EFTA01423379.pdf

EFTA01423379 EFTA01423380 EFTA01423381 EFTA01423382 EFTA01423383 EFTA01423384 EFTA01423385 EFTA01423386 EFTA01423387 EFTA01423388 EFTA01423389 EFTA01423390 EFTA01423391 Deutsche Bank iZl CLIENT STATEMENT As of April 30, 2018 -- 02 000018 68219 E 1 A6US16 Mil.... JEFFREY EPSTEIN 6100 RED HOOK QUARTER B3 ST. THOMAS VI 00802 SUSTA1NA6U CsitiEedChainofCuttRtly K3ROTK iNITMIVE wf>olli»gSuitilaibhfd(MW www.stfprogrt)n.er( VKnn BNV 00001S1/7 111 III II itii III I lira III rail III I lira • ii ran Deutsche Bank 0 This Page Intentionally Left Blank I I Deutsche Bank IZI Contacts As of April 30.2018 Account Name: Account Number: Base Currency: JEFFREY EPSTEIN USD PRIMARY OFFICER STEWART OLDFIELD tel: fax: e-mail: STEWART.OLDFIELD<s/DB.COM CUSTODY OFFICER ARTHUR TENDLER 60 Wall Street New York. NY 10005 tel: fax: e-mail: 0000182/7 lillllllllllllllllllllllllllllllllllllllll EFTA01423392 I Deutsche Bank 0 This Page Intentionally Left Blank 2 I Deutsche Bank IZI Portfolio Summary As of April 30, 2018 JEFFREY EPSTEIN Account Name: Account Number: Base Currency: USD Asset Class Adjusted Cost Basis in USD Market Value in USD %of Market Value Reconciliation In USD Current Period Year to Date Category Opening Balance as of April 1, 2018 156,345.92 173.806.11 Cash and Cash Equivalents 146.497 94 150.193.21 100.00% Total 146,497.94 150,193.21 100.00% Addition/Withdrawal Cash Disbursement (2.994,66) Net AdditionAVithdrawal (2,994.66) (24,823.20) Income Dividend Interest Change in Accrued Income Current Period 0.05 Estimated Annual Income 1.17 (80.78) EFTA01423393 Total 1.17 (0.02) Net Income (80.75) (379.33) Realized Currency Gain/Loss Change in Unrealized Currency Gain/Loss 97.06 (3.174.36) 1.001.55 588.08 Closing Balance as of April 30. 2018 150,193.21 150,193.21 Note: Market Values Include Accrued Income 3 0000183/7 III III II III! Ill I nil III nil III I nil IIII irii Deutsche Bank iZl Regional Diversification As of April 30. 2018 JEFFREY EPSTEIN Account Name: Account Number: Base Currency: USD Market Value in USD- %of Category Fixed Income in USD Equity in USD Alternative Investments in USD Cash and Cash Equivalents in USD Allocation by Region 0.00 0.00 150.120.70 99.95% 0.05% 150,120.70 72-51 0.00 Europe United States/Canada EFTA01423394 0.00 0.00 72.51 0.00 0.00 150,193.21 100.00% 0.00 0.00 150,193.21 Total * Excludes Foreign Exchange Contracts 4 I I I Deutsche Bank IZI Currency Diversification As of April 30. 2018 Account Name: Account Number. Base Currency: JEFFREY EPSTEIN USD Allocation by Currency Cash and Cash Equivalents in USD Fixed Income in USD Equity in USD Alternative Investments in USD Foreign Exchange in USD Market Value in USD %of Category US Dollar (USD) Euro (EUR) 72.51 0.00 0.00 0.00 0.00 72.51 0.05% 99.95% 150.120.70 EFTA01423395 0.00 0.00 0.00 0.00 150.120.70 Total 150,193.21 0.00 0.00 0.00 0.00 150,193,21 100.00% Exchange Rates USD 1 = USD 1.00000 USD1 = EUR0.82787 USD 1 = USD 1.00000 EUR! = USD 1.20792 5 0000184/7 1 Deutsche Bank [Zl Detailed Portfolio Information As of April 30. 2018 Account Name; Account Number: Base Currency: JEFFREY EPSTEIN USD List of Holdings - Cash and Cash Equivalents Quantity Security Description Security tO Moody*s/S&P Rating % of Local Unit Cost Category Price in USD Local Price Adjusted Cost Basis in USD Market Value in USD Accrued Income Estimated Annual Yield to in USD Income in USD Maturity % Cash EUR 1.000 124.280.33 EURO 99.95% USD 1.208 EUR 1.000 146,425.46 150,120.70 EFTA01423396 99.95% Total Cash 146,425.46 150,120.70 Cash Management United States 72.48 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 0.05% USD 1.000 1.000 72.48 72.48 1.17 1.61% Total United States 0.05% 72.48 72.48 1.17 1.61% Total Cash Management 0.05% 72.48 72.48 1.17 100.00% 146,497.94 150.193.18 Total Cash and Cash Equivalents 1,17 Total Accrued Income Total Cash and Cash Equivalents including Accrued Income 150,193.21 Adjusted Cost Basis column reflects Tax Cost for those clients who subscribe to ourtax cost services; for all otherclients. we report Average Cost. For Cash Management vehicles and Money Market Funds, Annual Yield is reported in the Yield to Maturity column. 6 nm I 1 I 4 Deutsche Bank \Z\ Transaction Summary April 1. 2018 to April 30, 2018 JEFFREY EPSTEIN Account Name: Account Number: Base Currency: USD EFTA01423397 US Dollar (USD) Amount Amount Year to Date Transaction Category Opening Balance as of April 1, 2018 Cash Management Cash 72.43 72.30 173,73376 156,273.44 Addition/Withdrawal Cash Disbursement (2.994.66) (24,823.20) Net Addition/Withdrawal (2,994.66) (24,623.20) Investment Income Dividend Interest 0,05 0.18 (80.78) (379.49) Net Investment Income (80.73) (379.31) Realized FX Gain/Loss on Cash Unrealized FX Gain/Loss on Cash 97.06 (3.174.36) 1,001,55 588.08 Closing Balance as of April 30, 2018 Cash Management Cash 72.48 150,120.70 72.48 150.120.70 7 0000isarr Ilf III II nil III I nil III iitt III I nil IIIII III! Deutsche Bank !Z] Transaction Summary - Foreign Currency April 1,2018 to April 30. 2018 JEFFREY EPSTEIN Account Name: Account Number: EFTA01423398 Base Currency: USD us Dollar (USD) Grand Total in Base CCY (USD) Euro (EUR) US Dollar (USD) Transaction Category Opening Balance as of April 1, 2016* 156,273.44 72.43 156.345.87 126,808.27 (2,994.66) (80.73) (2.994.66) (80.78) (2.461.54) (66.40) Addition AA/ithdrawal Investment Income Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash Unrealized FX Gain/Loss on Cash 0.05 97.06 (3,174.36) 97.06 (3.174.36) 150,193.18 72.48 124,280.33 150,120.70 Closing Balance as of April 30, 2016 * Opening and closing currency balances include sweeps 8 I I I Deutsche Bank fZl Transaction Details 1, 2018 to April 30. 2018 Account Name: Account Number; Base Currency: JEFFREY EPSTEIN USD Trade Date Settlement Date EFTA01423399 Transaction Type Description Security ID Quantity Amount in Local CCY Amount in USD Cost in Local CCY Cost in USD Realized Gain/Loss in USD Transactions for US Dollar (USD) Dividend 04/02/2018 04/02/2018 CASH DIVIDEND DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 0.05 04/02/2018 04/02/2018 Regular Sweep Purchase PURCHASE OF SECURITY DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 0.05 (0,05) Transactions for Euro (EUR) 04/25/2018 04/25/2018 Cash Disbursement DISBURSEMENT OF FUNDS FUNDS TRANS TO CREDIT LYONNAIS SSB REF#SCMS180424453252 IBAN. FR2330002004690000050269Q70 SORT CODE: 30002 RIB CODE: 00091 17CODE GUCHET: 00469 KEY CODE. 70 FX RATE: 0.8220 (2.461.54) (2.461.54) (2.994.66) 94.51 FX 04/25/2018 04/25/2018 Interest NEGATIVE IDLE CASH INTEREST (66.40) (66.40) (80,78) 2.55 FX FX RATE; 0,8220 9 0000188/7 EFTA01423400 I Deutsche Bank 0 JEFFREY EPSTEIN Disclaimer As of April 30. 2018 Account Name; Account Number: Base Currency; USD Disclosure Notice IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas ("Deutsche Bank"). Account Statement Information; This staterriem is being Turntshed pursuant to an agreement between the account holder and Deutsche Bank This statement is fortheexclusi\re use of the account holder pursuant to such agreement and may not be relied upon by third parties. Neither Deutsche Bank, nor us arihates or subsidiaries, assume responsibility to any person other than the named account holder for information contained in this account statement. Deutsche Bank, and its afhliates and subsidiaries, make no representation, warranty or guarantee, express or implied, in connection with the in'ormation provided in this account statement. Please note that this account statement may reflect investments directed solely by the account holder and assets that are not held at Deutsche Bank. Valuation of assets: The prices and valuations o' assets presented in this account statement may be based upon the most current available prices provided by the third party pricing service used for each asset at the time this statement was printed The prices or values of assets stated herein may not reflect the actual proceeds that would be obtained upon the disposition or any such asset and do not constitute either a bid or offer to unwind any investment or transaction. Prices shown should only be used as a general guide to portfolio value. Tl'ie prices ofcenain securities may represent approxiinations based upon such securities' relationships to other securities, price quotes from broker-dealers dealing in same or similar securities or certain valuation formulas Please note. 3/E/S/C refers to "Sealed Envelopes Said to Contain" Information for these assets and for securities and other assets that are illiquid or not publicly traded may have been obtained from the account holder, agents of the account holder, or other sources that may or may not be reliable Alternative investments (such as hedge funds or private equity funds) may invest in highly illiquid securities that may be difficult to value. In addition, the valuations presented in this report for alternative investments reflect the valuations that were available at the time of printing this report and may be signi'icantly different from the most current valuation. The method of valuation of alternative investmainsand the securities in which they invest is determined EFTA01423401 by the investment manager using data supplied by the underlying fund managers and/or administrators of the alternative investments. Before making any investment decisions with respect to your alternative investments, please consult your Primary Of'icer to obtain the most current valuation onhe alternative investment. The prices or values o'one or more assets may indicate "N/A" - "not available." This does not necessarily mean that the assets are worth zero or that the assets are in default. It does mean that Deutsche Bank is currently unable to establish a value for those assets for the purpose of this account statement. 1*' any one or more assets have an indication of "N/A" as its value, then it may affect performance reporting and unrealized gain/loss information In addition. such assets have not been included in the Market Value Information, Summaries, or the /Vsset Allocation informational the beginning of this statement. Debt securities subject to call features or other redemption features may be redeemed in whole or in pan before maturity. Such occurrences may af'ect the yield represented Please note that yield-to-maturity as represented in this statement reflects the lower of yield-to-matunty or yield-to-cali The actual yield of an asset-backed security may vary according to the rate at which the underlying receivables or other financial assets are prepaid. Information concerning redemption features and the factors that affect yield will be furnished upon written request of the account holder. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices Please note that although money market funds seek to preserve the value of your investment at SI per share, it is possible to lose money by investing in them. Due to the rounding convention-s applied, summary subtotals and totals r'orsome data columns and percentages may not equal the sum of the individual amounts displayed. Assets on this Statement described as "held elsewhere": These assets are notcustodied with Deutsche Bank but are "held elsewhere" at the request of the account holder. Information provided on this statement in connection with such assets (including valuation) was not provided or verified by Deutsche Bank, Exchange Rates: Exchange rates are supplied by a third party provider unrelated to Deutsche Bank and are based on interbank exchange rates at the time of the close of this account statement. Deutsche Bank does not prepare. edit, or endorse third party data. Deutsche Bank is not responsible for inaccurate, incomplete, or missing information with respect to such data. Investment results may be impacted by foreign currency fluctuations. Adjusted Cost Basis, Gain/ILoss), and Holding Period Information; The information provided in this account statement with respect to estimated cost basis, realized gain/ioss. and holding periods may not reflect all adjustments necessary for tax reporting purposes. In addition, the designation of taxable and tax-exempt Estimated Annual Income does not reflect possible state, local, or foreign taxes that might apply. Customers should verify all information in EFTA01423402 this account statement against their own records when calculating a reponable gain or loss resulting from a sale, redemption, or exchange of an asset. Deutsche Bank is not responsible for the accuracy of such information taxpayers may be required to report to federal, state, or other U.S. or non-U.S. taxing authorities. Deutsche Bank makes no warranties with respect to, and specifically disclaims any liability arising out of a customer's use of, or any tax position taken in reliance upon, the information contained in this account statement. Deutsche Bank does not provide tax advice. This statement should not be used for tax reporting purposes. 10 Deutsche Bank iZl Disclaimer As of April 30.2018 JEFFREY EPSTEIN Account Name: Account Number; Base Currency; USD Deutsche Bank, as agent: Unless otherwise specified. Deutsche Bank acted as agent in the transactions described in this account statement. The time(s) of execution of these transactions will be furnished within a reasonable time upon written request of the account holder. Deutsche Bank or its affiliates may profit or receive remuneration from other parties in connection with the transactions described in this account statement. Deutsche Bank will furnish the source and amount of any such remuneration upon written request of the account holder. Accounts for which Deutsche Bank is acting as Trustee: California Trusts: California Probate Section 15060. et. seq., requires notification to the account holder of the following: (i) the recipient of this account may petition the court pursuant to California Probate Code Section 17200 to obtain a court review of this account and of the acts of the trustee reported herein, and (ii) claims against the tnjsteefor breach of trust must be made within 3 years of the date the beneficiary receives an account or a report disclosing facts giving rise to the claim. Florida Trusts: An action for breach of tnjst based upon matters disclosed in a trust accounting or written report of the trustee may be subject to a 6- month statute of limitations from the receipt of the trust accounting or other report. If you have questions, please consult your attorney. Common Trust Fund Accounts: If youraccountis a participant in a Deutsche Bank's Common Trust Funds, a full copy of the most recent audited annual report is available upon request without charge. Non-USAccount holders: With respect to yourassets custodied with Deutsche Bank, income and capital gains or distributions from your account may be EFTA01423403 taxable in your home jurisdiction. Please consult yourtax advisor for the appropriate tax treatment of yourtransactions. Confirmation of Tax and Compliance Responsibilities for Individuals: The Account holder confirms that it is his responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to him jurisdictions that may arise in connection with assets, income or transactions in his accountfs) and his business relationship with the Bank 1 2 in any relevant Confirmation of Tax and Compliance Responsibilities for Organizations; The Account holder confirms that It is its responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in its account(s) and its business relationship with the Bank. Furthermore, the Account holder confirms that the necessary information (to the best of its knowledge and capabilities} is made available no less than annually to the relevant beneficial owner(s). settlor{s). beneficiary(ies). partner(s), etc. to enable him/herAhem to fulfill any respective tax obligations that may arise for him/herAhem in connection with the Account holder's business relationship with the Bank. For Investment advisory account holders: If there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions on the management of your investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. For Custody account holders: Activity in this/your custody account is entirely self-directed away from the Bank ch* directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary in a particular case, the securities and financial instruments presented herein are not insured by the Federal Deposit Insurance Corporation rFOIC"), are not guaranteed by, nor are obligations of. Deutsche Bank AG or any of Its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bankcannot guarantee the future performance of your account, promise any specific level of performance or promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time DepositsfTDs) with Deutsche Bank AG: Additions or Withdnwals Deposits No additional deposits or partial withdrawals may be made to this TD. Any partial withdrawal will result in closure of the TD. Early Withdrawals Deutsche Bank imposes a penalty on any withdrawal from a TD prior to its maturity. The amount of the penalty will be calculated ontiiedate of the EFTA01423404 early withdrawal as follows: A 'Penalty Rate' will be calculated. The "Penalty Rate" is the difference between the internal Deutsche Bank interest rate for the remaining period on the date of termination and the interest rate on your TO. The total principal balance of yourTD on the date of termination will be multiplied by the Penalty Rate and then divided by either 360 or 365. as specified by your relationship manager. The resulting number will m multiplied by the number of days remaining until the original Maturity Date to arrive at the amount of the penalty. An example of an early withdrawal penalty applying the methodology above will be provided to you upon request. In addition, an estimate of the early withdrawal penalty pnor to termination with respect to your TD will be provided to you upon request. 11 0000197/7 in III II nil III I nil III till 11111111 II Deutsche Bank JEFFREY EPSTEIN Disclaimer As of April 30.2018 Account Name: Account Number; Base Currency: USD Subject to written verification acceptable to Deutsche Bank in its sole discretion, no penalty will be charged for early withdrawal upon the death or loss of legal competency of any individual who is the account holder of the TD. Early Withdrawal penalties will reduce the amount of interest earned ontheTD. Secondary Market: Currently, no secondary market exists for this TD and no assurance is provided that one will develop in the future. Interest: Interest will begin to accrue on the day of deposit, interest will be credited to your account on the Maturity Date of the TD forTDs with a maturity of 12 months or less. ForTOs with a maturity greater than 12 months interest will be paid annually and will not be added to principal. Interest will be calculated based upon either (1) a 360 day year or (2) a 365 day year, in each case for the number of days elapsed from the day of deposit to the maturity and as specified by your relationship manager. No interest will accrue on the TD after the Maturity Date. If the TD is closed prior to the Maturity Date, interest will only be credited to your account to the extent that it exceeds the early withdrawal penalty. Interest will not be compounded. The interest rate will not change during the period oftheTD, EFTA01423405 Important information about negative interest rates: Please be advised that since January 1, 2015. we have adjusted the effective return on various currencies to a negative rate. Rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. If you have any concerns or questions, please contact your client representative. The TD will not automatically roll-over upon maturity. Please note that your TD is not insured by the FDIC. Trademarks and Copyright: Moody's Investor Service, Inc. and Standard & Poor's Corporation. Standard & Poor's ("S&P") is a division of The McGraw- Hill Companies. Inc. Reproduction of any information provided by S&P in any form is prohibited except with 3&P's written permission. S&P does not guarantee the accuracy, adequacy, completeness or availability of any information and is not responsibieforany errors or omissions or for the results obtained from the use of such information. In no event shall S&P be liable for any indirect, special or consequential damages in connection with use of any S&P information The ratings or Moody's Investors Service, Inc. ("Moody's") andfor S&P reflected in this statement represent Moody's and/or S&P opinions as to the quality of the securities they rate. Ratings are relative and subjective and are not absolute standards of quality. Credit quality of securities does not remove market risk. Additional information with respect to the securities that are reflected as "Not Rated" or "Rating Not Available" in the Credit Rating section of this statement is available upon written request of the account holder. All trademarks and service marks on this statement belong to Deutsche Bank AG or its affiliates or subsidiaries, except third-party trademartts or service marks, which are the property of their respective owners The Global Industry Classification Standard ("GICS") was developed and is the exclusive property and a service mark of Morgan Stanley Capital International Inc, ("MSCI") and S&P. No pany involved in making or compiling the GICS or any GICS classifications makes any express or implied warranties, or representations with respect to such standard or classification (or the results to be obtained by the use thereof), and all such panies herby expressly disclaim ail warranties or originality, accuracy, completeness, merchantability and fitness fora particular purpose with respect to any of such standard or classification. Without limiting any of the foregoing, in no event shall MSCI, S&P. any of their affiliates or any third pariy involved in making or compiling the GICS or any GICS classifications have any liability for any direct, indirect, special, punitive, consequential or any other damages (including lost profits) even if notified of the possibility o: such damages. Please review your account statement. If you find or suspect any EFTA01423406 inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. Documanl ID 24064885078 Gereraied 05/01/2018 12 END m I EFTA01423407