EFTA01356401.pdf

3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 137 1. In Progress 22 37 18 33 110 2. Ready for Primary Officer Approval 4 2 3 9 3. Ready for Office Dir Approval/SMTH 3 2 5 4. Ready for AML & Bus. Risk Approval 3 3 Rejected (with Front Office) 7 2 1 10 GAT 1 1 1. In Progress 1 1 Total 146 95 46 51 338 Week over week (I will be dropping the 'Obtain ABR/AFC approval' and just leave 'Completion' data to avoid having a too large graph) HR Client Rentediation Progress • rlEtr.:7 FyF •c• •r,IrmiF9/ rt . 7S, AY, ?"," Regards, Rodrigo Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400. 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, June 12, 2017 7:56 AM To: Patrick Harris <1 " CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042247 CONFIDENTIAL SDNY_GM_00188431 EFTA01356401