📄 Extracted Text (121 words)
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Research Summary
Date: 27/Jan/17 07:51:50 PM Cost code: 6201215544 User: DEEPANSHU SHARMA
First name(s):
Surname:
Check/Query Source Type/Source Search Parameters Results
News
Negative Negative News/Negative (( 5
News News / All English and /50
Language News Negative News*)))
News News/All English ( Results found
Language News (not reviewed
in this session)
Sanctions & Warnings
Sanctions & Sanctions & No Results
Watchlists Watchlists/Sanctions and
Actions; Autorite des
marches financiers -
Commission des sanctions
Additional Additional No Results
Watchlists Watchlists/Sanction Lists;
Watchlists and Blacklists
FINRA Actions FINRA Actions/Combined NAME No Results
NYSE & NASD
Disciplinary Decisions;
Financial Industry
Regulatory Authority
(FINRA/NASD) Arbitration
Awards
Legal
For internal use only
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043315
CONFIDENTIAL SDNY_GM_00189499
EFTA01357030
ℹ️ Document Details
SHA-256
e503be01711d04c04c9342ef99f27282624f2ca8f3540483906400b7d71fd6fb
Bates Number
EFTA01357030
Dataset
DataSet-10
Document Type
document
Pages
1
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