EFTA01499722.pdf

For the Period 10/1/13 to 10/31/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page If you plan to make gifts of securities this year. please notify your Client Service Representative before Investment Accounts) December 1, 2013. This will allow us to process your SOUTIERN FINANCIAL LLC 33,389,482.68 34,483,099.80 1,073,617.14 4 request before year-end and meet the deadline for tax SOUTIERN FINANCIAL LW 0.00 0.00 0.00 34 filing purposes. SOUTHERN FINANCIAL LLC 62,992,867.81 8,331.02 (62,984,538.79) 35 SOUTHERN FINANCIAL LLC 0.00 0.00 0.00 51 Total Value 896,382,360.47 034,471,430.82 ($111,910,918.65) This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank. N.A., member Federal Deposit Insurance Corporation ("FDIC). except for exchange- listed options. which are held at JPMorgan Clearing Corporation (-JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LW ("JPMS"). see "Portfolio Activity Detail". Equity securities, fixed income securities, and fisted options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detair. Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each .4 P Morgan account(s) 000000M5? /50 1500001 SOUTHAW 20131104 Consolidated Statement Page 1 JP Morgan Confidential Treatment Requested by JPMorgan JPM-SDNY-00023522 Chase CONFIDENTIAL SDNY_GM_00292720 EFTA01499722