EFTA01520218.pdf

J.P.Morgan JPMorgan Chase Bank, N.A. CHISLAINE MAXWELL ACCT. 270 Park Avenue, New York, NY 10017-2014 For the Period 3/I/10 to 331/10 00000251870002700003 MAXWE0020100402 Client News GHISLAINE MAXWELL 16 ISLAND AVE APT 7D J.P. Morgan Securities Inc. (JPMSI) Net Capital and MIAMI BEACH FL 33139-1331 Net Capital Requirements: At December 31, 2009. JPMSI's net capital of $7.4 billion exceeded the minimum regulatory net capital requirement of $500 million by $6.9 billion. The J.P. Morgan Secunites Inc. December 31. 2009 audited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase 8 Co. Web site address: httpfinvestorshareholder.comipmorganchasetfinancial- condition.cfm Additionally, you may call the following toll free phone number to request a hard copy of the Asset Account statement: I -866-576-130a J.P. Morgan Private Bank Team Table of Contents Page Paul Morris Banker Account Summary 2 Jeffrey Matusow Investment Specialist Holdings Janet Young Client Service Team Equity 4 1,4Alliam Doherty III Client Service Team Cash and Short Term 7 Fixed Income 11 Options 14 Other Assets 15 Portfolio Activity 16 Online access www.MorganOnfine.com Page 1 of 39 Confidential Treatment Requested by JPMorgan JPM-SDNY-00047530 Chase CONFIDENTIAL SDNY_GM_00316728 EFTA01520218