EFTA01452449.pdf

e an raup 04 Fib 2014 SOUTHERN FINANCIAL. LLC Page 2 Of 2 Request 182298 As of 04 Feb 14 Daubaohe Bank AO SOUTHERN RNANCIAL, LLC Ri•OptIons Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FX OPTION 21-No0-2013 20-Nov2014 25-Nov-2014 (1,0:0 030 CO) USD 101.030000 JPY SHORT EUROPEAN CALL 1010000 ;3.:i 436%! FINANCIAL. LLC SOUTHER! FX OPTION 21-Nat-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 1607481 FINANCIAL, LLC SOUTHERN FX OPTION 21-Nov-2013 20-Nov2014 25-flow2014 (21.Ct.X.I 00) USD 0 JPY LONG EUROPEAN 0.000D 1419450 FINANCIAL. LLC SOUTHER! FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21930 001, USD 0 JPY LONG EIRCPEAN 0.0003 1244701 FINANCIAL. LLC SOUTHERN FX OPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,01X000) USD 11,003,003.00 CAD SHORT ELRCKAN CALL 1,100D flea 61722j FINANCIAL, LLC SOUTHERN FX OPTION 17-Jan-2014 17-Apv2014 21ApE2014 110J:0303300J USD 11.300003 00 CAD SHORT EUROPEAN CALL 1.1300 50450.50 FINANCIAL, LLC SOUTHERN FX OPTION 31-.1an-2014 01.May-2014 07.May-2014 (10000000 CO) USD 1025000.000 JPY SHORT ELEtCPEAN CALL 102 5003 (1 48.190 17) FINANCIAL. LLC Subtotal: (274 2/6 16) Taint (274,278.16) Statement ID : 182298_20140204_20140205_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109459 CONFIDENTIAL SDNY_GM_00255643 EFTA01452449