EFTA01491679.pdf

J.P.Morgan For the Period 9/1/10 to 9/30/10 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities Inc. (JPMSI) Net Capital and Investment Account(s) Net Capital Requirements: FINANCIAL TRUST COMPANY INC 62,500,068.63 68,808,197.33 6,308,128.70 5 At June 30, 2010, JPMSI's net captal of $7.5 billion FINANCIAL TRUST COMPANY INC 53,613.82 59;12.01 6,298.19 44 exceeded the minimum regulatory net capital Total Value $62,663,682.46 666,868,109.34 $6,314428.89 requirement of $500 million by $7.0 billion. At July 31. 2010, JPMSI's net capital of 58.2 billion This account summary is provided for informational purposes and includes assets at different entities. exceeded the minimum regulatory net capital (1) Assets held at JPMorgan Chase Bank. N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- requirement of $500 million by $7.7 billion. listed options. which are held at JPMorgan Clearing Corporation (JPMCC"). The Asset Account Statement reflects brokerage The J.P. Morgan Securities Inc. June 30.2010 transactions executed through J.P. Morgan Securities LW ("JPMS"). see "Portfolio Activity Detail". Equity securities. tied income unaudited Statement of Financial Condition may be securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. obtained, at no cost, by accessing the following JPMorgan Chase & Co. Web site address: (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection httpliinyestor.shareholder.com/jpinorganchaseMnancial- Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity condition.cfm Detair. Such transactions are cleared and carried through JPMCC. Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1-866-576-1300.Please note that on September 1. 2010, JPMSI converted to a limited liability company and changed its name to J.P. Morgan Securities LLC. As per the enclosure in your monthly statement, your account utilizes a High Cost methodology as standing instructions for disposing of stocks 0000000409 000 2000001BELLE'S 2010 f007 Page 1 of 52 Confidential Treatment Requested by JPMorgan JPM-SDNY-00013958 Chase CONFIDENTIAL SDNY_GM_00283156 EFTA01491679