EFTA01356264.pdf

From: Rich larossi Sent: 4/6/2016 To: Armen Brash ; Ch Charlie Burrows Daphne Cales Diana Canter Janice Franklin ; Lina M Arias I; Mary C Keaveney • Lee Nutter Michael 5Jacoby ; Sarita Medina ; zia Memon Mikal Ison Ng I; Vaishali-P Mehta ; Andrew Bolende CC: Andrew Gallivan [Slk Patrick Harris Subject: Monthly Annual Client Update Reports - April 2016 ill Attachments: ACUs- Coming due in 30 Days.xlsx; ACUs- 0verdue.xlsx Classification: For Internal use only All, Attached are two reports: •Any ACU that is past due •ACUs due within the next 30 days 'The tables below are a breakdown of the Overdue ACU's. If of active 31- Grand Previous Current US PB 1-30 61-90 90+ clients 60 Total Month Month PEP - Low Risk 9963 81 42 17 29 169 1.36 1.70 Moderate Risk 4614 66 5 4 14 89 1.02 1.93 High Risk 1464 19 6 1 66 92 1-30 31-60 61.90 90+ Grand Total BANKING 12 5 17 Low Risk 1 1 2 Moderate Risk 5 2 7 High Risk 6 2 8 COVERAGE-Domestic 60 28 12 46 146 lillr 33 23 10 15 81 Moderate Risk 22 4 1 5 32 •Sk 5 1 1 26 33 COVERAGE-GAT 38 9 4 2 53 30 9 3 42 7 1 2 10 High Risk 1 1 COVERAGE-LATAM 31 6 2 10 49 Ail Low Risk 1 1 2 ModerapailiSk 24 1 1 1 27 MI Milk High; ; 6 5 9 20 CUSTODY 8 7 1 8 24 blimmilatisk 4 7 6 17 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042040 CONFIDENTIAL SDNY_GM_00188224 EFTA01356264