EFTA01384044.pdf

KYC Print Page 12 of 17 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Southern Trust Company, Inc. - F Private Investment F Foundation/Association F Trust F Company Type of Entity: Purpose of Entity: F Philanthropic/Charitable F Estate r Partnership F Commercial Type of Entity Other Purpose of Entity (specify): Other (specify): Date of Country of US Virgin Islands incorporation / 11/18/2011 incorporation/registration: registration: 6100 Red Hook Quarter 83 St Thomas 00802 US Virgin Address (city, street, post U.S. TIN/fIN: Islands code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabil ty,settlor and beneficiaries,etc.: Please indicate how ownership of the legal entity is reflected: F Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same pesons). To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods Yes F No F or services)?: Describe Nature of Entity's Primary Business and Investment Activities Consulting Services relying on Financial and Biomedical algorithms. Southern Trust s a private consulting company that invests the assets of their clients and gets their Nature of the business: revenue from the return of these investments. Southern Trust invests in different portfolios catered to their clients and makes their revenue based on the returns and the fees associated with managing their clients assets Countries where business is transacted: US Virgin Islands Number of employees: 4 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Consult and invest client funds and gain revenue based on fees and returns Estimated gross receipts p.a.($): 2,000,000.00 Estimated net profit p.a. ($): 1,500,000.00 Estimated investable assets ($): $2 MM - 5 MM Potential Amount to be invested with MTh (5): 300,000.00 Other Known Financial Institutions: Institution: 3PMorgan Country: USA Est. Assets Under Mgt: 2,000,000.00 Institution: Country: Bt. Assets Under Mgt: https://nail.salesforce.com/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084024 CONFIDENTIAL SDNY_GM_00230208 EFTA01384044