EFTA01398920.pdf

PIVOT Temporary Exceptions Overdue Temporary Exceptions Coming Due Count of Case Number Column Labels Count of Customer Name Column Labels Row Labels 1-30 Grand Total Row Labels -91 -83 -1 -51 -14 -4 Grand Total COVERAGE Brian M. Biggar Brian M. Biggar Malcolm Kimble 1 1 Paul Morris 1 1 Rosemary Vrablic 1 1 Kimberly Hart (blank) Joanne Jensen 1 1 Deirdre Judge 1 1 (blank) Kimberly Hart Cindy L. Loudenslager 1 1 Terrence Tangney 1 1 2 Grand Total 3 3 Brian Convey 1 1 Grand Total 1 1 1 1 1 1 6 For internal use only EFTA01398920 All Temp Exceptions Overdue SuArial,Boldmal2DECEMBER 2009 Temporary Exceptions- Domestic (All Overdue) 5/1/2014 Overdue by more than 90 days/Closing Queue Overdue by more than 60 days Overdue by more than 30 days Case Number Customer Number Customer Name Customer Record Type Relationship Number Cust omer Owner Exception Expires Days Overdue Reason for Exception (If Applicable) EM MSR Silo 400 Fifth 53H LLC Client Cindy L. Loudenslage r 4/4/2014 27 TE extended based on signed and dated copy of EIN application that w as provided. New York COVERAGE Carlyle Cardinal Ireland Fund, LP Prospect Joanne Jensen 4/28/2014 3 Temporary Exception granted to run searches for CJIP III GP LP Kimberly Hart New York COVERAGE 01195100 00000483289 Epstein, Jeffrey Client 00000483290 Paul Morris 4/11 /2014 20 Temporary Exception granted to obtain a corrected copy of the POA Form granting Mr. Indyke authority to act as agent on Mr. Epstein's personal account. The intent to add him is clear h owever the Form was not completed correctly. Brian M. Biggar New York COVERAGE Teiva Securityholders Representative, LLC Client Joanne Jensen 4/25/2014 6 Kimberly Hart New York COVERAGE For internal use only EFTA01398921 All Exceptions Due In 86Arial,Boldwal2DECEMBER 2009 Temporary Exceptions- Domestic 4/1/2014 Overdue by more than 90 days/Closing Queue Due in Overdue by more than 60 days Overdue by more than 30 days Case Number Customer Number Customer Name Customer Record Type Relationship Number Cust omer Owner Exception Expires Days Overdue Reason for Exception (If Applicable) EM MSR Silos The Women Global Cancer Initiative, Inc. Client Brian Convey 7/31/2014 -91 Temporary Exception to accept not for profit organization un til they get their approval from IRS - pls see email attached Kimberly Hart New York COVE RAGE Russell and Willene Dobson Foundation Client Malc olm Kimble 7/23/2014 -83 IRS exemption letter:6 month extension is approved. I unders tand that the process to receive charitable status can be quite lengthy, and last years IRS shutdown certainly exacerbated the the situation Brian M. Biggar New York COVERAGE LS Power Equity Partners III, L.P Prospect Rosemary Vrablic 5/2/2014 -1 Brian M. Biggar New York COVERAGE Richard P. Brown Irrevocable Trust Client Deir dre Judge 6/21/2014 -51 Standard temporary 90 exception granted for new EIN's for ea ch account. DBNTC will apply for new EINs when the new accounts open. Los Angeles COVERAGE RG Indiana, LLC Client Terrence Tangney 5/15 /2014 -14 Kimberly Hart New York COVERAGE Judy Laufer Irrevocable Trust DTD 11/23/2012 Client Terrence Tangney 5/5/2014 -4 30 Day TE for W9 Kimberly Hart New York COVERAGE Zeno Capital LLC Prospect Susan Burnet t 6/23/2014 -53 Tempory Exception from Compliance to be turned to Permanent as soon as Account is closed Michael J. Davis Los Angeles COVERAGE Black, Leon D. Client Paul Morris 5/22/2014 -21 Kimberly Hart New York COVERAGE Two Hundred Lafayette LLC Client Rosemary Vra blic 5/2/2014 -1 Temporary Exception granted to: 1. add address and nature of busines s for i) 200 Kushner Member LLC and ii) JJMC LLC iii) perform RDC and PCR for i and ii above 2. add name of owner of JJMC LLC to KYC AND perform PCR and RDC for them. Kimberly Hart New York COVERAGE Meyer, Jr. , William A. Client Terrence Tangney 5/12/2014 -11 Kimberly Hart New York COVERAGE For internal use only EFTA01398922