EFTA01550028.pdf

FILE COPY ATTN STATEMENTS TEAM 3/OPS3 EFTA01550028 EFTA01550029 JPMorgan Chase Bank, N.A. THE HAZE TRUST 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 5/1/13 to 5/6/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 6 9 0000005820.00.0.23.RRRRR.FILE 05.20130506 Page 1 of 18 EFTA01550030 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accruals Ending Market Value 9,680,100.00 13,619,718.52 $23,299,818.52 189,165.44 $23,488,983.96 Equity Estimated 480,750.00 528,902.51 Current Annual Income Allocation 41% 59% $1,009,652.51 100% Cash & Fixed Income Asset Allocation Page 2 of 18 EFTA01550031 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income Tax-Exempt Income Tax-Exempt Income CONTINUED Current Period Value 22,273.86 45,151.96 $67,425.82 2.67 $2.67 Year-to-Date Value 226,977.20 207,512.21 $434,489.41 37.16 $37.16 Unrealized Gain/Loss To-Date Value $234,639.85 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 62,294.32 $62,294.32 Year-to-Date Value 358,678.54 (24,733.04) $333,945.50 Cost Summary Equity Cash & Fixed Income Total 13,337,599.51 Cost 9,727,579.16 $23,065,178.67 Page 3 of 18 EFTA01550032 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Equity Summary Asset Categories Concentrated & Other Equity Ending Market Value 9,680,100.00 Current Allocation 41% Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price Concentrated & Other Equity BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 060505-DT-8 BB+ /B1 JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Page 4 of 18 115.78 3,000,000.000 3,473,250.00 3,337,958.33 135,291.67 237,000.00 4,608.00 6.73% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Period Value 9,680,100.00 9,727,579.16 EFTA01550033 (47,479.16) 480,750.00 121,065.00 4.90% 113.01 3,000,000.000 3,390,150.00 3,389,620.83 529.17 243,750.00 116,457.00 7.12% EFTA01550034 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Price Concentrated & Other Equity UBS CONT BUFF EQ AAPL 06/26/13 80% CONTIN BARRIER- 18%CPN 18% CAP INITIAL LEVEL-06/07/12 AAPL:XXXX.XX 902674-JA-9 Total Concentrated & Other Equity $9,680,100.00 $9,727,579.16 ($47,479.16) $480,750.00 $121,065.00 4.91% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 93.89 5/3/13 3,000,000.000 2,816,700.00 3,000,000.00 (183,300.00) Page 5 of 18 EFTA01550035 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Cash & Fixed Income Summary Asset Categories Cash US Fixed Income Complementary Structured Strategies Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years, 5-10 years, 10+ years, Total Value 1 Ending Market Value 3,751,454.74 8,276,313.78 1,591,950.00 $13,619,718.52 Current Period Value 13,619,718.52 13,337,599.51 282,119.01 528,902.51 68,100.44 3.36% SUMMARY BY TYPE Market Value 8,490,914.69 2,968,950.00 1,528,120.00 631,733.83 $13,619,718.52 % of Bond Portfolio 64% 21% 11% EFTA01550036 4% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Page 6 of 18 Cash & Fixed Income Cash Corporate Bonds Mortgage and Asset Backed Bonds Mutual Funds Complementary Structure Total Value Market Value 3,751,454.74 2,905,120.00 631,733.83 4,739,459.95 1,591,950.00 $13,619,718.52 % of Bond Portfolio 27% 21% 4% 37% 11% 100% Cash Current Allocation 16% 36% 7% 59% Complementary Structured Strategies US Fixed Income Asset Categories Cash & Fixed Income as a percentage of your portfolio 59 % EFTA01550037 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Cash & Fixed Income Detail Price Cash JPM TAX FREE PREMIER SWEEP FD #92 US Fixed Income JPM HIGH YIELD FD - SEL FUND 3580 4812C0-80-3 JPMORGAN TR I FLOAT RATE INC 4.24% PEABODY ENERGY CORP 48121L-51-0 114.75 SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 704549-AE-4 BB+ /BA1 IPAYMENT INC 10 1/4% MAY 15 2018 DTD 11/15/2011 46262E-AE-5 CCC /B3 KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 06/01/2011 494580-AB-9 NR /B3 106.81 1,000,000.00 1,068,120.00 996,250.00 71,870.00 82,500.00 35,750.00 6.86% 92.00 500,000.00 460,000.00 445,000.00 15,000.00 1,200,000.00 1,377,000.00 1,363,500.00 13,500.00 88,500.00 1,474.80 51,250.00 24,486.00 2.89% 10.15 201,099.24 2,041,157.27 2,029,096.93 EFTA01550038 12,060.34 95,924.33 4.70% 1.00 3,751,454.74 3,751,454.74 3,751,454.74 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 8.42 320,463.50 2,698,302.68 2,652,407.85 45,894.83 168,243.33 6.24% 12.44% Page 7 of 18 EFTA01550039 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Price US Fixed Income CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 161630-6Z-0 NR /CAA Total US Fixed Income $8,276,313.78 $8,086,144.77 $190,169.01 $528,902.51 $62,418.44 Complementary Structured Strategies 3PM 3YR NC CLN TO MTOR 04/16/15 INITIAL RATE 6.20% CPN DD 04/16/12 4662A0-40-1 5.55% 82.67 764,191.07 631,733.83 599,889.99 31,843.84 42,484.85 707.64 3.88% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 106.13 1,500,000.00 1,591,950.00 1,500,000.00 91,950.00 5,682.00 Page 8 of 18 EFTA01550040 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Income SWEEP ACCOUNT ACTIVITY Sweep Account Sales Sweep Account Purchases Total Sweep Account Activity TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position 1,744,210.43 (22,273.86) $1,721,936.57 $0.00 4,745,936.84 (2,108,477.20) $2,637,459.64 -Current Period Value 118,500.00 67,428.49 $67,428.49 0.05 (1,907,865.11) ($1,907,865.06) Year-To-Date Value* -434,526.57 $434,526.57 Current 2,211,998.81 (5,283,985.02) ($3,071,986.21) Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value $0.00 EFTA01550041 Year-To-Date Value* 659.94 $659.94 Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value (70,342.44) Year-To-Date Value* 1,817.95 (96,567.63) Page 9 of 18 EFTA01550042 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Income 5/1 5/1 5/1 5/1 5/2 5/6 Corporate Interest Description PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 (ID: 704549-AE-4) Tax-Exempt Income 3PM TAX FREE PREMIER SWEEP FD #92 (ID: 870994-92-8) Div Domest Div Domest Accrued Int Recd Corporate Interest 3PM HIGH YIELD FD - SEL FUND 3580 @ 0.046 PER SHARE (ID: 4812C0-80-3) JPMORGAN TR I FLOAT RATE INC 4.24% @ 0.038 PER SHARE (ID: 48121L-51-0) WELLS FARGO MORTGAGE BACKED SEC 2005-9 CL B1 5.415413% 10/25/2035 DTD 09/01/2005 (ID: 94982W-BH-6) TO REVERSE ENTRY OF 06/25/2012 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 06/25/12 (ID: 161630-BZ-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 07/25/2012 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 07/25/12 (ID: 161630-BZ-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 08/27/2012 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 08/27/12 (ID: 161630-BZ-0) 900,606.440 0.004 (4,044.77) 909,827.500 0.004 EFTA01550043 (4,089.59) 924,297.610 0.005 (4,169.59) 318,709.835 200,347.688 5,367,093.705 0.046 0.038 Quantity Cost 1,200,000.000 Per Unit Amount 0.037 Amount 44,250.00 2.67 14,660.65 7,613.21 806.97 Page 10 of 18 EFTA01550044 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Type Settle Date Selection Method Income 5/6 Corporate Interest Description TO REVERSE ENTRY OF 09/25/2012 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 09/25/12 (ID: 161630-6Z-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 11/26/2012 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 11/26/12 (ID: 161630-6Z-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 12/26/2012 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 12/26/12 (ID: 161630-6Z-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 02/25/2013 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 02/25/13 (ID: 161630-6Z-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 03/25/2013 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 03/25/13 (ID: 161630-6Z-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 04/24/2013 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C INCOME REPRESENTS PAYMENT DUE TO RATE AS OF 01/25/13 (ID: 161630-6Z-0) 5/6 Corporate Interest TO REVERSE ENTRY OF 04/25/2013 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 04/25/13 (ID: 161630-6Z-0) 776,714.587 0.004 EFTA01550045 (3,326.86) 1,000,000.000 0.003 (3,196.36) 906,949.917 0.004 (3,486.52) 938,749.407 0.004 (3,635.21) 864,111.320 0.004 (3,801.96) 869,593.530 0.004 (3,829.88) Quantity Cost 884,886.890 Per Unit Amount 0.004 Amount (3,949.30) Page 11 of 18 EFTA01550046 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Type Settle Date Selection Method Income 5/6 Corporate Interest Description TO REVERSE ENTRY OF 10/25/2012 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 10/25/12 (ID: 161630-6Z-0) 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 06/25/12 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 09/25/12 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 08/27/12 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 07/25/12 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 10/25/12 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 11/26/12 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 12/26/12 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS EFTA01550047 OF 01/25/13 (ID: 161630-6Z-0) 838,966.295 0.004 3,697.03 851,460.931 0.004 3,746.26 856,882.780 0.004 3,773.90 863,363.122 0.004 3,854.44 896,565.130 0.004 4,029.98 887,476.362 0.004 3,985.80 871,983.667 0.004 3,891.71 924,297.610 0.004 4,108.83 Quantity Cost 876,147.050 Per Unit Amount 0.004 Amount (3,911.51) Page 12 of 18 EFTA01550048 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Type Settle Date Selection Method Income 5/6 5/6 5/6 Corporate Interest Corporate Interest Corporate Interest Total Income SWEEP ACCOUNT ACTIVITY Type Settle Date Selection Method Sweep Account Purchases Net Sweep 5/6 Description JPM TAX FREE PREMIER SWEEP FD #92 (ID: 870994-92-8) Quantity 1,907,865.060 Amount (1,907,865.06) Description CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 02/25/13 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 (ID: 161630-6Z-0) CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 AS OF 04/25/13 (ID: 161630-6Z-0) $67,428.49 776,714.594 0.004 3,326.86 798,217.475 0.004 3,486.52 Quantity Cost 830,016.965 Per Unit Amount 0.004 Amount 3,635.21 Page 13 of 18 EFTA01550049 EFTA01550050 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 5/6 Receipt of Assets Description TO REVERSE ENTRY OF 01/28/2013 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 SHARES INCREASE, DUE TO FACTOR INCREASE AS OF 01/25/13 (ID: 161630-8Z-0) TRADE ACTIVITY Note: S * Trade Date Settle Date 4/29 5/2 5/6 5/6 5/6 5/6 * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost (85,030.627) 0.00 Transaction Market Value * (70,342.44) indicates Short Term Realized Gain/Loss Settled transaction was initiated in prior statement period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO WELLS FARGO MORTGAGE BACKED SEC 2005-9 CL B1 5.415413% 10/25/2035 DTD 09/01/2005 @ 32.50 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 6,200,000.00 (ID: 94982W-BH-6) Principal Payment TO REVERSE ENTRY OF 06/25/2012 CHASE MORTGAGE EFTA01550051 FIFO Principal Payment TO REVERSE ENTRY OF 07/25/2012 CHASE MORTGAGE FIFO 14,470.110 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 06/25/12 (ID: 161630-6Z-0) 9,221.060 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 07/25/12 (ID: 161630-6Z-0) Page 14 of 18 100.00 (9,221.06) 7,238.53 (1,982.53) S 100.00 (14,470.11) 11,359.04 (3,111.07) S Quantity (5,367,093.705 ) Per Unit Amount 32.50 Proceeds 1,744,305.47 Tax Cost (1,697,446.28) Realized Gain/Loss 46,859.19 S* EFTA01550052 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Trade Date Settle Date Type Selection Method Description Settled Sales/Maturities/Redemptions 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 Principal Payment TO REVERSE ENTRY OF 08/27/2012 CHASE MORTGAGE FIFO Principal Payment TO REVERSE ENTRY OF 09/25/2012 CHASE MORTGAGE FIFO Principal Payment TO REVERSE ENTRY OF 10/25/2012 CHASE MORTGAGE FIFO Principal Payment TO REVERSE ENTRY OF 11/26/2012 CHASE MORTGAGE FIFO Principal Payment TO REVERSE ENTRY OF 12/26/2012 CHASE MORTGAGE FIFO Principal Payment TO REVERSE ENTRY OF 02/25/2013 CHASE MORTGAGE FIFO Principal Payment TO REVERSE ENTRY OF 03/25/2013 CHASE MORTGAGE FIFO Quantity 15,719.550 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 08/27/12 (ID: 161630-6Z-0) 8,739.840 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 09/25/12 (ID: 161630-6Z-0) 6,553.520 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 10/25/12 (ID: 161630-6Z-0) 5,482.210 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C EFTA01550053 PRINCIPAL AS OF 11/26/12 (ID: 161630-6Z-0) 10,392.540 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 12/26/12 (ID: 161630-6Z-0) 31,799.490 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 02/25/13 (ID: 161630-6Z-0) 130,235.330 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 03/25/13 (ID: 161630-6Z-0) 16.547 (21,549.93) 92,974.45 71,424.52 S 43.423 (13,808.22) 22,701.52 8,893.30 S 100.00 (10,392.54) 8,158.14 (2,234.40) S 100.00 (5,482.21) 4,303.53 (1,178.68) S 100.00 (6,553.52) 5,144.51 (1,409.01) S 100.00 (8,739.84) 6,860.77 (1,879.07) S Per Unit Amount 100.00 Proceeds (15,719.55) Tax Cost 12,339.85 Realized Gain/Loss (3,379.70) S Page 15 of 18 EFTA01550054 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Trade Date Settle Date Type Selection Method Description Settled Sales/Maturities/Redemptions 5/6 5/6 Principal Payment TO REVERSE ENTRY OF 04/24/2013 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL REPRESENTS PAYMENT DUE TO RATE AS OF 01/25/13 (ID: 161630-6Z-0) 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 Principal Payment TO REVERSE ENTRY OF 04/25/2013 CHASE MORTGAGE FIFO 12,523.500 FINANCE CORPORATION SER 2007-A1 CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 04/25/13 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 06/25/12 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 09/25/12 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 08/27/12 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 07/25/12 EFTA01550055 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 10/25/12 (ID: 161630-6Z-0) (6,480.340) 100.00 6,480.34 (5,087.07) 1,393.27 S (9,088.770) 100.00 9,088.77 (7,134.68) 1,954.09 S (15,492.700) 100.00 15,492.70 (12,161.77) 3,330.93 S (8,620.550) 100.00 8,620.55 (6,767.13) 1,853.42 S (27,732.480) 51.425 14,261.52 (21,770.00) (7,508.48) S 64.404 (8,065.67) 8,940.47 874.80 S Quantity 1,000,000.000 Per Unit Amount 0.805 Proceeds (8,052.18) Tax Cost Realized Gain/Loss Page 16 of 18 EFTA01550056 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Trade Date Settle Date Type Selection Method Description Settled Sales/Maturities/Redemptions 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 5/6 Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 11/26/12 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 12/26/12 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 01/25/13 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 02/25/13 (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL (ID: 161630-6Z-0) Principal Payment CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 Pro Rata CL 12A3 5.5595% MAR 25 2037 DTD 02/01/2007 PAYMENT A/C PRINCIPAL AS OF 04/25/13 (ID: 161630-6Z-0) Total Settled Sales/Maturities/Redemptions $1,744,210.43 ($1,643,109.10) EFTA01550057 $109,153.51 S (12,523.510) 64.404 8,065.67 (9,830.96) (1,765.29) S (21,502.880) 100.219 21,549.93 (16,879.76) 4,670.17 S (31,799.490) 43.423 13,808.22 (24,962.60) (11,154.38) S (8,949.330) 99.339 8,890.18 (7,025.22) 1,864.96 S (12,494.640) 82.276 10,280.06 (9,808.29) 471.77 S Quantity (5,421.850) Per Unit Amount 100.00 Proceeds 5,421.85 Tax Cost (4,256.15) Realized Gain/Loss 1,165.70 S Page 17 of 18 EFTA01550058 THE HAZE TRUST ACCT. For the Period 5/1/13 to 5/6/13 Trade Date Settle Date Type Settled Securities Purchased 5/1 Purchase 5/1 5/1 5/1 Total Settled Securities Purchased Purchase Description 3PM HIGH YIELD FD - SEL FUND 3580 REINVESTED @ 8.36 PER SHARE (ID: 4812C0-80-3) JPMORGAN TR I FLOAT RATE INC 4.24% REINVESTED @ 10.13 PER SHARE (ID: 48121L-51-0) Quantity 1,753.666 751.550 Per Unit Amount 8.36 10.13 Market Cost (14,660.65) (7,613.21) ($22,273.86) Page 18 of 18 EFTA01550059 For the Period 5/1/13 to 5/6/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01550060 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01550061 For the Period 5/1/13 to 5/6/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01550062 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 3 EFTA01550063 For the Period 5/1/13 to 5/6/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be EFTA01550064 more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at . You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 3 of 3 EFTA01550065 EFTA01550066