EFTA01369671.pdf

See attached (DBForcePrimeCompare) — Please note that July 2014 was combined with the August 2014 report; The December 2013 was combined with the January 2014 report. 8) Quarterly cash review for June 2014 and March 2014. See attached 10 2014 & 2Q2014 Could you please also provide supporting documentation for the second level review which is performed on cases and alerts. KOPs do not delinate the frequency of the review so was not sure how to request. Excerpt from KOPs below: • The Head of Transaction Monitoring (or designee) will review a sample of cases and alerts resolved by each researcher. Y New hires all cases and alerts reviewed for at least 30 days. ▪ Employees with a high rate of returned items — 50% of all cases and alerts. • Established analysts— 10% of all eases. 20% of HRC4 alerts and 10% of remaining alerts. See attached Monthly Cases and Second Level Reviews Kind regards, Christy Wolanski Christy Wolanski Vice President I Principal Auditor Deutsche Bank AG. Filial° New York 60 Walt Street. 10005-2836 New York. NY. USA Tel. Fax Ema Pusien4a.Peep,.ow CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062092 CONFIDENTIAL SDNY_GM_00208276 EFTA01369671