EFTA01382208.pdf

From: Zbynek Kozelsky Sent: 11/22/2016 10:33:52 AM To: Daniel Sabba Stewart Oldfield ; Darlene Zong CC: Todd Stevens Subject: RE: Canyon requests - AIS - KCP Classification: For Internal use only Stew, Daniel is correct. I am not going to approve any AIS for this client for Canyon. Thank you Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bark Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New Tel. Emai All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bark is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or pinnleged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. My unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Daniel Sabba Sent: Tuesday, November 22, 2016 10:32 AM To: Stewart Oldfield; Darlene Zong Cc: Zbynek Kozelsky; Todd Stevens Subject: RE: Canyon requests - AIS - KCP [I] Classification: For Internal use only Stew — I received guidance from Todd/Ziggy we wouldn't be marketing Canyon to Southern Financial. From: Stewart Oldfield Sent: Tuesday, November 22, 2016 10:30 AM To: Daniel Sabba; Darlene Zong Subject: FW: Canyon requests - MS - KCP [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081481 CONFIDENTIAL SDNY_GM_00227665 EFTA01382208