EFTA01392639.pdf

Account Title and Joint Applicatiorformation •-.1e.tvv‘ 4 (<:areta fhiAL Name of Account Trite Joint Abbe Oita ns ' inns mbr Addiess Addm Home Telephone Number Home Telephone Number Business Tele Number Date of Birth 0 of Nes LLC- sTuDeN r Mat Nome of Employer Name Ent?"' Cow PY S Address Address Nl 100;21 Crly. State end Lp Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the goveinment fight the funding of terrorism and money laundering activities, Federal law requites all firweial institutions to obtain, verify, and record information that identifies each person who establishes an account, inves. went or other business relationship with a financial institution. This means that we will ask for your name, address, and on la information that will allow us to identity you. We may also ask to see identifying documents such as a certificate t• formation or good standing (legal entities) or a passport or other photo identification (Individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money lau daring and terrorist financing; these rules earl tar en active involvement of both asset management firms and their client For new and existing clients we currently have a legal obligation to ask our customers questions regarding their ident fies. addresses. source of funds and. if necessary. legal representatives, authorized signatories, beneficial owners or a rtrol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money letn iering requirements require that should any of the above personal or institutional information change. our clients would :4 obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these char -jos. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email rag !Ming the above captioned *wounds) (defined herein as -Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by Person Or persons purported to be you is your own. Absent the gross negligence or w Mut misconduct of Deusche Bank Trust Company Americas (OBTCA), you agree to indemnify and hold harmless 08T( .% for any claims, tants, expenses, costs or attorneys' fees resulting trom OBTCA's acting upon such misunderstood ai if unauthorised Verbal Instructions. Yes understand that DBTCA may. but shallnot be required to, seek verification if your verbal. facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to ex t::ute your Verbal Instructions or any pert thereof, without incurring Ohl liability. DBTCA is under no obligation to axecu ii your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearipg your origil, it signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit ind any additions to the account shell become the property of nets owner es joint tenants, arid OBTCA may release the er iite account to any owner during the lifetime of all owners. DBTCA may honor checks. orders or withdrawal requests • sem any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds t i zd in the joint account to satisfy a judgment entered against or other valid debt incorrect by. arty owner of the account. DBTCt. may honor checks, orders or withdrawal requests from the survivor(s) after the death of any ovmer(s) and may tre al the account as the sole property of the surviyor(s).efter the death of any owner(s). Unless DBTCA receives written noti:e signed by any owner not to pay a deliver any joint deposit or addition or atonal, DBTCA shalt not be liable to any iwner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice refer ;ad to in the previous sentence. OBTCA may require the written authorization of any or all joint owners for any further pa ,ments or deliveries. 134 •,A43101 01391:otty2611 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097899 CONFIDENTIAL SDNY_GM_00244083 EFTA01392639