EFTA01454366.pdf

orT e an raup 04Jun 2014 SOUTHERN FINANCIAL, LLC Page 2 Of 2 Request 182298 • As of 04 Jun Deur, RIVICAO SOUTHERN FINANCIAL, LLC Itti, Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putl Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 21-Nor-2013 204Iov2014 25-Nov-2014 (1.003000 00) USD 101,000,000 PY SHORT ELFtOPEAN CALL 1010000 :2t1 13301i 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Not-2013 20-Nov-2014 25-Nov-2014 (21.000001 USD 0 JPY LONG EUROPEAN 0.0003 9.14314 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN EXOneBerOneT 21-Nor-2013 2011ov2014 25-Nor-2014 (21ff 001 USD 0 JPY LONG EUROPEAN 0.0000 6927.71 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 1.21.0001361 USD 0 JPY LONG EURCPEAN 0.0000 5.19385 710423465 FINANCIAL. U.0 ouchOpl Subtotal: (68+6393;. Commodakis • Dna Metal Derivatives Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTFERN CommodhOpEu 03-Apr-2014 OF>Dec-2014 D6Dec-2014 SHORT EUROPEAN CALL XCU telW.COD DO! USD (F.0 001MT25 0 7.000 0000 (29767223! 778126395 FINANCIAL. LLC ro Basehretal Subtotal: (290.072 23) Total: (297,541.17) Statement ID : 182298_20140604_20140605_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112424 CONFIDENTIAL SDNY_GM_00258608 EFTA01454366