EFTA01376258.pdf

From: Coley Jellinghaus Sent: 10/11/2018 12:06:35 PM To: Stewart Oldfield Subject: FW: Butterfly brokerage IC) [II Classification: For Internal use only Fyi — pis don't forward From: Kimberly Hart Sent: Thursday, October 11, 2018 11:01AM To: Zbynek Kozelsk Cc: zia Memon <->; Diana Canter < >; Funda Bozkurt <I Subject: RE: Butterfly brokerage [CI ill Classification: For internal use only I do not have an issue with KCP servicing the account. I just need to know the controls to ensure that the client is clear re: investments that are not appropriate for Butterfly. In my mind it would be clearer to the client (and better controlled) if someone else serviced that one account — but I defer to the folks who service accounts on a day to day basis. If someone wants to send the proposed controls to BSO and OCO, we will review. Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. 14th floor. New York, NY 10154 Te F Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Zbynek Kozelsky Sent: Thursday, October 11, 2018 10:56 AM To: Kimberly Hart < >; Coley Jellin haus < Cc: zia Memon < >; Diana Canter < >; Funda Bozkurt >; Zbynek Kozelsky < Subject: RE: Butterfly brokerage [C) (I) Good morning Kim, Just to offer different perspective — separating of the account may not be only disruptive to the client but also operationally since all the communication, trading is concentrated to KCP (for the balance of the accounts). Thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072236 CONFIDENTIAL SDNY_GM_00218420 EFTA01376258