (Street 99.0045) — working balance, 700m, at 99.00 street price. EFTA01434575 Thank you, Liam <image001.gif> Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email Prepared on 08/13/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01434576 From: Liam Osullivan Sent: Monday, August 13, 2018 8:52 AM To: 'Paul Barrett' <a> Cc: Joshua Shoshan Martin Zeman Xavier Avila Subject: Indications [C] Classification: Confidential Good morning Paul, Indicative bids: 4mm RBS Float PERP 780097AU5 - 94.50 900m SERV 7 24 03/01/38 81760NAB5 — 99 Thank you, Liam <image001.gif> Liam O'Sullivan AVP I Key Client Partners - US EFTA01434577 DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-8004 New York, NY, USA Tel. Emai KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01434578