EFTA01425987.pdf

Subject: FW: Butterfly Trust [C] From: Stewart Oldfield ‹ > Date: Thu, 11 Oct 2018 16:16:09 -0400 To: Kimberly Hart Kim, I'd like to keep coverage of this account with the KCP brokerage team since they understand how the client likes to trade. The account will most likely trade cash equities and bonds, and it will be straightforward to ensure that they do not engage in any non-suitable products. Please let me know how to get this to the right place. We have new account docs back from the client and are ready to do the onboarding pending resolution here. Thanks From: Liam Osullivan Sent: Thursday, October 11, 2018 3:31 PM To: Stewart Oldfield Cc: Martin Zeman Ian Salters Subject: Butterfly Trust [C] Classification: Confidential I discussed the below with Ziggy, Ian and Martin. We propose that the Butterfly Trust is opened with the KCP team. We will open the account under the N4G prefix. We will request a new CA number for Martin Zeman that will be used to separate Butterfly Trust from accounts that have signed KCP packages on file. Martin will sign a quarterly attestation that the account is not being offered KCP products. Kind regards, Liam O'Sullivan EFTA01425987 fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01425988