EFTA00857900.pdf

From: "Jeffrey E." <[email protected]> To: Brad Wechsler Subject: Re: KCP Onboarding + Power of Attorney (POA) [C] [I] Date: Fri, 01 May 2015 17:33:07 +0000 are we usging a new Ilc? On Fri, May 1, 2015 at 10:13 AM, Brad Wechsler < > wrote: Jeffrey-i shld be getting leon's signatures on the jpm poa's etc, today once rj confirms with jpm the docs are filled in properly. Sent from my Verizon Wireless BlackBerry From: Richard Joslin Date: Fri, I May 2015 13:57:40 +0000 To: Brad Wechsler Cc: jeffrey E<jeevacation®gmail.com> Subject: FW: KCP Onboarding + Power of Attorney (POA) [C] [I] Update on DB: I reviewed with DB the numerous brokerage account opening forms submitted in May 2014 with the forms DB circulated in April 2015. The 2014 documents covered various DB entities - DB Alex Brown, Deutsche Asset Management, DB Securities Inc and DB Trust Company. Based on DB's internal review of the forms submitted in May 2015 and April 2014, DB is now preparing a full set of account documents to ensure that we have all the necessary forms to trade the various financial products contemplated. The DB pre-completed set of documents that will update and replace prior forms. I left DB a voicemail and ask that they revert today with an update. RJ From: Amanda Kirby [mailto: Sent: Wednesday, April 29, 2015 11:40 AM To: Richard Joslin Cc: Vahe Stepanian; Ariane Dwyer Subject: RE: KCP Onboarding + Power of Attorney (POA) [C] [I] Rich, We are working on getting a full set of documents to you and in order to help speed up the process we will be pre- populating them as best we can. Can you please confirm the address and email that should be used for the documents. Thanks EFTA00857900 Amanda From: Richard Joslin fmailto Sent: Wednesday, April 22, 2015 6:02 PM To: Amanda Kirby Cc: Vahe Stepanian Subject: Re: KCP Onboarding + Power of Attorney (POA) [C] [I] We can proceed with using individual account. Pls make sure I have full documentation for trading. I can meet if that helps. Thanks On Apr 22, 2015, at 1:08 PM, Amanda Kirby < > wrote: Great. Vahe and I will call at 2pm From: Richard Joslin [mailto: Sent: Wednesday, April 22, 2015 12:58 PM To: Amanda Kirby; Brad Wechsler Cc: Mane Dwyer; Daniel Sabba; Paul Morris; Vahe Stepanian; Stewart Oldfield Subject: RE: KCP Onboarding + Power of Attorney (POA) [C] [I] Sure. Please call at your convenience Richard Joslin CFO Elysium Management LLC New York, NY 10022 (w) EFTA00857901 (c) (0 From: Amanda Kirby [mailto: Sent: Wednesday, April 22, 2015 12:39 PM To: Brad Wechsler Cc: Arian Dwyer; Daniel Sabba; Paul Morris; Vahe Stepanian; Richard Joslin; Stewart Oldfield Subject: RE: KCP Onboarding + Power of Attorney (POA) [C] [1] Thanks Brad. Rich — Are you free the next few days for an introductory call? May also be helpful to discuss what will be needed if we go down the LLC route. Best, Amanda <image001.gif> Amanda Kirby Deutsche Dank Trust Company Americas 101 , NY, USA Tel. Fax Email From: Brad Wechsler [mailto: Sent: Wednesday, April 22, 2015 12:33 PM To: Amanda Kirby Cc: Mane Dwyer; Daniel Sabba; Paul Morris; Vahe Stepanian; Subject: Re: KCP Onboarding + Power of Attorney (POA) [C] [I] EFTA00857902 Rich joslin of this office is overseeing. It looks like we may have to do this thru a Ile for compliance reasons.... From: Amanda Kirby [maitto. Sent: Wednesday, April 22, 2015 12:19 PM To: Brad Wechsler Cc: Mane D er < >• Daniel Sabba < >; Paul Morris >; Vahe Stepanian < Subject: RE: KCP Onboarding + Power of Attorney (POA) [C] [I] Brad, Let me know if you have any questions regarding the documents. Happy to help walk you through them. Best, Amanda From: Vahe Stepanian Sent: Monday, April 13 2015 3:19 PM To: Brad Wechsler Cc: Paul Morris; Amanda Kirby; Daniel Sabba; Mane Dwyer Subject: KCP Onboarding + Power of Attorney (POA) [CJ Classification: Confidential Brad- it was very nice meeting you over the phone this morning. Please find three documents attached to be completed: I. Key Client Partners (KCP) onboarding letter 2. Power of Attorney (POA) - please note this form must be notarized. 3. DB Connect Third Party Access Form — will be used to set up electronic access to the account. One form should be completed for each interested party. As discussed, we will hold off on sending additional paperwork (product specific and ISDA related) until we receive further clarity about set-up. I have included my contact information below, please do not hesitate to reach out directly should you have questions. EFTA00857903 Thank you, Vahe Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. www.imax.com 'MAX, is a registered trademark of IMAX Corporation IMPORTANT NOTICE Information contained in this e-mail correspondence and any attachments is confidential information intended only for the use of the individual or entity named above. My reader of this message who is not the intended recipient of this correspondence is hereby notified that any dissemination. distribution. copying or communication of t • correspondence is strictly prohibited. If this e-mail was not addressed to you . please immediately notify us by phone in Canada at (collect calls will be accepted) or by email at [email protected] and delete and destroy this correspondence inadvertently sent to you. Thank you This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00857904  This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacationqqzmail.com and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00857905