EFTA01399554.pdf

Subject: RE: February 2015 AML/KYC Escalation Reports [I] From: Andrea Tapia Date: Tue, 17 Mar 2015 17:48:23 -0400 To: Kimberly Hart ‹ > Classification: For internal use only Hi Kim, In the attached file, please find my comments re: updates in column N. The three private equity accounts for McCarthy's client, Craig Haesemeyer, are highlighted in red. Kind regards, Andrea Tapia Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, March 17, 2015 9:15 AM To: Andrea Tapia Subject: FW: February 2015 AML/KYC Escalation Reports [I] Classification: For internal use only EFTA01399554 « OLE Object: Picture (Device Independent Bitmap) » Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email « OLE Object: Picture (Device Independent Bitmap) > > Securities offered through Deutsche Bank Securities Inc. From: Melisa Venegas Sent: Monday, March 02, 2015 4:36 PM To: Andrew Gallivan; Kimberly Hart; Michael-J Davis; Michael S Jacoby Cc: Armen Brash Subject: February 2015 AML/KYC Escalation Reports [I] Classification: For internal use only All, Included below is the monthly AML/KYC escalation report for overdue and coming due items. Please review and address accordingly Thank you. Regards, « File: COVERAGE Domestic.xlsx » « File: Acct Opening - COVERAGE.xlsx » « OLE Object: Picture (Device Independent Bitmap) > > Melisa Venegas Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 60 Wall Street, 10005-2836 New York, NY, USA Tel.: Fax.: Email EFTA01399555 « OLE Object: Picture (Device Independent Bitmap) EFTA01399556