EFTA01382024.pdf

KYC Print Institution: JPMorgan Country: USA Est. Assets Under Mgt: 20,000,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (ma ital status, other family members, etc.): Single One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Southern Financial LLC - 0 Foundation/Association • Trust 0 Company 0 Estate 0 Private Investment 0 Type of Entity: Purpose of Entity: • Partnership Philanthropic/Charitable ❑Commercial Purpose of Entity Type of Entity Other (specify): Other (specify): Country of LS Virgin Islands Date of incorporation / 2/25/2013 incorporation/registration: registration: Volcker Status: Volcker Flag: Address (city, street, post U.S. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settior and beneficiaries,etc.: Southern Trust Company Inc Is the sole member of Southern Financial U.C. Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc Please indicate how ownership of the legal entity is reflected: Southern Trust Company Inc is the sole member of Southern Financial LLC. Jeffrey Epstein is the sole shareholder of Southern Trust Company Inc 0 Special attention: Bearer Shares - Indicate where shares are custodred: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (i/not the same persons). Southern Trust Company Inc is the sole member of Southern Financial LLC. Jeffrey Epstein S the sole shareholder of Southern Trust Company Inc To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: yes 0 No 0 Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. This company was formed to hold Mr. Nature of the business: Epstein's personal wealth and invest in different ventures. This company invests in real estate, equities, commodities, etc and gets its revenue from the gains it makes in these investments. It is a company formed to invest the assets of Mr. Epstein Countries where business is transacted: US Virgin Islands Number of employees: 3 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): The initial funding in February 2013 was $1,000 from the sole shareholder of the sole managing member (Jeffrey Epstein). Estimated gross receipts p.a.($): 2,000,000.00 Estimated net profit p.a. ($): 1,500,000.00 Estimated investable assets ($): <$1 MM Potential Amount to be invested with PWM ($): 300,000.00 Other Known Financial Institutions: hope"dbforcepb.my.salosforce.com:...Rveriqb3INeTR5TXpWYSAIWjAlejllYllcuaXNvemlMcjRwemIJI.FIXWmiNR0po&autoMapValues 1(710:2019 II:IR:17AM) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081245 CONFIDENTIAL SDNY_GM_00227429 EFTA01382024