EFTA01358812.pdf

From: Bradley Gillin Sent: Friday, June 15, 2018 7:43 PM To: Vijay-A Sawant < Cc: Daphne Cales < >; Rodney Macelus < Subject: RE: 2018 Periodic Review of HIGH RISK acct GoldenTree Asset Management Transportation LLC under the GOLDENTREE RELATIONSHIP II) Classification: For Internal use only Vijay. Six attached Schedule A showing ownership and LP agreement. Regards. Brad Bradley Gillis Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Friday, June 15, 2018 6:02 AM To: Bradley Gillin < Cc: Daphne Cales ; Rodney Macelus < Subject: 2018 Periodic Review of HIGH RISK acct GoldenTree Asset Management Transportation LLC under the GOLDENTREE RELATIONSHIP Hello Brad/Rod, This relates to review of above high risk account due for remediation 6/30/2018. I have completed the attached checklist based on the docs available in the repository & previous cases. However during review of GoldenTree Asset Management LLC (GP to the GoldenTree Asset Management LP, which in turn is the sole shareholder in the above acct holding entity), I encountered the following error - Your criteria resulted in more than 2000 documents. Refine your search I tried accessing the repositories of individual DB accounts linked to this account but encountered similar error on one of the DB accounts I ), which I believe should have the docs that I am looking for, for this review. The docs that I am looking for are the constitutional docs for GoldenTree Asset Management LP (i.e Partnership Agreement)and GoldenTree Asset Management LLC (i.e Operating Agreement). I am unable to drill down to the UBO's due to the unavailability of these docs. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046755 CONFIDENTIAL SDNY_GM_00192939 EFTA01358812