EFTA01557078.pdf

10 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: FINANCIAL TRUST COMPANY, INC. Confidential Page 1 of 7 Asset Account Portfolio October 1 - October 31, 1999 Gift Processing The holiday season will soon be here. If you plan to make securities gifts this year, please notify us before December 1, 1999. This will provide us with sufficient time to process your request and meet the year-end deadline. Table of Contents Portfolio Summary Cash and Short Term Trade Activity Account Transactions Account Officers Service Specialist: SCOTT/DENCKER Page 2 3 4 5 FINANCIAL TRUST COMPANY, INC. C/O AMERICAN YACHT HARBOR 6100 RED HOOK, QUARTERS #2 ST THOMAS US VIRGIN ISLDS 00802 EFTA01557078 10 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: § FINANCIAL TRUST COMPANY, INC. Asset Account Portfolio October 01, 1999 - October 31, 1999 Page 2 of 7 Overview Portfolio Summary Asset Allocation 100% Cash and Short Term EUR Conversion Rates as of January 1, 1999 Currency AST BEF DEM ESP FIM FRF IEP ITL LUF NLG PTE Exchange Rate 13.7603 40.3399 1.9558 166.386 5.9457 6.5596 0.7875 1,936.2700 40.3399 2.2037 200.4820 Market Value USD Oct 31 Cash & Short Term Total Accrued Income Total Portfolio Value 6,700,000.00 6,700,000.00 75,196.71 6,775,196.71 Tax Cost USD 6,700,000.00 6,700,000.00 Estimated Annual Income USD 361,800.00 361,800.00 Yield 5.4 5.4 EFTA01557079 10 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: § FINANCIAL TRUST COMPANY, INC. Asset Account Portfolio October 01, 1999 - October 31, 1999 Page 3 of 7 Cash and Short Term Summary by Maturity Current Market Value USD Less Than 3 Months Total 6,700,000.00 6,700,000.00 Estimated Annual Income USD 361,800.00 361,800.00 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Description Unit Cost Adjusted Cusip/S&P/Moody's Rating Currency Quantity Original Market Price Tax Cost Adjusted Original Current Market Value USD Accrued Interest USD Unrealized Gain/Loss USD Estimated Current Annual Yield/ Income USD YTM % Short Term by Maturity J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND 7-Day Annualized Yield: 5.34% 616918-20-7 Total Cash and Short Term Important Information about Pricing and Valuations Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. 6,700,000.00 6,700,000.00 75,196.71 0.00 361,800.00 5.40 USD 6,700,000 1.00 1.00 EFTA01557080 6,700,000.00 6,700,000.00 75,196.71 361,800.00 5.40 EFTA01557081 10 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: M FINANCIAL TRUST COMPANY, INC. Asset Account Portfolio October 01, 1999 - October 31, 1999 Page 4 of 7 Trade Activity Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: indicates Short Term Realized Gain/Loss indicates Long Term Realized Gain/Loss S L Trade Activity by Type Settlement Date Trade Date Settled Oct 1 Oct 1 Purchase Oct 4 Oct 4 Purchase Oct 19 Oct 19 Sale J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND USD USD USD 20,000,000 5,000,000 - 18,300,000 1.00 - 20,000,000.00 1.00 1.00 - 5,000,000.00 18,300,000.00 - 18,300,000.00 Type Amount USD 0.00 0.00 Realized Description Currency Quantity Price/Unit Market Cost/Proceeds Tax Cost Gain/Loss USD EFTA01557082 10 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: FINANCIAL TRUST COMPANY, INC. Asset Account Portfolio October 01, 1999 - October 31, 1999 Page 5 of 7 Account Transactions Cash Activity Summary Amount this Period USD Beginning Balance Credits Sales, Maturities, Redemptions Miscellaneous Receipts Debits Purchases of Securities Miscellaneous Disbursements Ending Balance *Year to date information is calculated on a calendar year basis. — 25,000,000.00 - 18,300,000.00 .00 - 25,000,000.00 - 18,300,000.00 .00 18,300,000.00 25,000,000.00 18,300,000.00 25,000,000.00 Amount Year to Date USD* Activity by Date Type Settlement Date Oct 1 Purchase Quantity Description 20,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/01/99 Oct 1 Misc. Receipt FUNDS TRANSFERRED TO BRKRG AC# (PRN) FROM BRKRG AC# (PRN) 20,000,000.00 Amount USD - 20,000,000.00 EFTA01557083 10 Settlement Date Oct 4 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: I FINANCIAL TRUST COMPANY, INC. Asset Account Portfolio October 01, 1999 - October 31, 1999 Page 6 of 7 Activity by Date Type continued Quantity Description Purchase 5,000,000 J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/04/99 Oct 4 Oct 19 Misc. Receipt Sale - 18,300,000 FUNDS TRANSFERRED TO BRKRG ACA (PRN) FROM BRKRG ACA (PRN) J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND J.P.MORGAN SECURITIES INC AS AGENT @ 1.00 TRADE DATE 10/19/99 Oct 19 Misc. Disbursement TRANSFERRED BY WIRE TO BEAR STEARNS FAO GHISLAINE MAXWELL - 18,300,000.00 5,000,000.00 18,300,000.00 Amount USD - 5,000,000.00 EFTA01557084 10 1999 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: § FINANCIAL TRUST COMPANY, INC. Asset Account Portfolio October 01, 1999 - October 31, 1999 Page 7 of 7 In Case of Errors or Questions About Your Electronic Transfers. Telephone us at 1 (800) 576-6221 or write us at 500 Stanton Christiana Road, 1/O PS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wro ng or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statemen t on which the error or problem appeared. (1) Tell us your name and account numb er. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need mor e information. (3) tell us the dollar amount of the suspected error.If you conta ct us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate yo ur complaint and will correct any error promptly. If we take more than 10 busine ss days to do this (20 days for purchases using VISA Check Card or for international transactions), we will credit your account for the amount you thin k is in error, so that you will have the use of money during the time it takes u s to complete our investigation. In case of errors or questions about your statement, including your line of cred it. If you think that your statement is incorrect or if you need more information ab out a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. M organ, Private Client Services, 345 Park Avenue, New York, NY 10154-1002. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can telephone us at 1-800-576-6221 but doing so will not preserve your rights. In your letter, please provide the following information: (1) your name and acco unt number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. The J.P. Morgan Funds or The J.P. Morgan Institutional Funds or The American Cen tury Funds The J.P. Morgan, J.P.Morgan Institutional, and American Century mutual funds are distributed by Funds Distributor, Inc. J.P. Morgan InvestmentManagement Inc. an d American Century InvestmentManagementserve as investment advisors to their res pectivefund families. Shares of the funds are not bankdeposits and are not guaranteedby anybank, gover nmententity, or the FDIC. Return and share price will fluctuate and redemption v aluemaybe more or less than originalcost. While the moneymarketfunds seekto main tain a stable net asset valueof$1.00 pershare, there is no assurancethat they will continue to do so. Th e estimatedannualincome and dividendyieldfigures for mutual funds representthe f unds' most recentincome dividendannualized. EFTA01557085