EFTA00084830.pdf

10 1999 Morgan Guaranty Trust Compan? of Nen York JPMorgan Account Number - Confidential Page 1 of 7 FINANCIAL TRUST COMPANY, INC. Asset Account Portfolio October I - October 31, 1999 Gift Processing Table of Contents The holiday season will soon be here. If you Page plan to make securities gifts this year, Portfolio Summary 2 please notify us before December 1, 1999. Cash and Short Term 3 This will provide us with sufficient time to Trade Activity 4 process your request and meet the Account Transactions 5 year-end deadline. Account Officers Service Specialist: SCOTT/DENCKER FINANCIAL TRUST COMPANY, INC. C/O AMERICAN YACHT HARBOR Confidential Treatment Requested by JPMorgan JPM-SDNY-00036863 Chase EFTA00084830 10 1999 Morgan Guaranty Trust Company of Ness York JPMorgan Account Number Asset Account Portfolio Page 2 of 7 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Overview Marker value USD Tax Estimated Anna% Ilehl Portfolio Summary Cash & Short Term 6,700,000 00 04131 CO« USD 6,700,000 00 !MOM USD 361,800 00 5.4 % Total 6,700,000.00 6,700,000.00 361,800.00 5.4 Accrued Income 75,196 71 Total Portfolio Value 6,775,196.71 Asset Allocation 100% Cash and Short Term EUR Conversion Rates as of January 1 1999 Currency Ditching* Ren AST 13.7603 BEF 40.3399 DEM 1.9558 ESP 166.386 FIM 5.9457 FRF 6.5596 IEP 0.7875 ITL 1,936.2700 LUF 40.3399 NLG 2.2037 PTE 200.4820 Confidential Treatment Requested by JPMorgan JPM-SDNY-00036864 Chase EFTA00084831 10 1999 Morgan Guaranty Trust Company of Nos York JPMorgan Account Number Asset Account Portfolio Page 3 of 7 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Cash and Short Term Summary by Maturity Currant pas VS &Sand Annual Sane USD USD Less Than 3 Months 6,700,000.00 361,800.00 Total 6,700,000.00 361,800.00 Current yield is displayed for Instruments with no maturity and Y TM on market is displayed for instruments that mature. Cash and Short Term by Type Una Cost Tax Cost Current Esbmated Current DeScelplion Adjusted Marker Actuated Marker Value USD Urnalaed Annual »Nall CusipS&AMoorlyb Raring Currency Quantity ng,n.v Price SI Accrued Inseam USD Gam/Loss USD Income, USD Yrfe % Short Term by Maturity J P MORGAN INSTITUTIONAL PRIME MONEY USD 6,700,000 1.00 1.00 6,700,000.00 6.700,000 00 361.800 00 5 40 MARKET FUND 75.196 71 7-Day Annualized Yield: 5.34% 616918-20-7 Total Cash and Short Term 6,700,000.00 6,700,000.00 0.00 361,800.00 5.40 75,196.71 Spann ?Manner*, above PnCing and Valuallornt Doces some of neat are provided by cYcing aerobes a other solace. shon so deem nail* so not guranfee0 Tor occvacy a as fottanae values Confidential Treatment Requested by JPMorgan JPM-SDNY-00036865 Chase EFTA00084832 10 1999 \ 0 r • V a 'II • e ar N •e '0 k JPMorgan Account Number Asset Account Portfolio Page 4 of 7 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Trade Activity Realized Gain/Loss Summary Amount USD Short Term Gain/Loss 0.00 Long Term Gain/Loss 0.00 Note: S incicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Trade Activity by Type Trade Semement Reallaral Date Date Type DeacriptIon Currency Culinary Falcate* Marker Coat/Proceeda Tax Cost DeWitt Osa USD Settled Oct 1 Oct 1 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY USD 20,000,000 1.00 - 20,000,000.00 MARKET FUND Oct 4 Oct 4 Purchase J P MORGAN INSTITUTIONAL PRIME MONEY USD 5,000,000 1.00 - 5,000,000.00 MARKET FUND Oct 19 Oct 19 Sale J P MORGAN INSTITUTIONAL PRIME MONEY USD - 18,300,000 1.00 18,300,000.00 - 18,300,000.00 MARKET FUND Confidential Treatment Requested by JPMorgan JPM-SDNY-00036866 Chase EFTA00084833 10 1999 Mo ran Guaranty. Trust Corn any of Ness York JPMorgan Account Number Asset Account Portfolio Page 5 of 7 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 Account Transactions Cash Activity Summary Amount INS Amount yes, Petted USD to Dare USD' Beginning Balance .00 Credits Sales. Matunbes, Redemptions 18,300,000.00 18,300,000.00 Miscellaneous Receipts 25,000,000.00 25,000,000.00 Debits Purchases of Securities - 25,000,000.00 - 25,000,000.00 Miscellaneous Disbursements - 18,300,000.00 - 18,300,000.00 Ending Balance .00 Year to date information is calculated on a calendar year basis. Activity by Date Statement Date hire Quanta), Doscnprron AMMAN USD Oct 1 Purchase 20,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY - 20,000,000.00 MARKET FUND J P MORGAN SECURITIES INC AS AGENT @ 1 00 TRADE DATE 10101199 Oct 1 Misc. Receipt FUNDS TRANSFERRED TO BRKRG 20,000,000.00 ACt/ N FROM BRKRG AC l (PRN) Confidential Treatment Requested by JPMorgan JPM-SDNY-00036867 Chase EFTA00084834 10 1999 Moroan Guaranty Trust (omnan of Nen York JPMorgan Account Numbed Asset Account Portfolio Page 6 of 7 FINANCIAL TRUST COMPANY, INC. October 01 1999 - October 31 1999 Activity by Date continued Sealentenz One type (Joanna, Desalption Amounr USD Oct 4 Purchase 5,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY - 5,000,000 00 MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/04/99 Oct 4 Misc. Receipt FUNDS TRANSFERRED TO BRKRG 5,000,000.00 ACM PRN FROM BRKRG AC# (PRN) Oct 19 Sale - 18,300,000 J P MORGAN INSTITUTIONAL PRIME MONEY 18,300,000.00 MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/19/99 Oct 19 Misc. Disbursement TRANSFERRED BY WIRE TO - 18,300,000 00 BEAR STEARNS FAO GHISLAINE MAXWELL Confidential Treatment Requested by JPMorgan JPM-SDNY-00036868 Chase EFTA00084835 10 1999 Mo tan Guaranty Trust Corn any of Not York JPMorgan Account Number Asset Account Portfolio Page 7 of 7 FINANCIAL TRUST COMPANY, INC. October 01, 1999 - October 31, 1999 In Case Marone of Outshone About Your Electronic Transfers. Tereptone us IA10300)5760221 ce ante us at xo Stanton Gnat/ono Rood VOPS. Newark OE 10713-2107 at sewn M you osOgY0o /NM Wol'OlOnn/ 11 WOOD Of dlOu nOOd nweeenercll spout a aao00, On 00 3,0,4".^ 2 We must nee, from you no sew then CO days after ne sent you Pe FIRST statement on Mich Me eye or problem append (1) TOO us you name and occouN number (2)Dosasbe the only or Me trans/fa you we unsuva atog end aspen as Sark as You can nhY Yal patine d d n sera 0' ntrY tau real mom infOoMfd0O. (3) law s trait sou contract us malty you must and us your comdant of Question Anna doer amount ofMe suspected sera wano /0 swanks days in seer to preserve YOU, figin• We woO nvealeate you Cornplient and me correct sty enor promptly If retake mom than 10 buSatiOSS days lode ma (20 days for precnasso uovg NSA Check Card or for rms., notional vansaccons). v. me titcht tour account kr the amount you :AAA delernr SO VW tall wolf bate 0* We Of MOI)Oy didong the AM• d takes us SO °YAWS* Oct elvalia9•10n In case of *mom ormundane about your statement. »clam your tine of credit Nyco Monk that sour stallement a incorrect ce I you need mow triamotion about a transecb:n on yam altearrent rnciudvm • Ina of cede Ponsartion, younull wide to us an a separate sheet descnbets Me sera and send 4 to J P Morgan Pnvete Coons Santee 315 PeA Avenue. New York NY 10954-1002 Woman hear from souno kale Men 00days ant Me statement on which Matinee ce problem appeared a sent You can Meephone us at 1-800 570-0221but downy so mance pnesane your NMI In you Utter. Meanmonde tholottenim Wourelon (I) you nerve end account number ra IMMO* amount of M. mapectod awn and (3)• descnotmer d rho once and osplanalon if you Can Any you hSOO Mere .5 an Serer* IIyouNW fl oe enfonflon yourust &eat* Me *NT you ere unsure *boa TheJ.P. Marpsn Funds oe The J.P. Morgan Institutional Funds or The Amerman Century Funds The J P Morgan JP Morgan InstAtttonot and Amormen Coma y rroluet funds we dotobvred by Funds Drat Oct Inc JP Morgan Investment Management Inc and American Conbey Investment Manspenornt saw as armament odroors lo tact respectvelund fenWes Shaved Me funds are not bank deposits end we Al gueranteadby any bank govamerenternly or the FDIC Returnand shareprice vorl fluctuate and redemption yeruerney be meteor less than angina:cost Wluto the money maI Pat funds merit, fronton a stet* not asset wawa/ A1 00 per Shore. Mears no assurenceMet they we eartinue to do so The eMmeted ennurarnamtir end Orndendpee fguesw mutual funds representMe funds' most recent mcome dordendannualized Confidential Treatment Requested by JPMorgan JPM-SDNY-00036869 Chase EFTA00084836